The SPAtial EFficiency metric (SPAEF): multiple-component evaluation of spatial patterns for optimization of hydrological models
- 1Department of Hydrology, Geological Survey of Denmark and Greenland, Copenhagen, 1350, Denmark
- 2Department of Civil Engineering, Istanbul Technical University, 34469 Maslak, Istanbul, Turkey
Correspondence: Julian Koch (email@example.com)
The process of model evaluation is not only an integral part of model development and calibration but also of paramount importance when communicating modelling results to the scientific community and stakeholders. The modelling community has a large and well-tested toolbox of metrics to evaluate temporal model performance. In contrast, spatial performance evaluation does not correspond to the grand availability of spatial observations readily available and to the sophisticate model codes simulating the spatial variability of complex hydrological processes. This study makes a contribution towards advancing spatial-pattern-oriented model calibration by rigorously testing a multiple-component performance metric. The promoted SPAtial EFficiency (SPAEF) metric reflects three equally weighted components: correlation, coefficient of variation and histogram overlap. This multiple-component approach is found to be advantageous in order to achieve the complex task of comparing spatial patterns. SPAEF, its three components individually and two alternative spatial performance metrics, i.e. connectivity analysis and fractions skill score, are applied in a spatial-pattern-oriented model calibration of a catchment model in Denmark. Results suggest the importance of multiple-component metrics because stand-alone metrics tend to fail to provide holistic pattern information. The three SPAEF components are found to be independent, which allows them to complement each other in a meaningful way. In order to optimally exploit spatial observations made available by remote sensing platforms, this study suggests applying bias insensitive metrics which further allow for a comparison of variables which are related but may differ in unit. This study applies SPAEF in the hydrological context using the mesoscale Hydrologic Model (mHM; version 5.8), but we see great potential across disciplines related to spatially distributed earth system modelling.
Spatially distributed models, which represent various components of the earth system, are extensively applied in policy-making, management and research. Such modelling tackles a wide range of environmental problems, such as the analysis of drought patterns (Herrera-Estrada et al., 2017), assessing the spatial regularization of fertilizers in agricultural landscapes (Refsgaard et al., 2014) or modelling vegetation dynamics (Ruiz-Pérez et al., 2016). Our study focuses on hydrological variability as predicted by spatially distributed hydrological models. The correct representation of the spatial variability of hydrological fluxes often constitutes the major obstacle for many modelling efforts with respect to model structure, parameterization and forcing data.
In order to establish confidence in outputs generated by spatially explicit hydrological models and further to justify their application while recognizing their limitations, it is of paramount importance to quantify performance (Alexandrov et al., 2011; Hagen and Martens, 2008; Kumar et al., 2012). Within the field of meteorological modelling the application of spatial model evaluation is well established with benchmark studies and well-tested toolboxes (Brown et al., 2009; Dorninger et al., 2013; Gilleland et al., 2016). The hydrological modelling community has historically focused more on temporal model performance, but the call for a paradigm shift towards a spatial-pattern-oriented model evaluation using independent spatial observations has been ongoing for nearly 2 decades (Grayson and Blöschl, 2001; Koch et al., 2016a; Stisen et al., 2011; Wealands et al., 2005). Modelling the temporal dynamics of hydrological response can be considered independent of a model's spatial component as different parameters control spatial and temporal variability (Pokhrel and Gupta, 2011). Along the lines of Gupta et al. (2008), the feasibility of an adequate spatial-pattern-oriented model evaluation is constrained by the versatility of the applied performance metric. The task to quantitatively compare spatial patterns is non-trivial and the multi-layered content of spatial patterns expresses distinct requirements to such a metric (Cloke and Pappenberger, 2008; Gilleland et al., 2009; Vereecken et al., 2016). A single metric will generally not adequately address performance and instead a combination of metrics spanning multiple relevant aspects of model performance are necessary (Clark et al., 2011; Gupta et al., 2012). The advantages of using multiple-component metrics have been broadly accepted for the evaluation of temporal model performance (Kling et al., 2012), but multiple-component evaluation has not yet been highlighted for the evaluation of simulated spatial patterns.
Model evaluation targeted at spatial performance requires reliable spatial observations which are broadly facilitated by remote sensing platforms across various spatial scales (McCabe et al., 2008; Orth et al., 2017). At a small scale, Glaser et al. (2016) explored the applicability of portable thermal infrared cameras to evaluate simulated spatial patterns of surface saturation in the hillslope–riparian–stream interface. At the catchment scale, Schuurmans et al. (2011) incorporate remote-sensing-based maps of latent heat in order to identify structural model deficiencies. At a regional scale, Mendiguren et al. (2017) applied a spatial-pattern-oriented model evaluation based on remote sensing estimates of evapotranspiration to diagnose shortcomings of the national hydrological model of Denmark. At a large scale, Koch et al. (2016b) utilized land surface temperature retrievals to evaluate large-scale land surface models across the continental US.
The applicability of remote sensing data to calibrate hydrological models has already been explored by several studies that incorporated spatial patterns of land surface temperature (Stisen et al., 2018), snow cover (Terink et al., 2015) or latent heat (Immerzeel and Droogers, 2008). Overall the merit of constraining model parameters against spatial observations has been widely recognized by the modelling community. However, the design of the performance metric, which ensures that the spatial information contained in the remote sensing data is utilized optimally to inform the model calibration, is rarely touched upon in the literature.
Bennett et al. (2013) provide an excellent overview of measures that allow the modeller to quantify the performance of environmental models. They considered model evaluation a vital step during the iterative process of model development, and hence it can identify the need for additional data, alternative calibrations or updated model structure. This further emphasizes the need for robust performance metrics. In general, the properties of the applied metric and the design of the evaluation framework should always correspond to the application of the model (Krause et al., 2005).
Our study highlights the development and application of a versatile metric that has the potential to advance the credibility of spatially distributed hydrological models. When designing such a metric it is important to reflect on requirements as well as frameworks to properly test it in, which has been extensively discussed in the literature (Cloke and Pappenberger, 2008; Moriasi et al., 2007; Dawson et al., 2007; Krause et al., 2005; Refsgaard and Henriksen, 2004; Schaefi and Gupta, 2007). Following these references and our own reflections we identified the following five major requirements of a spatial performance metric: (1) the metric should be easy to compute, which makes results reproducible and creates credibility within the scientific community. (2) In order to be informative during model calibration the metric should be robust and deliver a continuous response to changes in parameter values. (3) In the formulation of the metric, multiple independent components are necessary to provide a holistic evaluation of the model performance. (4) The metric should offer the possibility to compare related variables of different units; e.g. observed latent heat (W m−2) and simulated evapotranspiration (mm day−1). This enables evaluation via proxies and facilitates bias insensitivity, which is found favourable because it focuses on the pattern information contained in the remote sensing data instead of absolute values at the grid scale. (5) The metric should be easy to communicate both inside and outside the scientific community. This requires a predefined range and the possibility to put metric scores into context; i.e. what value ensures satisfactory performance? Can we directly compare scores between different catchments and models? These five points were carefully taken into consideration by Demirel et al. (2018a) for the formulation of SPAtial EFficiency (SPAEF), which they successfully applied in a spatial-pattern-oriented model calibration.
In this study, we rigorously test SPAEF and compare it with two additional spatial performance metrics: fractions skill score (Roberts and Lean, 2008) and connectivity analysis (Koch et al., 2016b). All three metrics are applied in a spatial-pattern-oriented calibration of a catchment model using the mesoscale Hydrologic Model (mHM: Samaniego et al., 2010a). Such rigorous metric testing and comparison helps to generate familiarity and is inevitable in order to establish novel metrics in the scientific community.
2.1 Study site
The Skjern River catchment is located in the western part of the Danish peninsula. The catchments size amounts to 2500 km2 and it has been studied intensively for almost a decade by the HOBE project (Jensen and Illangasekare, 2011). The climate is maritime with a mean annual precipitation of around 1050 mm, which is partitioned into more or less equal amounts of streamflow and actual evapotranspiration. Topography slopes gently from the highest point of approximately 125 m in elevation on the east to sea level in the western side of the catchment. Figure 1 shows the spatial variability of soil texture, which stresses that soils are predominately sandy with intertwined till and clay sections. Land use is dominated by arable land with patches of coniferous forest. The Skjern catchment does not exhibit a strong spatial gradient in hydrological response because general gradients in catchment morphology or climatology do not exist. This promotes the catchment as an excellent test case for a spatial-pattern-oriented model calibration because the simulated spatial patterns of hydrological variables are governed by optimizable parameters such as soil and vegetation properties.
2.2 Hydrological model
This study utilizes the mesoscale Hydrologic Model (mHM v5.8: Samaniego et al., 2017a), which is a grid-based spatially distributed hydrological model (Kumar et al., 2013, 2010; Samaniego et al., 2010a, b). The model accounts for key hydrological processes such as canopy interception, soil moisture dynamics, surface and subsurface flow generation, snow melting, evapotranspiration and others. Daily meteorological data forces the model and a gridded digital elevation model (DEM) characterizes the morphology of the catchment. Additionally, the spatial variability of observable physical properties such as soil texture, vegetation and geology are incorporated in the model structure. A multi-scale parameter regionalization (MPR) technique enables mHM to consolidate three different spatial scales: meteorological forcing at a coarse scale, intermediate model scale and fine-scale morphological data. In the case of the Skjern model, forcing data are available at 10–20 km resolution, the DEM is used at 250 m scale and the model is executed at 1 km scale. Effective parameters at the modelling scale are regionalized through non-linear transfer functions which link spatially distributed basin characteristics at a finer scale by means of global parameters, which can be determined through calibration.
2.3 Reference data
The observational data employed as a reference in the calibration are given in Fig. 2 and consist of two datasets. The first is 8 years (2001–2008) of discharge time series at two locations within the catchment where the first drains around 60 % of the catchment area and the second an additional 25 % (Fig. 1). Second, in order to complement the temporal data we provide a remote sensing estimate of latent heat for cloud-free grids in June between 2001 and 2008. The month of June is the peak of the growing season, which makes the spatial pattern distinct and relevant for a hydrological model evaluation. This reference spatial pattern is obtained by the two-source energy balance model (TSEB; Norman et al., 1995). A detailed description of the remote-sensing-based estimation of latent heat across Denmark is presented by Mendiguren et al. (2017). As outlined by Mendiguren et al. (2017), TSEB represents a two-layer model which separates soil and vegetation. Energy fluxes are estimated based on various input parameters and forcings among which land surface temperature (LST) and air temperature are found to be most sensitive. Input data for TSEB are obtained from the daytime LST MODIS product at 1 km spatial resolution. The reasoning behind averaging the latent heat maps in time to a mean monthly map is expressed twofold. First, daily spatial patterns are influenced by clouds and thus vary highly in coverage, which limits the pattern information content. Second, daily estimates are associated with higher uncertainty and are more affected by forcing data, e.g. the spatial distribution of precipitation on the previous day. Hence, aggregated monthly maps of latent heat represent a robust average that is more informative in a model calibration than daily maps because it constitutes the imprint of soil properties and vegetation on the simulated pattern, which are parameters that can be calibrated in a hydrological model in contrast to model forcing.
2.4 Spatial performance metrics
2.4.1 Spatial efficiency
For the formulation of a straightforward spatial performance metric we found inspiration in the Kling–Gupta efficiency (KGE; Kling and Gupta, 2009), which is a commonly used metric in hydrological modelling to evaluate discharge simulations. It is characterized by three equally weighted components, i.e. correlation, variability and bias.
where αQ is the Pearson correlation coefficient between the observed (obs) and the simulated (sim) discharge time series, βQ is the relative variability based on the ratio of standard deviation in simulated and observed values and γQ is the bias term which is normalized by the standard deviation of the observed data. KGE is selected as the discharge objective function for the optimization applied in this study.
The multiple-component nature of KGE is favourable because a model evaluation can rarely be condensed to a single component, such as the bias of correlation. Instead a more holistic and balanced assessment using several aspects is favourable for a comprehensive model evaluation as advocated by Gupta et al. (2012), Krause et al. (2005) and others.
Following the multiple-component idea of KGE we present a novel spatial performance metric denoted SPAtial EFficiency (SPAEF), which was originally proposed by Demirel et al. (2018a, b).
α=ρ(obs,sim), and where α is the Pearson correlation coefficient between the observed (obs) and simulated (sim) pattern, β is the fraction of the coefficient of variation representing spatial variability and γ is the histogram intersection for the given histogram K of the observed pattern and the histogram L of the simulated pattern, each containing n bins (Swain and Ballard, 1991). In order to enable the comparison of two variables with different units and to ensure bias insensitivity, the z score of the patterns is used to compute γ. Throughout the paper α is referred to as correlation, β as cv ratio and γ as histo match.
The difficulty to quantitatively compare spatial patterns and the need for multiple-component metrics such as SPAEF are illustrated in Fig. 3 in which two example patterns both generated by mHM during calibration are compared with the TSEB reference pattern. A swift visual comparison clearly disambiguates the fact that both are inadequate spatial pattern representations with respect to the reference; i.e. the first lacks spatial variability and the second misses spatial detail within the clearly separated clusters of high and low values. Correlation is a commonly known statistical measure that allows for the comparison of two variables that are collocated in space and may differ in units. Despite the visual evaluation, both examples have a reasonably high correlation, which allegedly suggests good performance. When assessing the cv ratio it becomes clear that the first example lacks spatial variability, whereas the distinct separation of the second example suggests an adequate representation of spatial variability. The deficiency of the second example becomes clear when investigating the overlap of histograms of the normalized (z score) simulated and reference pattern. The z score normalization results in a pattern with a mean equal to 0 and a standard deviation equal to 1, which is necessary to make two patterns with different units comparable. Histo match stresses non-existing spatial variability within the high and low areas despite the satisfying correlation and spatial variability.
The connectivity metric originates from the field of hydrogeology in which it is commonly applied to characterize the spatial heterogeneity of aquifers (Koch et al., 2014; Rongier et al., 2016). Outside the hydrogeology community, connectivity analyses have also been conducted to describe the spatial patterns of soil moisture (Grayson et al., 2002; Western et al., 2001) and land surface temperature (Koch et al., 2016b). Following the classification of Renard and Allard (2013), the connectivity analysis of a continuous variable is conducted via three steps: (1) a series of threshold percentiles decomposes the domain into a series of binary maps, (2) the binary maps undergo a cluster analysis that identifies spatially connected clusters and (3) the transition from many disconnected clusters to a single connected cluster can be quantified by principles of percolation theory (Hovadik and Larue, 2007). In this context the probability of connection (Γ) is considered a suitable percolation metric. Γ states the proportion of pairs of cells that are connected among all possible pairs of connected cells of a cluster map.
where nt is the total number of cells in the binary map Xt below or above threshold t, which has N(Xt) distinct clusters in total. ni is the number of cells in the ith cluster in Xt. The percolation is well captured by means of an increasing threshold that moves along all percentiles of the variable's range, which makes this methodology bias insensitive. The connectivity analysis is applied individually on cells that exceed a given threshold and those that fall below, which is referred to as the low and high phase, respectively. Following Koch et al. (2016b), the root mean square error between the connectivity at all percentiles of the observed (Γ(t)obs) and the simulated (Γ(t)sim) pattern denotes a tangible pattern similarity metric and can be calculated as
The average RMSE score of the low and the high phase is employed as the pattern similarity score for the connectivity analysis and is referred to as connectivity throughout the paper.
2.4.3 Fractions skill score
The fractions skill score (FSS) is a common metric in meteorology to provide a scale-dependent measure that quantifies the spatial skill of various competing precipitation forecasts with respect to a reference (Mittermaier et al., 2013; Roberts and Lean, 2008; Wolff et al., 2014). In the FSS framework, a fraction reflects the occurrence of values exceeding a certain threshold at a given window size n and is calculated at each cell. Typically the thresholds are derived from the variable's percentiles, which constitutes the bias insensitivity of FSS (Roberts, 2008). The FSS workflow is defined by three main steps: (1) for each threshold, truncate the observed (obs) and the simulated (sim) spatial pattern into binary maps. (2) For each cell, compute the fraction of cells that exceed the threshold and lie within a window of size n×n and (3) calculate the mean squared error (MSE) between the observed and simulated fractions and normalize it with a worst case MSE (MSEwc) that reflects the condition with zero agreement between the spatial patterns. The MSE is based on all cells (Nxy) that lie within the modelling domain with dimensions of Nx and Ny. For a certain threshold, FSS at scale n is given by
FSS ranges from 0 to 1, where 1 indicates a perfect match between obs and sim and 0 reflects the worst possible performance. For the simulated spatial patterns in the Skjern catchment we applied the concept of critical scales (Koch et al., 2017) and therefore selected three top and three bottom percentiles each assessed at an individual critical scale. The 1st, 5th and 20th percentiles focus on the bottom 1, 5 and 20 % of cells and are investigated at 25, 15 and 5 km scale, respectively. Three top percentiles, the 99th, 95th and 80th, are analysed analogously. The average of the three top and bottom percentiles is calculated as an overall pattern similarity score and referred to as FSS throughout the paper.
2.5 Optimization procedure
The mHM of the Skjern catchment is applied at 1 km spatial resolution and the simulation period is set to 12 years (1997–2008) during which the first 4 years are used as warm-up and the following 8 years are utilized for the calibration. The model parameters are calibrated against observed discharge time series at two stations and the average latent heat pattern of June under cloud-free conditions. The reference pattern reflects an instantaneous observation of midday latent heat (W m−2), whereas the model simulates daily actual evapotranspiration (mm day−1). Obviously these variables are closely related; however, it requires suitable spatial performance metrics to be able to quantitatively compare two patterns with different units.
A sensitivity analysis was performed in order to select a limited number of parameters for the optimization. This was based on two steps: a variance-based sequential screening (Cuntz et al., 2015) followed by a Latin hypercube sampling (van Griensven et al., 2006). The mHM has 48 global parameters and the first step identified 24 informative parameters; results were presented by Demirel et al. (2018a). Subsequently we applied the Latin hypercube sampling to further reduce the number of sensitive parameters to 17. Among the selected parameters, eight represent the soil moisture module (pedo transfer functions, root fraction distribution and soil moisture stress), two control the interflow, one affects the percolation, two are sensitive to the base flow and four define the ET module via the dynamic scaling function using MODIS LAI.
In order to reflect on the ability of different spatial performance metrics to optimize the pattern performance of the distributed hydrological model applied in this study, we have designed six calibrations. All commence with the same initial parameter set and include KGE at both discharge stations as temporal objective functions. Additionally, each optimization features one of the promoted spatial performance metrics: (1) SPAEF, (2) correlation, (3) cv ratio, (4) histo match, (5) FSS and (6) connectivity. The metrics correlation, cv ratio and histo match represent the three SPAEF components. The spatial objective functions aim to optimize the average ET pattern of June and are weighted 5 times higher than the discharge objective functions. We expect the capability of the model to optimize simulated time series of discharge to be more versatile in comparison to its flexibility to optimize spatial patterns, which justifies the weighting of the objective functions. The optimizations were conducted with the help of PEST (version 14.02; Doherty, 2005) and the shuffled complex evolution (SCE-UA) algorithm (Duan et al., 1993) was selected as an optimizer. SCE-UA is considered a global optimizer and for our application it was set up to operate on two parallel complexes with 35 parameter sets in each complex. Each calibration was limited to 2500 model runs, which was found reasonable to allow for the convergence of the objective functions.
3.1 Optimizing spatial patterns
The simulation results from the initial parameter set are depicted in Fig. 2. The simulated pattern of AET is almost uniform with very little spatial variability, which results in a low SPAEF score of −0.58. The simulated discharge has the correct timing at both stations: station no. 2 is clearly less biased than station no. 1. Both have reasonable KGE scores on the basis of the initial parameter set: 0.6 (station no. 1) and 0.7 (station no. 2).
Figure 4 visualizes the results from the six conducted calibrations with the aim of tracking the spatial patterns of simulated ET during the course of the optimization. SCE-UA is executed in an iterative manner whereby each iteration reflects a shuffling loop in which a number of parameter sets are tested. In order to inter-compare the optimization progress across the six calibrations, Fig. 4 illustrates the optimal spatial patterns at four selected iterations during the calibration. The second iteration is the first in which SCE-UA receives feedback from the applied metric after executing random sets of parameter values in the first iteration. Iterations 6 and 10 show intermediate steps from the optimization progress. The optimal spatial pattern depicts the final result in accordance with the six tested performance metrics after 2500 model runs.
From a metric point of view, the scores of the objective functions are improved for all six calibrations. Among the six metrics, connectivity is the only one which has to be reduced to 0; the remaining metrics have an optimal score of 1. The improvements from iteration 10 to the optimal parameter set are numerically marginal and visually not to be discriminated. The visual differences between the optimized spatial patterns are striking and the three metrics that consider local constraints (SPAEF, correlation and FSS) can clearly be distinguished from the remaining three. With respect to the reference pattern in Fig. 2, the separation between forest and non-forest has been inverted by optimizing against cv ratio and connectivity because the right allocation is not reflected by the metrics. The histo match metric is based on z score normalization, which results in a clear underestimation of spatial variability.
The importance of human-perception-based model evaluation has been widely recognized in the literature (Grayson et al., 2002; Hagen, 2003; Koch et al., 2015; Kuhnert et al., 2005). Following our visual evaluation we regard the SPAEF optimization as the most similar to the reference in Fig. 2. The three SPAEF components lead to very diverging solutions, and combined as SPAEF, the optimization yields a spatial pattern which adequately reflects the imprint of both vegetation and soil on the simulated ET patterns. FSS as an objective function performs almost equally satisfying, and revisiting the defined critical scales may improve this calibration result even further.
All metrics contain different spatial information which is used to constrain the model parameters, which results in optimized spatial patterns that clearly differ from one another. Although some metrics undoubtedly fail to inform the optimizer to identify a parameter set satisfying our visual criterion they still provide relevant pattern information to a certain extent. In consequence, these metrics do not function as stand-alone objective functions for this calibration study; e.g. cv ratio yields an inadequate spatial pattern but as a component in SPAEF it generates a satisfying solution to the optimization problem. Following Krause et al. (2005), one should carefully take the pros and cons of each performance measure into consideration when designing the calibration and validation framework of a model. Moreover, the metric should be tailored to the intended use of the model and should relate to simulated quantities which are deemed relevant for the application of the model. For the objective of our calibration study the bias insensitivity and the capability of a metric to compare variables that are related but differ in unit was most relevant.
Table 1 cross-checks the metric scores of the six optimized spatial patterns in Fig. 4. Reading the table column-wise allows for an investigation of whether the metrics provide independent information to the optimizer. As an example, cv ratio reaches its optimal score; however, the reaming metrics perform poorly. This indicates that cv ratio conveys independent information with respect to the other metrics. On the other hand, calibrating against correlation yields a high FSS score, which attests partly redundant information content in the two given metrics. Reading the table row-wise screens for the consistency of the calibrations. The highest metric score should be reached when calibrating against itself, which is the case for all six calibrations.
Additionally, Table 1 presents the KGE scores for the six conducted calibrations. The discharge performance has been improved by all calibrations and the scores vary slightly across them. Similar to the initial run station no. 2 performs generally better than station no. 1. The simulated discharge of the six optimized models is shown in Fig. 5 for a 4-year period at station no. 1. All calibrations simulate the discharge dynamics in accordance with the observations and are generally equipped with a good timing of the peak flows. Differences are found in the recession flow between the six simulations. However, our effort focuses on the spatial performance and it is striking how different the simulated spatial patterns can be while predicting almost identical streamflow. This supports previous findings in the literature which stress that spatial and temporal response in hydrological models are controlled by different parameters and that the one cannot be used to inform the other (Pokhrel and Gupta, 2011; Stisen et al., 2011, and others).
Figure 4, in combination with Table 1, provide details to investigate the key weaknesses of the two metrics, FSS and connectivity, used to evaluate SPAEF. It becomes evident that calibrating against connectivity results in poor scores of the remaining metrics, which underlines its inability to capture the correct spatial allocation, variability and distribution. Thus, the key weakness of connectivity is that it cannot operate as a stand-alone metric; instead it should be accompanied by another metric, ideally correlation, which will ensure the correct allocation. On the other hand, FSS yields reasonable scores of allocation and variability between forest and non-forest areas. However, the FSS optimization lacks spatial variability within the high and low areas, which could be resolved by considering more threshold percentiles when computing the score. Therefore the weakness of FSS lies in its dependency on the threshold percentile, which has to be defined by the user.
Choosing a suitable metric alone is not sufficient to undertake a successful spatial-pattern-oriented model calibration. Model agility promoted by a flexible parameterization is required to allow the simulated spatial patterns to be optimized with respect to a reference pattern (Mendoza et al., 2015). In this study, this is achieved by applying a model code (mHM: Samaniego et al., 2010a) that features a multi-scale parameter regionalization scheme (MPR) in which spatially distributed basin characteristics are transformed via global parameters to effective model parameters at the model scale. These so-called transfer functions generate seamless and physically consistent parameters fields (Mizukami et al., 2017). In contrast, Corbari and Mancini (2014) conducted a spatial validation of a subsurface–surface–land surface model against MODIS LST in which parameters were calibrated individually at each grid. In contrast to regionalization techniques such as MPR, this approach does not grant physically meaningful parameter fields and may overestimate the credibility of remote sensing data. Samaniego et al. (2017b) recently proposed a modelling protocol that describes how MPR can be added to any particular model, which extends the applicability of MPR beyond mHM. However, the choice of transfer functions may not always be trivial and their reliability is crucial for the successful application of MPR or other regionalization approaches. Another limitation of the MPR scheme in mHM is that the minimum scale at which a model can be applied depends on the data availability, since subgrid variability is fundamental to MPR (Samaniego et al., 2017b).
In order to examine the added value of spatial patterns retrieved from remote sensing data, Demirel et al. (2018a) conducted several calibration scenarios of the same model set-up as applied in this study. Calibrating only against time series of discharge resulted in a poor spatial pattern performance and, vice versa, the calibration using remote sensing data only was not able to constrain the hydrograph correctly. However, the balanced calibration using both observations did not worsen the objective function in comparison to using them as the sole calibration target, which underlined limited trade-offs between the temporal and spatial observations in the applied calibration.
In order to further advance opportunities for spatial-pattern-oriented model evaluation, hydrological models can be extended by emission models to simulated brightness temperature, which is closer to the true observations of the remote sensing sensors. As an example, Schalgeet al. (2016) implemented such a coupling, which facilitated direct model evaluation against SMAP brightness temperature. Similar solutions are feasible for LST and it has the clear advantage of bypassing the uncertainties and inconsistencies associated with remote sensing models, which the hydrological modeller has no control of.
3.2 Spatial efficiency metric
Establishing novel metrics in the modelling community is often hindered by an intrinsic inertia supported by an excessive choice of metrics, which leads to reliance on familiar metrics. Both the implementation and the interpretation of unfamiliar metrics may be found too troublesome by many users. Familiarity can only be obtained by rigorous testing and by having a metric which provides scores in a predefined range easy to interpret. In the following we will provide a detailed analysis of the SPAEF calibration results to further the understanding of its implications and the interaction between the three components.
Figure 6 depicts a three-dimensional Pareto front of the three SPAEF components on the basis of the 2500 parameter sets executed in the SPAEF calibration, which allows for an investigation of trade-offs between different objective functions. The formulation of SPAEF gives equal weights to the three components; hence the best compromise is the parameter set with the lowest Euclidian distance to the optimal point (). If desirable, the weights could be adjusted manually to specifically focus on one of the three components. Throughout calibration, scores across the range of each component are obtained, which indicates that the components are clearly sensitive to changes in spatial performance. Further, it reveals the global nature of SCE-UA, which rigorously explores the parameter space. With an ideal score of 1, SCE-UA optimized SPAEF to 0.56, which may seem surprisingly low given the good visual agreement. This underlines the fact that SPAEF is a tough criterion with three independent components that individually penalize the overall similarity score. The question of what marks an acceptable and satisfying SPAEF score is hard to generalize and probably depends on the pattern to be assessed. The ET pattern in the Skjern catchment is dominated by local feedbacks of soil and vegetation, which constitute challenging small-scale details for a model. Alternatively, a catchment with a strong spatial gradient of e.g. precipitation or topography may naturally yield a higher SPAEF score. Such gradients in forcing or morphology are typically not calibrated and will dominate the spatial pattern of the estimated hydrological fluxes. A distinct spatial variability provided by the model inputs is therefore expected to favour correlation and cv ratio, resulting in a higher SPAEF score. However, more work is needed to study the relationship of spatial variability and SPAEF.
The patterns of the simulated variable (daily ET) and the observed variable (instantaneous latent heat) used in this study differ in unit but are linearly related. One can imagine a case of using SPAEF in a proxy validation with a non-linear relationship between the variables. In such a case, the user can consider transforming the data. This is especially crucial for correlation, which assumes linearity. The remaining components, histo match and cv ratio, are less dependent on linearity, as the first is based on z score normalization and the second on mean normalization.
As introduced earlier, human perception is considered a reliable benchmark for the evaluation of spatial performance metrics. More precisely, a metric can be regarded as reliable if it is able to emulate human vision. In order to establish a reliable benchmark dataset, Koch and Stisen (2017) have conducted a citizen science project with the aim of quantifying spatial similarity scores based on human perception. Their study was based on over 6000 simulated spatial pattern comparisons of land surface variables in the Skjern catchment. When compared to human perception, SPAEF provides a satisfying coefficient of determination of 0.73. In comparison, the coefficients of determination for connectivity, FSS and correlation are 0.48, 0.60 and 0.76, respectively.
Figure 7 highlights the evolution of the three SPAEF components by tracking their scores during the 2500 runs of four calibrations: SPAEF, correlation, cv ratio and histo match. Convergence can be observed for all components when calibrated against itself or SPAEF. This underlines the fact that the choice to limit the optimizer to 2500 runs was reasonable for this study, but may differ for other modelling studies. The results underline consistency because SPAEF provides the second best score for all components right after being calibrated against itself. Furthermore, the three components can be considered independent because optimizing against one component does not automatically lead to the improvement of another. This is especially the case for the cv ratio calibration in which correlation stagnates and histo match decreases throughout the course of the 2500 runs.
Uncertainty in the observations should ideally be an integral part of model evaluation. The proposed calibration framework in this study deals implicitly with the issue of uncertainty. First, the daily snapshots of midday ET are averaged to a more robust monthly map, and second, the bias insensitivity of SPAEF alleviates the effect of uncertainties in the observations. Instead of assessing the exact values at the grid scale, SPAEF evaluates global characteristics such as distribution and variability, which are less affected by data uncertainty. For some applications, the bias insensitivity may be a hurdle when the model is expected to be unbiased. In such a case the SPAEF formulation (Eq. 4) could easily be extended by a fourth component, such as the bias term (γQ) from the KGE formulation (Eq. 3). Discharge observations are most commonly available for hydrological modelling studies. Such data can provide reliable information on the overall water balance, and when being accompanied with spatial observations, the catchment internal variability of hydrological processes can be constrained as well.
The complexity of spatially distributed hydrological models is currently increasing, as is the availability of satellite-based remote sensing observations. In light of the vast amount of existing remote sensing products in combination with recent developments, such as the promising Copernicus programme with its multi-satellite Sentinel missions (McCabe et al., 2017), the incorporation of detailed spatial data retrieved from remote sensing platforms will continue to enable grand opportunities for hydrological modelling in the near future.
This study aimed to make a contribution to that course by rigorously testing SPAEF, a simple and novel spatial performance metric which has the potential to advance the spatial-pattern-oriented validation and calibration of spatially distributed models. The applicability of SPAEF was tested in the hydrological context; however, its versatility promotes it to be beneficial throughout many disciplines of earth system modelling.
We applied SPAEF alongside its three components and two other spatial performance metrics (connectivity and FSS) in a calibration experiment of a mesoscale catchment (∼ 2500 km2) in Denmark. A satellite-retrieved map of latent heat, which represents the average evapotranspiration pattern of cloud-free days in June, was utilized beside discharge time series as the reference dataset. We draw the following main conclusions from this work.
Quantifying spatial similarity is a non-trivial task and it requires taking several dimensions of spatial information simultaneously into consideration. The formulation of SPAEF is therefore based on three equally weighted components, i.e. correlation, ratio of the coefficient of variation and z score histogram overlap between a simulated and an observed pattern. SPAEF reflects the Euclidian distance of the three components from the optimum, which is equivalent to the concept of a three-dimensional Pareto front. The components are bias insensitive and allow for the assessment of two variables that differ in units. Further, we could infer independent information content on the three components, which complement each other when used jointly as SPAEF.
SPAEF is straightforward to compute and has a predefined range between −∞ and 1, which simplifies communication with the scientific community and stakeholders. Nevertheless, more rigorous testing is required to further establish familiarity. The relationship between SPAEF and spatial variability has to be investigated in more detail for the purpose of putting the metric into context, i.e. comparing different catchments or models.
The right spatial performance metric alone is not enough to improve the spatial predictability of a distributed model trough calibration. The metric has to be accompanied by an agile model structure and flexible parameterization, such as regionalization techniques, by means of transfer functions, allowing the simulated pattern to adjust in a meaningful way. Naturally, this has to be further supported by high-quality forcing data, detailed catchment morphology and trustworthy spatial observations at an adequate scale.
The calibration exercise of the Skjern catchment highlighted the importance of incorporating spatial observation in the calibration of hydrological models since the six conducted calibrations yielded strikingly different ET patterns while simulating similar discharge dynamics. Based on our findings, bias insensitive spatial metrics are ideally accompanied by bias sensitive discharge metrics that secure the overall robustness in terms water balance closure.
With this contribution we hope to encourage the modelling community to rethink paradigms when formulating calibration or validation experiments by choosing appropriate metrics that focus on spatial patterns representing earth system processes.
The code for the applied spatial performance metrics is made available by Demirel et al. (2018b) at https://github.com/cuneyd/spaef and Koch (2018) at https://github.com/JulKoch/SEEM. The mHM code is freely accessible via GitHub at https://github.com/mhm-ufz/mhm (Samaniego et al., 2017a). All data used to produce the results of this paper will be provided upon request by contacting Julian Koch.
The authors declare that they have no conflict of interest.
The scientific work has been carried out under the SPACE (SPAtial Calibration
and Evaluation in distributed hydrological modelling using satellite remote
sensing data) project (grant VKR023443), which is funded by the Villum
Edited by: Tomomichi Kato
Reviewed by: Naoki Mizukami and one anonymous referee
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