Building indoor model in PALM-4U: indoor climate, energy demand, and the interaction between buildings and the urban microclimate
- 1Offenburg University of Applied Sciences, Institute of Energy Systems Technology, Offenburg, 77652, Germany
- 2Leibniz University Hannover, Institute of Meteorology and Climatology, Hanover, 30419, Germany
- 3Harz Energie GmbH & Co. KG, Goslar, 38640, Germany
Correspondence: Sascha Rissmann (email@example.com) and Jens Pfafferott (firstname.lastname@example.org)
There is a strong interaction between the urban atmospheric canopy layer and the building energy balance. The urban atmospheric conditions affect the heat transfer through exterior walls, the long-wave heat transfer between the building surfaces and the surroundings, the short-wave solar heat gains, and the heat transport by ventilation. Considering also the internal heat gains and the heat capacity of the building structure, the energy demand for heating and cooling and the indoor thermal environment can be calculated based on the urban microclimatic conditions. According to the building energy concept, the energy demand results in an (anthropogenic) waste heat; this is directly transferred to the urban environment. Furthermore, the indoor temperature is re-coupled via the building envelope to the urban environment and affects indirectly the urban microclimate with a temporally lagged and damped temperature fluctuation. We developed a holistic building model for the combined calculation of indoor climate and energy demand based on an analytic solution of Fourier's equation and implemented this model into the PALM model.
Buildings strongly affect the urban atmospheric conditions. Reversely, the urban microclimate strongly affects the indoor climate and energy demand of buildings. A good review on experimental and numerical studies from the 1960s to today is given by Helbig et al. (2013). Hence, urban microclimate simulation models should contain a powerful building indoor model in order to evaluate the strong interaction between the building and the urban atmospheric conditions.
In a preliminary simulation study, Jacob and Pfafferott (2012) applied different test reference years (Deutscher Wetterdienst, 2014) on different building concepts and operation strategies. These test reference years consider both the climate change and the urban microclimate effect. The study clearly revealed that the urban heat island effect has a stronger effect on the building energy balance than the climate change. As expected, the physical building parameters of the building envelope (i.e. heat transfer coefficients, window area related to façade and floor area, fabric, solar shading) and the user behaviour (i.e. attendance, ventilation, use of shading device) strongly affect energy demand in summer and winter and indoor environment for both residential and office buildings. Results from monitoring campaigns confirm these findings (Kalz et al., 2014; Pfafferott and Becker, 2008).
Favourably, those complex interactions between the built environment and the urban atmospheric conditions can be evaluated based on a sophisticated simulation model (Bueno et al., 2012). Within the MOSAIK project (Maronga et al., 2019), we developed a holistic building model for the coupled calculation of indoor climate (i.e. operative room temperature) and energy demand for heating, cooling, lighting and ventilation. The building indoor model is based on an analytic solution of Fourier's equation and is directly integrated into the PALM code via an interface with the building surface model (Maronga et al., 2015, 2020):
The temperature of the building's boundary layer is calculated by PALM by extrapolation of the logarithmic law-of-the-wall temperature profile between the surface and the first node in the atmosphere depending on grid spacing employed in the atmospheric component and the buoyancy effect at vertical and horizontal structures (Resler et al., 2017; Maronga et al., 2020). This temperature is the input variable for the calculation of heat transport by (free or mechanical) ventilation.
The building indoor model gets the locally allocated wall, window and roof temperature of the innermost layer of each surface as an input from the building surface model for the simulation of indoor climate and energy demand.
The building surface model gets the specific heat flux through the exterior walls as an input from the building indoor model for the simulation of façade temperatures.
The building surface model is based on an R5C4 resistance–capacity model in order to represent typical building structures with up to four wall layers. This model can be run within the PALM model with or without the building indoor model. If the building surface model is run in combination with the building indoor model, the indoor surface temperature is substituted by the heat flux into the wall. In this case, the building surface model is reduced consequently to an R4C4 model.
Fourier's law in inhomogeneous materials and with heat sources can be shown in Cartesian coordinates x, y and z using the nabla operator:
with the density ρ, the specific heat capacity c, the heat conductivity λ and the heat source q. If the different building materials are considered as one mean value for all components, the properties are homogeneous. Furthermore, constant heat transfer coefficients are a feasible assumption in buildings. Starting from these assumptions and considering the heat sources and the heat transfer, respectively, the partial differential equation of the thermal conduction equation can be solved analytically.
Thus, the building indoor model is based on an analytical solution of Fourier's law considering a resistance model with five resistances R [K W−1] and one heat capacity C [J K−1]. The solution is based on a Crank–Nicolson scheme for a 1 h time step. As the programming is based on heat transfer coefficients H [W K−1], all equations are based on the reciprocal value of R [K W−1]. The heat transfer coefficient H takes short-wave, long-wave, convective and conductive heat transfer and heat transport (by air) into account.
The model considers four driving heat fluxes:
Φhc heating and cooling energy,
Φconv convective internal heat gains,
Φrad,s radiative internal and solar heat gains to the room-enclosing surfaces, and
Φrad,m radiative internal and solar heat gains to the room-enclosing building structure.
The solar radiation on each façade is calculated by the radiation model (Krc et al., 2020) and is passed through the building surface model to the building indoor model. All heat sources and sinks are coupled with
ϑi indoor air temperature,
ϑs interior surface temperature, or
ϑm temperature of the room-enclosing building structure, respectively.
These interior temperatures are coupled with three exterior temperatures:
ϑn temperature of the building's boundary layer (from the PALM model) for the incoming air,
ϑe ambient air temperature (from the PALM model) for the calculation of the heat transfer through the window, and
ϑw wall temperature (from the building surface model).
Figure 1 shows all temperatures [K] and driving heat flows [W] in this R5C1 network. From a numerical perspective, this network consists of five reciprocal heat transfer coefficients H and one heat storage capacity C:
Hv [W K−1] for heat transport by ventilation between near-surface exterior air ϑn and indoor air ϑi
Ht,is [W K−1] for convective heat transfer between indoor air ϑi and interior surfaces ϑs with specific heat transfer coefficient his = 3.45 considering all room-enclosing surfaces
Ht,es [W K−1] for heat transfer through windows between exterior air ϑe and interior surfaces ϑs
Ht,ms [W K−1] for conductive heat transfer between interior surfaces ϑs and interior mass node ϑm with specific heat transfer coefficient hms = 9.1 considering room-enclosing surfaces
Ht,wm [W K−1] for conductive heat transfer between wall ϑw and interior mass node ϑm
C [J K−1] heat storage capacity of the whole room-enclosing building structure.
From an energy balance perspective, the heat gains consist of internal and solar heat gains, and the indoor environment is coupled with the exterior environment by both heat transport due to ventilation and heat transfer through the envelope. Ventilation and heat transfer might be either heat gains (e.g. at high ambient temperatures or high solar heat gains at the opaque façades) or heat losses (especially at higher temperatures indoors than outdoors). Furthermore, the thermal inertia of the building structure results in a time shift between the actual heat balance and the indoor temperature.
Since the heat transfer through the façade is calculated by the building surface model, the heat transfer through the façade Φw is the interface between both models. The building indoor model differs between the heat transfer through (transparent) windows and (opaque) walls. The corresponding heat transfer coefficients are calculated from input parameters given by the model database (cf. Sect. 3):
The heat transfer coefficient Ht,es through transparent, lightweight elements is reversely calculated from Ht,ei and the heat transfer coefficient Ht,is between the indoor air and the room-enclosing building structure. Ht,ei is the product of the overall heat transfer coefficient Uwindow  and the window area Awindow [m2].
The heat transfer coefficient Ht,wm through opaque elements with thermal inertia is reversely calculated from Ht,ms and the heat transfer coefficient Ht,ws between the wall and the room-enclosing building structure. Ht,wm is calculated from the heat conductivity and the thickness of the inside wall layer and the wall area Awall [m2].
Fourier's equation is mathematically solved for a time step of 1 h. The temperature of the room-enclosing building structure ϑm is calculated from its value at the previous time step ϑm,prev and the overall heat flux into the room-enclosing building structure Φm,tot, which is calculated from Φhc, Φconv, Φrad,s and Φrad,m according to ISO 13790 (2008).
with and .
The surface temperature ϑs is a function of the convective and radiative heat fluxes to the surface (Φhc, Φconv and Φrad,s) and is connected with the temperature of the room-enclosing building structure ϑm, the temperature of the building's boundary layer ϑn and the ambient air temperature ϑe.
The indoor air temperature ϑi is a function of convective heat fluxes Φhc and Φconv and is coupled to the surface temperature ϑs and the ϑn near-façade temperature.
From these equations, the specific heating or cooling energy demand φhc,nd [W m−2] can be calculated for a specified set temperature for the indoor air ϑi,set. This calculation is based on a linear approach based on the indoor air temperature without heating or cooling ϑi,0 and the indoor air temperature ϑi,10 with a specific heat flux φhc,10 of 10 W m−2 net floor area Anfa [m2].
If the indoor air temperature is higher than the set temperature for heating (e.g. ϑi,set,h = 20 ∘C) and lower than the set temperature for cooling (e.g. ϑi,set,c = 26 ∘C), the heat flux Φhc,nd is 0. If the heating and cooling capacity is limited due to the technical facility, the heating and cooling heat flux might be limited to Φh,max or Φc,max, respectively. Hence, the actual heating or cooling energy Φhc is recalculated with the net floor area for one of these five cases:
Φhc = 0 W m−2 if ϑi,set,h < ϑi < ϑi,set,c;
Φhc = Φhc,nd if Φhc,nd < Φh,max in heating mode or Φhc,nd < Φc,max in cooling mode, respectively;
Φhc = Φh,max if Φhc,nd > Φh,max in heating mode or Φhc = Φc,max if Φhc,nd > Φc,max in cooling mode, respectively.
From these simulation results we calculate the operative room temperature, the final energy demand for heating and cooling, the anthropogenic waste heat, and the heat flux from the room to the façade.
The operative room temperature ϑo is the uniform temperature of an imaginary black room in which a person exchanges the same heat through radiation and convection as in the existing non-uniform environment; ϑo is used for the evaluation of the indoor climate and is calculated from the indoor air temperature ϑi and the surface temperature ϑs according to ISO 13790 (2008):
The operative room temperature ϑo is calculated as a mean value of the room air temperature and the respective mean radiation temperature of the room surfaces, in which the proportion of convection (indoor air temperature ϑi, i.e. 0.3) and radiation (surface temperature ϑs, i.e. 0.7) depends mainly on the prevailing air velocity (cf. EN 15251, 2007).
The model according to ISO 13790 (2008) was validated with monitoring data (simulation–measurement validation) and other simulation programs (cross-model validation). The accuracy of the advanced analytical model has been compared repeatedly with numerical simulation models with special respect to uncertain input parameters, different building technologies and stochastic user behaviour (Burhenne et al., 2010).
Based on the building energy concepts and the input parameters from the model database, the electrical energy demand (e.g. for lighting, ventilation, and office or residential equipment), the heating energy demand (e.g. heat pump systems, boilers, cogeneration or solar thermal energy) and the cooling energy demand (e.g. compression or thermally driven chillers, adiabatic cooling, cooling towers, ground cooling) are calculated.
The final energy demand for heating and cooling Φhc,f is given in electrical and/or fuel energy and depends on the energy efficiency of the technical facility ef,hc, e.g. from DIN V 18599 (2011):
The operative room temperature ϑo is a strong indicator for thermal comfort and the final energy demand Φhc,f for the efficiency of the building and its technical facilities. These output variables can be used favourably for the analysis of the buildings in urban environments and the evaluation of heat stress in summer or the decrease in heat energy and the increase in cooling energy due to the urban heat island effect.
Considering the thermal energy demand for heating and cooling, the anthropogenic heat production is calculated and passed back to PALM (cf. Fig. 2). The anthropogenic waste heat Φhc,w strongly depends on the energy supply system (e.g. district heating and cooling, heat pump, thermally driven or compression chiller, boiler) and is calculated from a waste heat coefficient qhc according to DIN V 18599 (2011); qhc is zero for district heating or cooling, positive for boilers or chillers, and negative for heat pump systems.
Figure 2 shows the integration of the building indoor model into the PALM model. The heat transfer through the façade and the surface temperature of the façade are calculated by the building surface model (Resler et al., 2017). Due to the radiative heat transfer through transparent façade elements and the heat storage in opaque façade elements, the interface between the two modules is slightly different for windows and walls:
For windows, the whole energy balance is calculated by the solar heat gain coefficient g [–] and the shading factor FC for shading devices for heat gains and by the overall heat transfer coefficient U  for the energy transport due to the temperature difference between inside and outside since the complex long- and short-wave radiation processes within the window and at its surfaces are considered in these characteristics U and g. As the overall heat transfer U is calculated only with the exterior and the room temperature, there is no feedback from the building surface model to the building indoor model. Hence, the heat flux from the inside to the window is
For walls, the building surface model gets the specific heat flux through the exterior walls as an input from the building indoor model for the simulation of façade outside surface temperature.
The building indoor model gets the wall temperature ϑm at the last time step t−1 from the building surface model (cf. Fig. 3):
The building surface model is based on four wall layers since almost all traditional or innovative façade construction can be modelled accurately with four layers, e.g. wood panel – wood wool – timber frame construction – plasterboard (lightweight construction) or mortar plaster – thermal insulation composite system – concrete – plaster (heavyweight construction) from outside to inside. The outside surface temperature is calculated from the energy balance at the façade, and the heat flow into the façade is given by the building indoor model. Considering the outside surface temperature and the inside heat flow as driving forces, the wall model is numerically based on a 4R4C model. Figure 3 shows the 4R4C model with five temperatures (outside surface temperature ϑs,o and four wall temperatures ϑn,i), four serial heat transfer coefficients H [W K−1] (as the reciprocal value of R, K W−1) and four heat storage capacities C [J K−1] for each wall layer.
A model database is used for the parametrization of the building indoor model and the building surface model. The database provides physical building parameters of the building envelope, geometry data and operational data (including user behaviour, control strategies and technical building services). The only available building information is often the age of the building, the construction material of the façade and coating, the façade and window area, and the cubature. Hence, the model database defines all physical building parameters and operational data based on those basic parameters according to a building typology (IWU, 2018). The model database contains four areas:
The building description is based on geometry, fabric, window fraction and ventilation models.
The user description is based on (stochastic) user models regarding window opening and use of solar control and user profiles regarding attendance and internal heat gains.
The person description is based on the metabolic rate and the clothing value.
The HVAC (heating, ventilation and air-conditioning systems) energy supply system is simulated with simplified models based on characteristic line models (considering the normative standards with regard to efficiencies) for different heating, cooling, ventilation and air-conditioning concepts. The model database also contains operation strategies for the energy supply system.
The input information on physical building parameters from a regional survey or an urban planning tool is often uncertain and inconsistent. The model database is well structured and includes sub-models which process information on different levels of accuracy and precision. Hence, the database is built up on a standardized building topology and can manually be adapted in order to evaluate measures with regard to the façade or to the building energy supply.
The standard database contains six building types according to the German building topology (IWU, 2018), i.e. building age from the 1920s, 1970s and the 1990s for residential and non-residential buildings. The summer heat protection corresponds to the minimum requirements with regard to DIN 4108-2 (2013). Typical attendance and internal heat gains are taken from DIN V 18599 (2011) and empirical values (Voss et al., 2006).
The building geometry and the resolution given by the PALM model define both the volume of the building Vbuilding and the number of façade elements nfaçade. Each building indoor model contains as many indoor volumes Vindoor as façade elements. Thus, all global parameters (i.e. air change per hour, internal heat gain per net floor area and heat capacity) refer to this virtual room volume:
While PALM uses an adaptive time step resolution (which is typically of the order of a few seconds or less), the building indoor model is run for each hour of the day. The results (i.e. indoor environment, surface temperatures and anthropogenic waste heat from building operation) are fixed for the next hour.
Figure 4 shows simulation results for a summer and a winter simulation run in a typical urban situation with street canyons, block development, high-rise buildings, parks and water. The area around Ernst-Reuter-Platz in Berlin (Germany) contains residential and non-residential buildings from different construction years (simplified to 1920s, 1970s and 1990s building standard) with different heating (i.e. district heating or boiler) and cooling facilities (i.e. compression chiller or no mechanical cooling). All parameters for physical building properties, user profiles and technical facilities are taken from the model database.
Both graphs show the (local) temperature distribution in the building and around the building and the anthropogenic waste heat from heating and cooling at 11:00 (all times are in CET). All simulation results are shown at 10 m above ground and clearly show that the combined simulation of urban atmospheric conditions, energy balance at the wall surface and the indoor energy balance yield detailed information on indoor and outdoor temperatures, surface temperatures, energy demand (not shown in the graph), and heat flows from the building's energy system to the urban environment:
The outdoor temperature ϑe is around +24 ∘C in the summer scenario (above) and −10 ∘C in the winter scenario (below) and is locally calculated by PALM, which predicts the fluid dynamic and thermodynamic effects of the urbanized area around Ernst-Reuter-Platz in Berlin.
The operative room temperature ϑo is around 26 ∘C in the summer scenario (in buildings with active cooling) and around 20 ∘C in winter due to active heating. There is a remarkable temperature range in buildings with no active cooling: in this summer scenario, the operative room temperature in some buildings rises to 33 ∘C due to high solar and internal heat gains, while other buildings stay at 22 ∘C due to their high thermal inertia and passive cooling strategies.
The energy demand for heating and cooling Φhc of each volume element depends strongly on the temperature difference between inside and outside, the wind speed at the façade, the building construction and window-to-façade ratio, and the solar radiation and the orientation of the building. The (final) energy demand Φhc,f considers the building's energy supply system. Based on the energy conversion factors for each heating or cooling system, the anthropogenic waste heat from the building Φhc,w is calculated for each façade element separately and is transferred to the urban area via the outside surface. Façade elements with no anthropogenic waste heat (i.e. buildings with district heating in winter or passive cooling in summer, respectively) are shown in black. The specific waste heat from the building φhc,w due to energy losses of the heating supply system ranges between 2 and 7 in winter and due to the recooling systems of the cooling supply system between 20 and 60 in summer.
Comparing the summer and winter scenario in two buildings shows noticeable differences in Fig. 4. Building A is a residential building from the 1920s with a boiler for heating and passive cooling in summer. Building B is an office building from the 1970s with district heating in winter and air conditioning in summer.
In winter at 11:00, the indoor temperature in both buildings is 20 ∘C since both buildings are heated. However, building B does not transfer any waste heat to the urban environment since it gets district heating. On the other hand, the heat losses from the heating system in building A result in approximately 4 at this time step. Noteworthy, both buildings are heat sources for the urban environment – independently of the waste heat from the heating systems – due to the higher indoor temperatures.
In summer at 11:00, the indoor temperature in building A is still at approximately 24 ∘C due to passive cooling during night and the high thermal inertia of the 1920s residential building. Building B has higher solar and internal heat gains and is cooled down to 26 ∘C. As building A is not mechanically cooled, there is no waste heat from any technical devices. On the other hand, the compression chiller in building B generates ∼ 25 waste heat.
These selected examples clearly indicate how the building structure, the building operation, and the heating and cooling system contribute to the urban heat island effect in winter and especially in summer.
An analytical solution of Fourier's equation is used to simulate the transient energy balance of a building. This building model is separated into virtual control volumes which are geometrically connected with the atmospheric model. Thus, each simulated building consists of as many control volumes as the number of façade elements connected to the exterior environment. Since the energy balance is numerically solved together with the building surface model (i.e. façade temperature and energy balance of convective, long- and short-wave radiation, transmission, and energy storage) and the atmospheric model (i.e. air temperature of the first node connected to the respective façade element and near-façade air temperature), the coupled energy flow to and from the building to the urban atmospheric conditions can be analysed.
From an application perspective, the indoor environment and the energy demand of the building can be calculated as a function of atmospheric environmental conditions. On the one hand, the heat transmission due to the temperature difference between the indoor and outdoor environment, the heat transport due to ventilation, and the radiative heat transfer at the building surface result in a strong interaction between the built environment and the urban atmospheric conditions. On the other hand, the energy supply of each building results in an anthropogenic waste heat which heats up or cools down the urban microclimate.
Initial simulation results from a simulation study for the Berlin city centre show the impact of buildings defined by different physical building parameters and with different technical facilities for ventilation, heating and cooling on the urban atmospheric conditions.
Today, an urban microclimate analysis is usually based on monitoring campaigns and simulation runs for the urban atmospheric conditions. Only a few investigations take the buildings explicitly into consideration. Hartz et al. (2020) use four climate datasets based on test reference years and five building types in order to evaluate the outdoor and indoor heat stress in a German city. Though this sophisticated analysis results in a plausible and extensive vulnerability analysis for the different city districts, it does not reveal the dynamic interaction between the built environment and the urban atmospheric conditions. The building indoor model provides a powerful and easy-to-use tool for the evaluation of buildings in the urban microclimate and the impact of the building and its operation on the urban atmospheric conditions at the same time.
The PALM model system 6.0, including the building indoor model, can be freely downloaded from https://palm.muk.uni-hannover.de/trac (last access: 23 March 2021). The distribution is under the terms of the GNU General Public License (v3). More about the revision control, code management and versioning of the PALM model system 6.0 can be found in Maronga et al. (2015).
JP developed the building indoor model code with support from SR, MS, FKS and BM. SR performed the simulation with support from FKS and MS. JP prepared the manuscript with contributions from all co-authors. SR submitted the manuscript.
The authors declare that they have no conflict of interest.
We would like to thank the two anonymous reviewers for their helpful comments on the manuscript. The German Aerospace Center (DLR) project management supported the consortium.
This study has been supported by the German Federal Ministry of Education and Research (BMBF) under the grant nos. 01LP1601A and 01LP1601C. The Urban Climate Under Change [UC]2 programme is funded by the German Federal Ministry of Education and Research under grant no. 01LP1601 within the framework of Research for Sustainable Development (FONA; https://www.fona.de/en/, last access: 23 March 2021), which is greatly acknowledged.
This paper was edited by Olivier Marti and reviewed by two anonymous referees.
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