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  <front>
    <journal-meta><journal-id journal-id-type="publisher">GMD</journal-id><journal-title-group>
    <journal-title>Geoscientific Model Development</journal-title>
    <abbrev-journal-title abbrev-type="publisher">GMD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Geosci. Model Dev.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1991-9603</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/gmd-14-43-2021</article-id><title-group><article-title>Ground-based lidar processing and simulator framework for comparing models and observations (ALCF 1.0)</article-title><alt-title>Ground-based lidar processing and simulator framework</alt-title>
      </title-group><?xmltex \runningtitle{Ground-based lidar processing and simulator framework}?><?xmltex \runningauthor{P. Kuma et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Kuma</surname><given-names>Peter</given-names></name>
          <email>peter@peterkuma.net</email>
        <ext-link>https://orcid.org/0000-0002-0910-8646</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>McDonald</surname><given-names>Adrian J.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Morgenstern</surname><given-names>Olaf</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9967-9740</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Querel</surname><given-names>Richard</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8792-2486</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Silber</surname><given-names>Israel</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6588-2145</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Flynn</surname><given-names>Connor J.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>School of Physical and Chemical Sciences, University of Canterbury, Christchurch, New Zealand</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>National Institute of Water &amp; Atmospheric Research (NIWA), Wellington, New Zealand</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>National Institute of Water &amp; Atmospheric Research (NIWA), Lauder, New Zealand</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Department of Meteorology and Atmospheric Science, Pennsylvania State University, PA, USA</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>School of Meteorology, University of Oklahoma, Norman, OK, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Peter Kuma (peter@peterkuma.net)</corresp></author-notes><pub-date><day>6</day><month>January</month><year>2021</year></pub-date>
      
      <volume>14</volume>
      <issue>1</issue>
      <fpage>43</fpage><lpage>72</lpage>
      <history>
        <date date-type="received"><day>26</day><month>January</month><year>2020</year></date>
           <date date-type="rev-request"><day>12</day><month>May</month><year>2020</year></date>
           <date date-type="rev-recd"><day>15</day><month>October</month><year>2020</year></date>
           <date date-type="accepted"><day>10</day><month>November</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Peter Kuma et al.</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021.html">This article is available from https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021.html</self-uri><self-uri xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021.pdf">The full text article is available as a PDF file from https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e153">Automatic lidars and ceilometers (ALCs) provide valuable information on cloud and aerosols but have not been systematically used in the evaluation of general circulation models (GCMs) and numerical weather prediction (NWP) models. Obstacles associated with the diversity of instruments, a lack of standardisation of data products and open processing tools mean that the value of large ALC networks worldwide is not being realised. We discuss a tool, called the
Automatic Lidar and Ceilometer Framework (ALCF), that overcomes these problems and also includes a ground-based lidar simulator, which calculates the radiative transfer of laser radiation and allows one-to-one comparison with models. Our ground-based lidar simulator is based on the Cloud Feedback Model Intercomparison
Project (CFMIP) Observation Simulator Package (COSP), which has been extensively used for spaceborne lidar intercomparisons. The ALCF
implements all steps needed to transform  and calibrate raw ALC data and create simulated
attenuated volume backscattering coefficient profiles for one-to-one comparison and complete statistical analysis of clouds. The framework supports multiple common
commercial ALCs (Vaisala CL31, CL51, Lufft CHM 15k and Droplet Measurement Technologies MiniMPL), reanalyses (JRA-55,
ERA5 and MERRA-2) and models (the Unified Model and AMPS – the Antarctic Mesoscale Prediction System). To demonstrate its
capabilities, we present case studies evaluating cloud in the
supported reanalyses and models using CL31, CL51, CHM 15k and MiniMPL
observations at three sites in New Zealand. We show that the reanalyses
and models generally underestimate cloud fraction.
If sufficiently high-temporal-resolution model output is available (better than 6-hourly), a direct comparison of
individual clouds is also possible. We demonstrate that the ALCF can be used as a generic
evaluation tool to examine cloud occurrence and cloud properties in reanalyses, NWP models, and GCMs, potentially utilising the large amounts of ALC data already available. This tool  is likely to be  particularly useful for the analysis and improvement of low-level cloud simulations which are not well monitored from space. This has previously been identified as a critical deficiency in contemporary models, limiting the accuracy of weather forecasts and future climate projections.
While the current focus of the framework is on clouds, support for aerosol in the
lidar simulator is planned in the future.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <?pagebreak page44?><p id="d1e165">Automatic lidars and ceilometers (ALCs) are active ground-based instruments
which emit laser pulses in the ultraviolet, visible or infrared (IR) part of the
electromagnetic spectrum and measure radiation backscattered from atmospheric
constituents such as cloud and fog liquid droplets as well as ice crystals, haze,
aerosol and atmospheric gases <xref ref-type="bibr" rid="bib1.bibx27" id="paren.1"/>.
Vertical profiles of attenuated backscattered radiation can be produced
by measuring received power as a function of time elapsed between emitting the
pulse and receiving the backscattered radiation. Quantities such as
cloud-base height (CBH) and a cloud mask
<xref ref-type="bibr" rid="bib1.bibx87 bib1.bibx115 bib1.bibx74 bib1.bibx18 bib1.bibx111 bib1.bibx70 bib1.bibx71 bib1.bibx68 bib1.bibx19 bib1.bibx101" id="paren.2"/>, the particle volume backscattering coefficient
<xref ref-type="bibr" rid="bib1.bibx73 bib1.bibx120 bib1.bibx121 bib1.bibx125 bib1.bibx126 bib1.bibx56 bib1.bibx23" id="paren.3"/>, and boundary layer height
<xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx83 bib1.bibx28 bib1.bibx108 bib1.bibx80 bib1.bibx60" id="paren.4"/>
can be derived from the attenuated volume
backscattering coefficient profile. Lidars equipped with polarisation or multiple wavelengths
can also provide the depolarisation ratio or colour ratio, respectively, which can be used
to infer cloud phase or particle types. Doppler lidars can measure wind
speed in the direction of the lidar orientation. ALCs are commonly deployed
at airports, where they provide CBH, fog and aerosol observations
needed for air traffic control. Large networks of up to
hundreds of lidars and ceilometers have been deployed worldwide: Cloudnet <xref ref-type="bibr" rid="bib1.bibx52" id="paren.5"/>,
E-PROFILE <xref ref-type="bibr" rid="bib1.bibx53" id="paren.6"/>, PollyNET <xref ref-type="bibr" rid="bib1.bibx1" id="paren.7"/>,
ICENET <xref ref-type="bibr" rid="bib1.bibx11" id="paren.8"/>, MPLNET <xref ref-type="bibr" rid="bib1.bibx122" id="paren.9"/> and ARM <xref ref-type="bibr" rid="bib1.bibx104 bib1.bibx10" id="paren.10"/>.
The purpose of these networks is to observe cloud, fog, aerosol, air quality,
visibility and volcanic ash, provide input to numerical weather prediction (NWP)
model evaluation <xref ref-type="bibr" rid="bib1.bibx45 bib1.bibx52 bib1.bibx81 bib1.bibx116 bib1.bibx67 bib1.bibx39" id="paren.11"/> and
assimilation <xref ref-type="bibr" rid="bib1.bibx55 bib1.bibx53" id="paren.12"/>, and for climate studies.
These networks are usually composed of multiple types of ALCs, with Vaisala CL31,
CL51, Lufft (formerly Jenoptik) CHM 15k and Droplet Measurement Technologies (formerly Sigma Space and Hexagon) MiniMPL
being the most common.
Complex lidar data processing has been set up on some of these networks. Notably,
at the SIRTA site in France, a lidar ratio (LR)
comparable with a lidar simulator <xref ref-type="bibr" rid="bib1.bibx17" id="paren.13"/> is calculated
as part of the “ReOBS” processing method. Intercomparison and calibration campaigns such as
CeiLinEx2015 <xref ref-type="bibr" rid="bib1.bibx77" id="paren.14"/> and INTERACT-I(-II)
<xref ref-type="bibr" rid="bib1.bibx97 bib1.bibx72" id="paren.15"/> have been performed.
Lidar data processing involves a number of tasks such as re-sampling,
calibration, noise removal and cloud detection. Some of these are implemented
in the instrument firmware of ALCs. This, however, means that
the lidar attenuated volume backscattering coefficient and detected cloud and cloud base are not comparable
between different instruments. In most cases the algorithms are not publicly
documented, making it impossible to compare the data with values from a model or a lidar simulator
without a systematic bias.</p>
      <p id="d1e215">Atmospheric model evaluation is an ongoing task and a critical
part of the model improvement process <xref ref-type="bibr" rid="bib1.bibx31 bib1.bibx48 bib1.bibx100" id="paren.16"/>.
Traditionally, various types of observational and model datasets have been
utilised – weather and climate station data, upper-air soundings,
ground-based and satellite remote sensing datasets, and high-resolution model
simulations, amongst others.
Clouds are one of the most problematic phenomena in atmospheric models due
to their transient nature, high spatial and temporal variability, and
sensitivity to a complex combination of conditions such as relative humidity,
aerosols (presence of cloud condensation nuclei and ice nuclei), and thermodynamic and dynamic conditions. At the same time, clouds have a very substantial
effect on the atmospheric shortwave and longwave radiation balance, and any
cloud misrepresentation has a strong effect on other components of the
model, limiting the ability to accurately represent past and present climate and
predict future climate <xref ref-type="bibr" rid="bib1.bibx136" id="paren.17"/>.
An improved understanding of clouds and cloud feedbacks is one of the focuses of the Coupled Model
Intercomparison Project Phase 6 (CMIP6) <xref ref-type="bibr" rid="bib1.bibx30" id="paren.18"/>, and comparison of model
cloud with observations is one of the key points of
the Cloud Feedback Model Intercomparison Project (CFMIP) <xref ref-type="bibr" rid="bib1.bibx119" id="paren.19"/>.
Satellite observations make up the majority of the data used to
evaluate model clouds. These include the following: passive visible and IR
low-earth-orbit and geostationary radiometers measuring, among others,
features such as cloud cover, cloud-top height (CTH) and cloud-top
temperature; passive microwave instruments measuring total column water; and active
radars and lidars measuring cloud vertical profiles.
Ground-based remote
sensing instruments include radars, lidars, ceilometers, radiometers and sky
cameras. As pointed out by <xref ref-type="bibr" rid="bib1.bibx130" id="text.20"/>, using a wide range of different
observational datasets including satellite and ground-based observations
for general circulation model (GCM) evaluation is important due to the limitations of each dataset.</p>
      <?pagebreak page45?><p id="d1e233">Model cloud is commonly represented by the mixing ratio of liquid and ice
to the cloud fraction (CF) on every model grid cell and vertical level.
In addition, some models provide the cloud droplet effective radius used in
radiative transfer calculations.
Remote sensing observations do not match the representation of the atmospheric
model fields directly because of their different resolutions, limited
field of view (FOV) and attenuation by atmospheric constituents before
reaching the instrument's receiver. Instrument simulators bridge this
gap by converting the model fields to quantities which emulate those measured by the instrument,
which can then be compared directly with observations. One such collection of instrument
simulators is the CFMIP
Observation Simulator Package (COSP) <xref ref-type="bibr" rid="bib1.bibx5 bib1.bibx105" id="paren.21"/>,
which has been used for more than a decade for the evaluation
of models using satellite, and more recently ground-based, observations.
The simulators in COSP include the following: active instruments (spaceborne and
ground-based radars) such as the Cloud Profiling Radar (CPR) on CloudSat <xref ref-type="bibr" rid="bib1.bibx103" id="paren.22"/> and the Ka-band ARM Zenith Radar (KAZR); lidars such as
Cloud–Aerosol Lidar Orthogonal Polarization (CALIOP) on CALIPSO <xref ref-type="bibr" rid="bib1.bibx131" id="paren.23"/>, the Cloud–Aerosol Transport System (CATS) on ISS <xref ref-type="bibr" rid="bib1.bibx78" id="paren.24"/> and the Atmospheric Lidar (ATLID) on EarthCARE <xref ref-type="bibr" rid="bib1.bibx54" id="paren.25"/>; and spaceborne passive instruments such as
ISCCP <xref ref-type="bibr" rid="bib1.bibx98" id="paren.26"/>, MODIS <xref ref-type="bibr" rid="bib1.bibx88" id="paren.27"/> and MISR <xref ref-type="bibr" rid="bib1.bibx22" id="paren.28"/>. The more recent addition of ground-based radar
<xref ref-type="bibr" rid="bib1.bibx138" id="paren.29"/> and lidar <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx3" id="paren.30"/>
opens up new possibilities to use the large amount of remote sensing data
obtained from ground-based active remote sensing instruments. In practice,
ground-based observational remote sensing data are not straightforward to use
without a substantial amount of additional processing. Some previous studies
have also compared models and ground-based radar and lidar observations
without the use of an instrument simulator <xref ref-type="bibr" rid="bib1.bibx7 bib1.bibx38" id="paren.31"/>, though for the reasons identified above this is not advisable.</p>
      <p id="d1e270">In this study we introduce a software package called the Automatic Lidar and Ceilometer
Framework (ALCF) for evaluating model cloud using ALC observations. It extends
and integrates the COSP lidar simulator <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx14 bib1.bibx15" id="paren.32"/> with
pre- and post-processing steps and allows the simulator to be run offline
on model output instead of having to be integrated inside
the model. This makes it possible to compare ALC data at any location
without having to run the model with a specific configuration.
Multiple ALCs, reanalyses and model output formats are supported.
The original COSP lidar simulator was extended with Rayleigh, Mie and ice crystal scattering
at multiple lidar wavelengths. Observational ALC data from a number of common instruments can
be processed by re-sampling to a common resolution, removing noise, detecting cloud
and calculating statistics. The same steps can be performed on the simulated lidar data
from the model (the output of running COSP on the model data),
allowing for one-to-one comparison of model and observations.
A particular focus of our work was on applying the same processing steps to the
observed and simulated attenuated volume backscattering coefficient in order to
avoid biases. The ALCF is made available under an open-source licence (MIT)
at <uri>https://alcf-lidar.github.io</uri> (last access: January 2021) and as a permanent archive
of code and technical documentation on Zenodo at
<ext-link xlink:href="https://doi.org/10.5281/zenodo.4411633" ext-link-type="DOI">10.5281/zenodo.4411633</ext-link>.</p>
      <p id="d1e283">A relatively small amount of other open source code is available for
ALC data processing. A lidar simulator has been developed as part of the Goddard
Satellite Data Simulator Unit (G-SDSU) <xref ref-type="bibr" rid="bib1.bibx76" id="paren.33"/>, a package based on the
instrument simulator package SDSU <xref ref-type="bibr" rid="bib1.bibx75" id="paren.34"/>. The Community
Intercomparison Suite (CIS) <xref ref-type="bibr" rid="bib1.bibx117" id="paren.35"/> allows for subsetting,
aggregation, co-location and plotting of mostly satellite
data with a focus on model–observation intercomparison. The STRAT lidar
data processing tools
are a collection of tools for conversion of raw ALC data, visualisation and feature
classification <xref ref-type="bibr" rid="bib1.bibx82" id="paren.36"/>.</p>
      <p id="d1e298">Here, we provide an overview of the ALCF (Sect. <xref ref-type="sec" rid="Ch1.S2"/>) and describe
the supported ALCs, reanalyses and models (Sect. <xref ref-type="sec" rid="Ch1.S3"/>),
the lidar simulator (Sect. <xref ref-type="sec" rid="Ch1.S4"/>), and the observed and simulated lidar data processing steps (Sect. <xref ref-type="sec" rid="Ch1.S5"/>). Later, we present a set of case studies at three sites in New Zealand (NZ)
(Sect. <xref ref-type="sec" rid="Ch1.S6"/>) to demonstrate the value of this new tool.
Lastly, we present the results of the case studies in Sect. <xref ref-type="sec" rid="Ch1.S7"/>.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Overview of operation of the Automatic Lidar and Ceilometer Framework (ALCF 1.0)</title>
      <p id="d1e322">The ALCF performs the necessary
steps to simulate the ALC attenuated volume backscattering coefficient based on four-dimensional atmospheric fields
from reanalyses, NWP models and GCMs, as well as to transform the observed raw ALC
attenuated volume backscattering coefficient profiles to profiles comparable with the simulated profiles.
It does so by extracting two-dimensional (time  <inline-formula><mml:math id="M1" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula>  height) profiles from the
model data, performing radiative transfer calculations based on a modified COSP
lidar simulator (Sect. <xref ref-type="sec" rid="Ch1.S4"/>),
absolute calibration and re-sampling of the observed attenuated volume backscattering coefficient
to a common resolution, and performing comparable cloud detection on the simulated
and observed attenuated volume backscattering coefficient.
The framework
supports multiple common ALCs (Sect. <xref ref-type="sec" rid="Ch1.S3.SS1"/>), reanalyses and models
(Sect. <xref ref-type="sec" rid="Ch1.S3.SS2"/>).
The schematic in Fig. <xref ref-type="fig" rid="Ch1.F1"/> illustrates this process
as well as the ALCF commands which perform the individual steps.
The following commands are implemented: <bold>model</bold>, <bold>simulate</bold>,
<bold>lidar</bold>, <bold>stats</bold> and <bold>plot</bold>. The commands are normally
executed in a sequence, which is also implemented by a meta-command <bold>auto</bold> that is equivalent to executing a sequence of commands. The commands are
described in detail in the technical documentation available online at
<uri>https://alcf-lidar.github.io</uri> (last access: 1 January 2021), on Zenodo at <ext-link xlink:href="https://doi.org/10.5281/zenodo.4411633" ext-link-type="DOI">10.5281/zenodo.4411633</ext-link>
and in the Supplement. The physical basis is described here.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e368"><bold>(a)</bold> Scheme showing the operation of the ALCF and <bold>(b)</bold> the processing commands.</p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f01.png"/>

      </fig>

      <p id="d1e382">The <bold>model</bold>
command extracts two-dimensional profiles of cloud liquid and ice content
(and other thermodynamic fields) from the supported NWP model, GCM and
reanalysis data (model data in Fig. <xref ref-type="fig" rid="Ch1.F1"/>) at a geographical point along a ship track or a flight path.
The resulting profiles are recorded as NetCDF files. Section <xref ref-type="sec" rid="Ch1.S3.SS2"/>
describes the supported reanalyses and models. The model data can
either be in one of the supported model output formats,
or a new module for reading arbitrary model output can be written
provided that the required atmospheric fields are present in the model output.
The required model fields are per-level specific cloud liquid water content,
specific cloud ice water content, cloud fraction, geopotential height, temperature,
surface-level pressure and orography. No physical calculations are performed
by this command. The atmospheric profiles are extracted by a nearest-neighbour
selection.</p>
      <?pagebreak page46?><p id="d1e393"><?xmltex \hack{\newpage}?>The <bold>simulate</bold> command runs the lidar simulator described in Sect. <xref ref-type="sec" rid="Ch1.S4"/>
on the extracted model data (the output of the <bold>model</bold> command) and produces simulated attenuated volume backscattering coefficient profiles. This command runs the COSP-derived lidar simulator, which performs
radiative transfer calculations of the laser radiation through the atmosphere.
The resulting simulated attenuated volume backscattering coefficient profiles are the output of this command.</p>
      <p id="d1e405">The <bold>lidar</bold> command applies various processing algorithms to either
the simulated attenuated volume backscattering coefficient (the output of the <bold>simulate</bold> command)
or the observed ALC coefficient (lidar data in Fig. <xref ref-type="fig" rid="Ch1.F1"/>)
(Sect. <xref ref-type="sec" rid="Ch1.S5"/>). The data are re-sampled
to increase the signal-to-noise ratio (SNR), noise is subtracted, LR is calculated,
a cloud mask is calculated by applying a cloud detection algorithm and CBH is determined
from the cloud mask. Absolute calibration (Sect. <xref ref-type="sec" rid="Ch1.S5.SS2"/>)
can also be applied in this step by
multiplying the observed attenuated volume backscattering coefficient by a calibration coefficient. This is
important in order to obtain unbiased attenuated volume backscattering coefficient profiles comparable with the simulated profiles. Section <xref ref-type="sec" rid="Ch1.S3.SS1"/> describes the supported instruments.
The lidar data can be in one of the supported instrument formats. If
the native instrument format is not NetCDF, it has to be converted from the native
format with the auxiliary command <bold>convert</bold> or one of the conversion
programmes: cl2nc (Vaisala CL31, CL51), mpl2nc or SigmaMPL (Sigma Space MiniMPL).</p>
      <p id="d1e426">The <bold>stats</bold> step calculates summary statistics from the output of the
<bold>lidar</bold> command. These include CF, cloud occurrence by height,
attenuated volume backscattering coefficient histograms, and the averages of LR and the backscattering coefficient.</p>
      <p id="d1e435">The <bold>plot</bold> command plots attenuated volume backscattering coefficient profiles produced by the <bold>lidar</bold>
command (Figs. <xref ref-type="fig" rid="Ch1.F4"/>, <xref ref-type="fig" rid="Ch1.F5"/>, <xref ref-type="fig" rid="Ch1.F6"/>) and
the statistics produced by the <bold>stats</bold> command: cloud occurrence
(Fig. <xref ref-type="fig" rid="Ch1.F3"/>), attenuated volume backscattering coefficient histograms (Fig. <xref ref-type="fig" rid="Ch1.F7"/>)
and attenuated volume backscattering coefficient noise standard deviation histograms (Fig. <xref ref-type="fig" rid="Ch1.F9"/>).</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Supported input data: instruments, reanalyses and models</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Instruments</title>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e478">Table of ALCs and their technical parameters. Power is calculated as pulse  <inline-formula><mml:math id="M2" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula>  pulse repetition frequency (PRF).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="12">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right"/>
     <oasis:colspec colnum="10" colname="col10" align="right"/>
     <oasis:colspec colnum="11" colname="col11" align="right"/>
     <oasis:colspec colnum="12" colname="col12" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Instrument</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M12" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> (nm)</oasis:entry>
         <oasis:entry colname="col3">Laser</oasis:entry>
         <oasis:entry colname="col4">Rate<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">Res.<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col6">Depol.<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col7">Pulse<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col8">Range<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col9">PRF</oasis:entry>
         <oasis:entry colname="col10">Overlap<inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col11">Power</oasis:entry>
         <oasis:entry colname="col12">FOV<inline-formula><mml:math id="M19" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">7</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">(s)</oasis:entry>
         <oasis:entry colname="col5">(m)</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">(<inline-formula><mml:math id="M20" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>J)</oasis:entry>
         <oasis:entry colname="col8">(km)</oasis:entry>
         <oasis:entry colname="col9">(kHz)</oasis:entry>
         <oasis:entry colname="col10">(m)</oasis:entry>
         <oasis:entry colname="col11">(mW)</oasis:entry>
         <oasis:entry colname="col12">(<inline-formula><mml:math id="M21" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>rad)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">CHM 15k</oasis:entry>
         <oasis:entry colname="col2">1064</oasis:entry>
         <oasis:entry colname="col3">Nd:YAG</oasis:entry>
         <oasis:entry colname="col4">2–600</oasis:entry>
         <oasis:entry colname="col5">5</oasis:entry>
         <oasis:entry colname="col6">no</oasis:entry>
         <oasis:entry colname="col7">7–9</oasis:entry>
         <oasis:entry colname="col8">15.4</oasis:entry>
         <oasis:entry colname="col9">5–7</oasis:entry>
         <oasis:entry colname="col10">1000<inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col11">48</oasis:entry>
         <oasis:entry colname="col12">450</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CL31</oasis:entry>
         <oasis:entry colname="col2">910</oasis:entry>
         <oasis:entry colname="col3">InGaAs</oasis:entry>
         <oasis:entry colname="col4">2–120</oasis:entry>
         <oasis:entry colname="col5">10</oasis:entry>
         <oasis:entry colname="col6">no</oasis:entry>
         <oasis:entry colname="col7">1.2</oasis:entry>
         <oasis:entry colname="col8">7.7</oasis:entry>
         <oasis:entry colname="col9">10</oasis:entry>
         <oasis:entry colname="col10">70<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col11">12</oasis:entry>
         <oasis:entry colname="col12">830</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CL51</oasis:entry>
         <oasis:entry colname="col2">910</oasis:entry>
         <oasis:entry colname="col3">InGaAs</oasis:entry>
         <oasis:entry colname="col4">6–120</oasis:entry>
         <oasis:entry colname="col5">10</oasis:entry>
         <oasis:entry colname="col6">no</oasis:entry>
         <oasis:entry colname="col7">3</oasis:entry>
         <oasis:entry colname="col8">15.4</oasis:entry>
         <oasis:entry colname="col9">6.5</oasis:entry>
         <oasis:entry colname="col10">230<inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col11">20</oasis:entry>
         <oasis:entry colname="col12">560</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MiniMPL</oasis:entry>
         <oasis:entry colname="col2">532</oasis:entry>
         <oasis:entry colname="col3">Nd:YAG</oasis:entry>
         <oasis:entry colname="col4">1–900</oasis:entry>
         <oasis:entry colname="col5">5–75</oasis:entry>
         <oasis:entry colname="col6">yes</oasis:entry>
         <oasis:entry colname="col7">3–4</oasis:entry>
         <oasis:entry colname="col8">30.0</oasis:entry>
         <oasis:entry colname="col9">2.5</oasis:entry>
         <oasis:entry colname="col10">2000<inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col11">9</oasis:entry>
         <oasis:entry colname="col12">110</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e488"><inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msup></mml:math></inline-formula> Sampling rate.
<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> Vertical (range) resolution.
<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> Depolarisation.
<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula> Pulse energy.
<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:math></inline-formula> Maximum range.
<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:math></inline-formula> Range of full overlap.
<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">7</mml:mn></mml:msup></mml:math></inline-formula> Receiver field of view.
<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx47" id="text.37"/>.
<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx72" id="text.38"/>.
</p></table-wrap-foot></table-wrap>

      <p id="d1e967">The primary focus of the framework is to support common commercial ALCs.
Ceilometers are considered the most basic type of lidar <xref ref-type="bibr" rid="bib1.bibx27 bib1.bibx62" id="paren.39"/>
intended as commercial products designed for unattended operation.
They are used routinely to measure CBH, but most instruments also provide the
full vertical profiles of the attenuated volume backscattering coefficient. Therefore, they are suitable for model
evaluation by comparing not only CBH, but also cloud occurrence as a function
of height. Their compact size and low cost make it possible to deploy a large
number of these instruments in different locations or use them in unusual settings
such as mounted on ships <xref ref-type="bibr" rid="bib1.bibx59 bib1.bibx65" id="paren.40"/>. Common off-the-shelf
ceilometers are
the Lufft CHM 15k and the Vaisala CL31 and CL51.
Some lidars offer higher power
and therefore higher SNR, as well as capabilities not present in ceilometers such as
dual polarisation, multiple wavelengths, Doppler shift measurement and Raman scattering.
Below we describe ALCs supported by the framework and used in our case studies:
Lufft CHM 15k, Vaisala CL31 and CL51 and Droplet Measurement Technologies MiniMPL.
Table <xref ref-type="table" rid="Ch1.T1"/> lists selected parameters of the supported ALCs.</p>
      <?pagebreak page47?><p id="d1e978">The Lufft CHM 15k (previously Jenoptik CHM 15k) is a ceilometer operating
at a wavelength of 1064 nm (near IR). The maximum range of the instrument is 15.4 km, with a vertical sampling
resolution of 5 m in the first 150 and 15 m above as well as sampling rate of 2 s.
The total number of vertical levels is 1024.
The wavelength in the near-IR
spectrum ensures low molecular backscattering.
The instrument produces NetCDF files containing uncalibrated attenuated
volume backscattering coefficient profiles and various derived variables,
although the calibration coefficient is relatively consistent for different
instruments of the model <xref ref-type="bibr" rid="bib1.bibx47" id="paren.41"><named-content content-type="post">Fig. 13</named-content></xref>.</p>
      <p id="d1e987">The Vaisala CL31 and CL51 are ceilometers operating at a wavelength of 910 nm (near IR). The maximum range of the CL31 and CL51 is 7.7 and 15.4 km,
and the sampling rate is 2 and 6 s, respectively. The vertical resolution
is 10 m. The total number of vertical levels is 770 and 1540, respectively.
The wavelength is characterised by relatively low molecular backscattering
(but higher than 1064 nm) and is affected by water vapour absorption
<xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx127" id="paren.42"/>, which can cause additional absorption of about
20 % in the mid-latitudes and 50 % in the tropics (see also Sect. <xref ref-type="sec" rid="Ch1.S5.SS4"/>).
The instruments produce
data files containing uncalibrated attenuated volume backscattering coefficients which can be converted
to NetCDF (see cl2nc in the “Code and data availability” section).
The firmware configuration option “noise_h2 off” results in a backscatter
range correction being selectively applied under a certain critical range
and above this range only if cloud is present <xref ref-type="bibr" rid="bib1.bibx62" id="paren.43"><named-content content-type="post">Sect. 3.2</named-content></xref>.
This was the case with our case study dataset (Sect. <xref ref-type="sec" rid="Ch1.S6"/>).
We apply a range correction to the uncorrected range gates during lidar
data processing. The critical range in CL51 is not documented but was
determined as 6000 m based on an observed discontinuity.</p>
      <p id="d1e1002">The Droplet Measurement Technologies Mini Micro Pulse Lidar (MiniMPL)
(previously Sigma Space MiniMPL and Hexagon MiniMPL)
<xref ref-type="bibr" rid="bib1.bibx102 bib1.bibx10 bib1.bibx32" id="paren.44"/> is a
dual-polarisation micro-pulse lidar (meaning that it uses a high pulse repetition rate (PRF) and low pulse power)
operating at a wavelength of 532 nm (green in the visible spectrum). The maximum range of the
instrument is 30 km. The vertical resolution is 5–75 m and the sampling rate is 1 s. The shorter wavelength is affected
by stronger molecular backscattering than 910 and 1064 nm.
The instrument can be housed in an enclosure with a scanning head
to provide configurable scanning by elevation
angle and azimuth. The instrument produces data files containing raw
attenuated volume backscattering coefficients which can be converted to NetCDF containing normalised relative
backscatter (NRB) with the vendor-provided tool SigmaMPL
(see also mpl2nc in the “Code and data availability” section).</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Reanalyses and models</title>
      <p id="d1e1016">Below we briefly describe the reanalyses and models<fn id="Ch1.Footn1"><p id="d1e1019">We use the term “reanalysis” when referring to ERA5, JRA-55 and MERRA-2 even though the reanalyses are based on atmospheric models. We use the term “model” when referring to AMPS and the UM, which are atmospheric models.</p></fn> used in the case studies
presented here (Sect. <xref ref-type="sec" rid="Ch1.S6"/>). We used publicly available output from three reanalyses and one NWP model. In addition, we performed nudged GCM simulations with
high-temporal-resolution output with the Unified Model (UM).
Table <xref ref-type="table" rid="Ch1.T2"/> lists some of the main properties of the reanalyses and
models.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e1030">Reanalyses and models used in the case studies and some of their main
properties. The temporal and horizontal grid resolution and vertical levels listed indicate the
resolution of the model output available. The horizontal grid resolution is determined at 45<inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S.
The internal resolution of the model may be different
(see Sect. <xref ref-type="sec" rid="Ch1.S3.SS2"/> for details). The reanalyses and the
UM use regular longitude–latitude grids, while the AMPS horizontal grid is
regular in the South Pole stereographic projection.
</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Model and grid</oasis:entry>
         <oasis:entry colname="col2">Type</oasis:entry>
         <oasis:entry colname="col3">Time</oasis:entry>
         <oasis:entry colname="col4">Horizontal</oasis:entry>
         <oasis:entry colname="col5">Vertical</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">resolution</oasis:entry>
         <oasis:entry colname="col4">grid resolution</oasis:entry>
         <oasis:entry colname="col5">levels</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">AMPS, D01</oasis:entry>
         <oasis:entry colname="col2">NWP</oasis:entry>
         <oasis:entry colname="col3">3 h</oasis:entry>
         <oasis:entry colname="col4">0.27<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M28" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.19<inline-formula><mml:math id="M29" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (21 <inline-formula><mml:math id="M30" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 21 km)</oasis:entry>
         <oasis:entry colname="col5">60</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ERA5</oasis:entry>
         <oasis:entry colname="col2">Reanalysis</oasis:entry>
         <oasis:entry colname="col3">1 h</oasis:entry>
         <oasis:entry colname="col4">0.25<inline-formula><mml:math id="M31" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M32" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.25<inline-formula><mml:math id="M33" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (20 <inline-formula><mml:math id="M34" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 28 km)</oasis:entry>
         <oasis:entry colname="col5">37</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">JRA-55</oasis:entry>
         <oasis:entry colname="col2">Reanalysis</oasis:entry>
         <oasis:entry colname="col3">6 h</oasis:entry>
         <oasis:entry colname="col4">1.25<inline-formula><mml:math id="M35" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M36" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.25<inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (98 <inline-formula><mml:math id="M38" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 139 km)</oasis:entry>
         <oasis:entry colname="col5">37</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MERRA-2</oasis:entry>
         <oasis:entry colname="col2">Reanalysis</oasis:entry>
         <oasis:entry colname="col3">3 h</oasis:entry>
         <oasis:entry colname="col4">0.625<inline-formula><mml:math id="M39" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M40" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.50<inline-formula><mml:math id="M41" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (49 <inline-formula><mml:math id="M42" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 56 km)</oasis:entry>
         <oasis:entry colname="col5">72</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">UM (GA7.1), N96</oasis:entry>
         <oasis:entry colname="col2">GCM</oasis:entry>
         <oasis:entry colname="col3">20 min</oasis:entry>
         <oasis:entry colname="col4">1.875<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M44" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.25<inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (147 <inline-formula><mml:math id="M46" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 139 km)</oasis:entry>
         <oasis:entry colname="col5">85</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1350">The Antarctic Mesoscale Prediction System (AMPS) <xref ref-type="bibr" rid="bib1.bibx91" id="paren.45"/>
is a limited-area NWP model based on the polar fifth-generation Pennsylvania State
University–National Center for Atmospheric Research Mesoscale Model (Polar MM5),
now known as the Polar Weather Research and Forecasting (WRF) model <xref ref-type="bibr" rid="bib1.bibx43" id="paren.46"/>.
The model serves operational and scientific needs in Antarctica, but its largest grid also covers the South Island of NZ.
AMPS forecasts are publicly available on the Earth System Grid <xref ref-type="bibr" rid="bib1.bibx128" id="paren.47"/>.
The forecasts are produced on several domains. The largest domain D01 used in the presented analysis covers
NZ and has horizontal grid spacing of approximately 21 km over NZ. The model uses 60 vertical levels. The model output is available
in 3-hourly intervals initialised at 00:00 and 12:00 UTC. The initial and
boundary conditions are based on the Global Forecasting System (GFS) global
NWP model. AMPS assimilates local Antarctic observations from human-operated stations, automatic
weather stations (AWS), upper-air stations and satellites.</p>
      <?pagebreak page48?><p id="d1e1363">ERA5 <xref ref-type="bibr" rid="bib1.bibx25" id="paren.48"/> is a reanalysis produced by the European Centre
for Medium-Range Weather Forecasts (ECMWF) currently available for the time
period 1979 to the present, with a plan to extend the time period to 1950.
The reanalysis is based on the global NWP model Integrated Forecast System (IFS)
version CY41R2. It uses a 4D-Var assimilation of station, satellite,
radiosonde, radar, aircraft, ship-based and buoy data. The model has 137
vertical levels. Atmospheric fields are interpolated from a horizontal resolution
equivalent to 31 km with 137 model levels on a regular longitude–latitude grid
of 0.25<inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and 37 pressure levels, all of which is made available to end users.
In this analysis we use the hourly data on pressure and surface levels.</p>
      <p id="d1e1378">The Japanese 55-year reanalysis (JRA-55) <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx61 bib1.bibx40" id="paren.49"/>
is a global reanalysis produced by the
Japan Meteorological Agency (JMA) and the Central Research Institute of Electric
Power Industry (CRIEPI) based on the JMA Global Spectral Model (GSM).
The reanalysis is available from 1958 onward.
The reanalysis is based on the JMA operational assimilation system.
JRA-55 uses a 4D-Var assimilation of surface, upper-air, satellite, ship-based
and aircraft observations. The model uses 60 vertical levels and a horizontal
grid with a resolution of approximately 60 km. In this analysis we
use the 1.25<inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> isobaric analysis and forecast fields interpolated to
37 pressure levels.</p>
      <p id="d1e1393">The Modern-Era Retrospective analysis for Research and Applications
(MERRA-2) <xref ref-type="bibr" rid="bib1.bibx35" id="paren.50"/>
is a reanalysis produced by the NASA Global Modeling and Assimilation Office (GMAO).
The reanalysis is based on the Goddard Earth Observing System (GEOS) atmospheric
model. The model has approximately 0.5<inline-formula><mml:math id="M49" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M50" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.65<inline-formula><mml:math id="M51" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> horizontal
resolution and 72 vertical levels. It performs 3D-Var assimilation of
station, upper-air, satellite, ship-based and aircraft data in 6-hourly
cycles. In this analysis, we use the MERRA-2 3-hourly instantaneous
model-level assimilated meteorological fields (M2I3NVASM) version 5.12.4 product.</p>
      <p id="d1e1424">The The UK Met Office Unified Model (UM) <xref ref-type="bibr" rid="bib1.bibx114" id="paren.51"/>
is an atmospheric model for weather forecasting and climate projection
developed by the UK Met Office and the Unified Model Partnership. The UM is the atmospheric
component, called Global Atmosphere (GA), of the HadGEM3–GC3.1 GCM and the UKESM1
earth system model (ESM). In this analysis we performed custom nudged
runs of the UM <xref ref-type="bibr" rid="bib1.bibx106" id="paren.52"/> in the GA7.1 configuration with a 20 min
time step and output temporal resolution
on a New Zealand eScience Infrastructure (NeSI)–National Institute of Water &amp; Atmospheric Research (NIWA) supercomputer <xref ref-type="bibr" rid="bib1.bibx129" id="paren.53"/>.
The model was nudged to the ERA-Interim <xref ref-type="bibr" rid="bib1.bibx21" id="paren.54"/> atmospheric fields of horizontal wind speed and potential temperature as well as the HadISST sea surface temperature (SST) and sea ice dataset
<xref ref-type="bibr" rid="bib1.bibx95" id="paren.55"/>. The model uses 85 vertical levels and a horizontal grid
resolution of 1.875<inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M53" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1.25<inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Lidar simulator</title>
      <p id="d1e1477">The COSP lidar simulator, the Active Remote Sensing Simulator (ACTSIM), was
introduced by <xref ref-type="bibr" rid="bib1.bibx16" id="text.56"/> for the purpose
of deriving simulated CALIOP measurements <xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx15" id="paren.57"/>.
The simulation is implemented by applying the lidar equation on model levels.
Scattering and absorption by cloud particles
and air molecules are calculated using the Mie and Rayleigh theory,
respectively. Scattering and absorption by aerosols are not implemented
in the presented version, but support is planned in the future
for models which provide the concentration of aerosols. Therefore,
the current focus of the simulator is solely on cloud evaluation.
CALIOP operates at a wavelength of 532 nm, and
calculations in the original COSP simulator use this wavelength.
We implemented a small set of changes to the lidar simulator to support a
number of ALCs with different operating wavelengths and developed
a parameterisation of backscattering from ice crystals based on temperature.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e1489">Table of physical quantities.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Symbol</oasis:entry>
         <oasis:entry colname="col2">Name</oasis:entry>
         <oasis:entry colname="col3">Units</oasis:entry>
         <oasis:entry colname="col4">Expression</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M55" display="inline"><mml:mi mathvariant="normal">Ω</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Solid angle</oasis:entry>
         <oasis:entry colname="col3">sr</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M56" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Height relative to the instrument</oasis:entry>
         <oasis:entry colname="col3">m</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Boltzmann constant</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M58" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">JK</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">1.38</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">23</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M60" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">JK</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M61" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Atmospheric pressure</oasis:entry>
         <oasis:entry colname="col3">Pa</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M62" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Atmospheric temperature</oasis:entry>
         <oasis:entry colname="col3">K</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mtext>air</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Air density</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M64" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kg</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M65" display="inline"><mml:mi mathvariant="italic">ρ</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Liquid (or ice) density</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M66" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">kg</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M67" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Cloud liquid (or ice) mass mixing ratio</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M68" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Particle number concentration</oasis:entry>
         <oasis:entry colname="col3">m<inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">Volume scattering (extinction) coefficient</oasis:entry>
         <oasis:entry colname="col3">m<inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Scattering phase function at angle <inline-formula><mml:math id="M74" display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:msub><mml:mo>∫</mml:mo><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">π</mml:mi></mml:mrow></mml:msub><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">π</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M76" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Volume backscattering coefficient</oasis:entry>
         <oasis:entry colname="col3">m<inline-formula><mml:math id="M77" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> sr<inline-formula><mml:math id="M78" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">mol</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Volume backscattering coefficient for air molecules</oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Volume backscattering coefficient for cloud particles</oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M82" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Multiple-scattering coefficient</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="italic">β</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Attenuated volume backscattering coefficient</oasis:entry>
         <oasis:entry colname="col3">m<inline-formula><mml:math id="M84" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> sr<inline-formula><mml:math id="M85" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M86" display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="italic">β</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mo>=</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>z</mml:mi></mml:msubsup><mml:mi mathvariant="italic">η</mml:mi><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M87" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Lidar ratio (extinction-to-backscatter ratio)</oasis:entry>
         <oasis:entry colname="col3">sr</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:mi mathvariant="italic">β</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msup><mml:mi>S</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Effective (apparent) lidar ratio</oasis:entry>
         <oasis:entry colname="col3">sr</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:msup><mml:mi>S</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mo>=</mml:mo><mml:mi>S</mml:mi><mml:mi mathvariant="italic">η</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M91" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Backscatter-to-extinction ratio</oasis:entry>
         <oasis:entry colname="col3">sr<inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>S</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Number distribution of particle size</oasis:entry>
         <oasis:entry colname="col3">m<inline-formula><mml:math id="M95" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M96" display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">Scattering (extinction) efficiency of spherical particles</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M99" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>N</mml:mi></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>N</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Backscattering efficiency of spherical particles</oasis:entry>
         <oasis:entry colname="col3">sr<inline-formula><mml:math id="M102" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mi mathvariant="italic">β</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">b</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>N</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Effective radius</oasis:entry>
         <oasis:entry colname="col3">m</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>/</mml:mo><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">Effective standard deviation</oasis:entry>
         <oasis:entry colname="col3">m</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M107" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mfenced><mml:mo>/</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mfenced></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?pagebreak page49?><p id="d1e2669">The lidar equation <xref ref-type="bibr" rid="bib1.bibx27" id="paren.58"/> is based on the radiative transfer equation <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx69 bib1.bibx89 bib1.bibx137" id="paren.59"/>,
which relates the transmission of radiation to scattering, emission and absorption
in media such as the atmosphere. The lidar equation assumes that laser radiation
passes through the atmosphere where it is absorbed and scattered. A fraction
of laser radiation is scattered back to the instrument and reaches the receiver.
Scattering and absorption in the
atmosphere are determined by their constituents – gases, liquid droplets,
ice crystals and aerosol particles.
The focus of the current version of the simulator is on clouds. For this
purpose, the atmospheric model output needed is four-dimensional fields of
the mass mixing ratios of liquid and ice as well as  CF. The lidar equation can be applied to these
output fields to simulate the backscattered radiation received by the instrument.
Table <xref ref-type="table" rid="Ch1.T3"/> lists the physical quantities used in the
following sections. Here, we a radiative transfer notation similar to
<xref ref-type="bibr" rid="bib1.bibx89" id="text.60"/> and the notation of the original lidar simulator
<xref ref-type="bibr" rid="bib1.bibx16" id="paren.61"/>.</p>
      <p id="d1e2687">Below we provide a brief review of LR,
Rayleigh and Mie scattering, calculate LR of cloud droplets
at lidar wavelengths of the presented instruments, and introduce an empirical
parameterisation of LR and the multiple-scattering coefficient of ice
crystals based on previous studies.</p>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Lidar ratio</title>
      <p id="d1e2697">The lidar ratio <inline-formula><mml:math id="M108" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula> is the extinction-to-backscattering ratio of atmospheric
constituents at the lidar wavelength. It is an important quantity in lidar
observations and the lidar simulator because it determines the amount of
attenuation and backscattering. LR is not explicitly known from the observed
attenuated volume backscattering coefficient. For liquid cloud droplets at
near-IR wavelengths it is relatively constant at <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:mi>S</mml:mi><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">19</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M110" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">sr</mml:mi></mml:mrow></mml:math></inline-formula>
(Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>), while for ice crystals
(Sect. <xref ref-type="sec" rid="Ch1.S4.SS3"/>) and aerosol it is highly variable.
When the lidar signal is fully attenuated, and under the assumption
that cloud LR is constant and scattering from clouds is much stronger
than molecular and aerosol scattering, LR can be determined from the
observed attenuated volume backscattering coefficient by integrating it
vertically <xref ref-type="bibr" rid="bib1.bibx86" id="paren.62"/>:
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M111" display="block"><mml:mrow><mml:msup><mml:mi>S</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mo>=</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mi>S</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi mathvariant="italic">β</mml:mi><mml:mo>′</mml:mo></mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msup><mml:mi>S</mml:mi><mml:mo>′</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> is effective (apparent) LR, a quantity which
does not depend on the multiple-scattering coefficient.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Rayleigh and Mie scattering</title>
      <p id="d1e2798">The Rayleigh volume backscattering coefficient <inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mtext>mol</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M114" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) in ACTSIM is parameterised by the following equation
(Eq. 8 in <xref ref-type="bibr" rid="bib1.bibx16" id="altparen.63"/>):

                <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M115" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><?xmltex \hack{\hbox\bgroup\fontsize{9.5}{9.5}\selectfont$\displaystyle}?><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mtext>mol</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>p</mml:mi><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub><mml:mi>T</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>(</mml:mo><mml:mn mathvariant="normal">5.45</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">32</mml:mn></mml:mrow></mml:msup><mml:mo>)</mml:mo><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">λ</mml:mi><mml:mrow><mml:mn mathvariant="normal">550</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">nm</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.09</mml:mn></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>p</mml:mi><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub><mml:mi>T</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>C</mml:mi><mml:mtext>mol</mml:mtext></mml:msub><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

          where for lidar wavelength <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">532</mml:mn></mml:mrow></mml:math></inline-formula> nm, <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mtext>mol</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6.2446</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">32</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the Boltzmann constant <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">B</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">1.38</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">23</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M120" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">JK</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M121" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> is the atmospheric pressure and <inline-formula><mml:math id="M122" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> is the atmospheric temperature.
We multiply this equation by <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4.09</mml:mn><mml:mo>(</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">532</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>)</mml:mo><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> (where the value of <inline-formula><mml:math id="M124" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is in nanometres)
to get molecular backscattering for wavelengths other than 532 nm, which allows us to support multiple commercially available instruments.
The strength of molecular backscattering is usually lower than
backscattering from clouds for the relevant wavelengths.</p>
      <?pagebreak page50?><p id="d1e3068">The lidar signal at visible or near-IR wavelengths is scattered by
cloud droplets in the Mie scattering regime <xref ref-type="bibr" rid="bib1.bibx79" id="paren.64"/>.
In the most simple approximation,
one can assume spherical dielectric particles. The scattering from these particles depends on the
relative size of the wavelength and the (spherical) particle radius <inline-formula><mml:math id="M125" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>, expressed by the
dimensionless size parameter <inline-formula><mml:math id="M126" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>:

                <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M127" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:mi>r</mml:mi></mml:mrow><mml:mi mathvariant="italic">λ</mml:mi></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e3111">While the wavelength is approximately constant during the operation of the lidar<fn id="Ch1.Footn2"><p id="d1e3114">The actual lidar wavelength is not constant and is characterised
by a central wavelength and width. The central wavelength may fluctuate with
temperature <xref ref-type="bibr" rid="bib1.bibx124" id="paren.65"/>.</p></fn>,
the particle size comes from a distribution of sizes, typically approximated
in NWP models and GCMs by a gamma or log-normal distribution with a given mean
and standard deviation. Some models provide the mean as effective radius <inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.
If the effective radius is not provided by the model, the lidar simulator
assumes a value <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M130" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> by default, which is approximately
consistent with global studies of the effective radius
<xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx8 bib1.bibx50 bib1.bibx139 bib1.bibx94 bib1.bibx33" id="paren.66"/>. This
is different from the default effective radius of 30 <inline-formula><mml:math id="M131" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> in the
original COSP lidar simulator.</p>
      <p id="d1e3171">In order to support multiple laser wavelengths, it is necessary
to calculate backscattering efficiency due to scattering by a distribution
of particle sizes. We use the computer code MIEV developed by Warren J. Wiscombe
<xref ref-type="bibr" rid="bib1.bibx132 bib1.bibx133" id="paren.67"/> to
calculate backscattering efficiency for a range of the size parameter
<inline-formula><mml:math id="M132" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> and integrate for a distribution of particle sizes. The resulting
pre-calculated LR (extinction-to-backscatter ratio) as a function
of the effective radius is included in the lidar simulator for fast lookup
during the simulation.</p>
      <p id="d1e3185">Cloud droplet size distribution parameters are an important assumption
in lidar simulation due to the dependence of Mie scattering on the ratio of
the wavelength and particle size (the size parameter <inline-formula><mml:math id="M133" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>). NWP models and GCMs
traditionally use the effective radius <inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and effective standard
deviation <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> (or an equivalent parameter such as effective variance <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>)
to parameterise this distribution. Knowledge of the real distribution is likely highly
uncertain due to a large variety of clouds occurring globally and the limited
ability to predict microphysical cloud properties in models. In this section
we introduce theoretical assumptions used in the lidar simulator based on established
definitions of the effective radius and effective standard deviation as well as two
common distributions.
<xref ref-type="bibr" rid="bib1.bibx26" id="text.68"/> discuss the effective radius in the context of model radiation
schemes, and we will primarily follow the definitions detailed in <xref ref-type="bibr" rid="bib1.bibx13" id="text.69"/> and
<xref ref-type="bibr" rid="bib1.bibx90" id="text.70"/>. The practical result of this section (and the corresponding
offline code) is pre-calculated backscatter-to-extinction ratios as a function of
the effective radius in the form of a lookup table included in the lidar
simulator and used in the online calculations. The offline code
is provided and can be re-used for calculation of the necessary lookup tables for
different lidar wavelengths, should the user of the code want to support another
instrument.</p>
      <p id="d1e3238">The effective radius <inline-formula><mml:math id="M137" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and effective standard deviation <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
are defined by
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M139" display="block"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M140" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the probability density function (PDF) of the distribution.
Here, we follow <xref ref-type="bibr" rid="bib1.bibx90" id="text.71"/>, who define the effective variance
<inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> which relates to <inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
by <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>/</mml:mo><mml:msubsup><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:math></inline-formula>.
Due to lack of knowledge about the real distribution of particle radii, it has to be modelled by a
theoretical distribution, such as a log-normal or gamma distribution.
The original ACTSIM assumes a log-normal distribution <xref ref-type="bibr" rid="bib1.bibx16" id="paren.72"/>
with the PDF:
            <disp-formula id="Ch1.E5" content-type="numbered"><label>5</label><mml:math id="M144" display="block"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>∝</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>r</mml:mi></mml:mfrac></mml:mstyle><mml:mi>exp⁡</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:mi>log⁡</mml:mi><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="italic">μ</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M145" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M146" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> are the mean and the standard
deviation of the corresponding normal distribution, respectively.
<xref ref-type="bibr" rid="bib1.bibx16" id="text.73"/> use the value of <inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1.2</mml:mn><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.18</mml:mn></mml:mrow></mml:math></inline-formula> “for ice clouds” (the value
for liquid cloud does not appear to be documented). In our parameterisation
we used a combination of <inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
to constrain the theoretical distribution, wherein the effective standard deviation <inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> was assumed to
be one-fourth of the effective radius <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>. This choice is approximately
consistent with <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1.2</mml:mn><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.18</mml:mn></mml:mrow></mml:math></inline-formula> at <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> = 20 <inline-formula><mml:math id="M154" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m
(see Table <xref ref-type="table" rid="Ch1.T4"/>, described below). In future updates, the values
could be based on in situ studies of size distribution or taken from the
atmospheric model output if available.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e3671">Table of sensitivity tests for the theoretical distribution assumption,
effective radius <inline-formula><mml:math id="M155" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and effective standard deviation
<inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> of the cloud droplet size distribution;
<inline-formula><mml:math id="M157" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M158" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> are the mean and standard deviation
of a normal distribution, corresponding to the log-normal distribution,
numerically calculated from <inline-formula><mml:math id="M159" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M160" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>, and
<inline-formula><mml:math id="M161" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>*</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M162" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>*</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> are the actual mean and standard deviation of the
distribution (numerically calculated).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Distribution</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M163" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M164" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m)</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M166" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m)</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M167" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5"><inline-formula><mml:math id="M168" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col6"><inline-formula><mml:math id="M169" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>*</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M170" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m)</oasis:entry>
         <oasis:entry colname="col7"><inline-formula><mml:math id="M171" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>*</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M172" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">log-normal</oasis:entry>
         <oasis:entry colname="col2">20</oasis:entry>
         <oasis:entry colname="col3">10</oasis:entry>
         <oasis:entry colname="col4">2.44</oasis:entry>
         <oasis:entry colname="col5">0.47</oasis:entry>
         <oasis:entry colname="col6">12.76</oasis:entry>
         <oasis:entry colname="col7">6.26</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">log-normal</oasis:entry>
         <oasis:entry colname="col2">20</oasis:entry>
         <oasis:entry colname="col3">5</oasis:entry>
         <oasis:entry colname="col4">2.84</oasis:entry>
         <oasis:entry colname="col5">0.25</oasis:entry>
         <oasis:entry colname="col6">17.72</oasis:entry>
         <oasis:entry colname="col7">4.43</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">log-normal</oasis:entry>
         <oasis:entry colname="col2">10</oasis:entry>
         <oasis:entry colname="col3">5</oasis:entry>
         <oasis:entry colname="col4">1.74</oasis:entry>
         <oasis:entry colname="col5">0.47</oasis:entry>
         <oasis:entry colname="col6">6.40</oasis:entry>
         <oasis:entry colname="col7">3.20</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gamma</oasis:entry>
         <oasis:entry colname="col2">20</oasis:entry>
         <oasis:entry colname="col3">10</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6">9.98</oasis:entry>
         <oasis:entry colname="col7">7.00</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gamma</oasis:entry>
         <oasis:entry colname="col2">20</oasis:entry>
         <oasis:entry colname="col3">5</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6">17.50</oasis:entry>
         <oasis:entry colname="col7">4.68</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Gamma</oasis:entry>
         <oasis:entry colname="col2">10</oasis:entry>
         <oasis:entry colname="col3">5</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6">5.00</oasis:entry>
         <oasis:entry colname="col7">3.54</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e4033">From the expression for the <inline-formula><mml:math id="M173" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>th moment of the log-normal distribution
<inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>X</mml:mi><mml:mi>n</mml:mi></mml:msup><mml:mo>]</mml:mo><mml:mo>=</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>n</mml:mi><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:msup><mml:mi>n</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and Eq. (<xref ref-type="disp-formula" rid="Ch1.E4"/>)
we calculate <inline-formula><mml:math id="M175" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> of the log-normal distribution:

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M177" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E6"><mml:mtd><mml:mtext>6</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">5</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E7"><mml:mtd><mml:mtext>7</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:msubsup><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mo>]</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>]</mml:mo><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow><mml:mrow><mml:mi>E</mml:mi><mml:mo>[</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>]</mml:mo></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">8</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">7</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">6</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">5</mml:mn><mml:msup><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e4438">We find <inline-formula><mml:math id="M178" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M179" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> for given <inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
numerically by root-finding using the equations above. In practice,
we find that the root-finding converges well for <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> between 5
and 50 <inline-formula><mml:math id="M183" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m, which is the range most likely to be applicable in practice.</p>
      <?pagebreak page51?><p id="d1e4498">The gamma distribution follows the PDF:
            <disp-formula id="Ch1.E8" content-type="numbered"><label>8</label><mml:math id="M184" display="block"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>∝</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:msup><mml:mi>exp⁡</mml:mi><mml:mfenced close=")" open="("><mml:mrow><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>r</mml:mi><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:msub><mml:mi mathvariant="italic">ν</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced></mml:mrow></mml:math></disp-formula>
          (see e.g. Eq. 13 in <xref ref-type="bibr" rid="bib1.bibx90" id="altparen.74"/>,
or Eq. 1 in <xref ref-type="bibr" rid="bib1.bibx8" id="altparen.75"/>). In this case, the distribution explicitly depends on <inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and as such does not require numerical root-finding.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e4594"><bold>(a)</bold> Theoretical distributions of cloud droplet radius based on
the log-normal and gamma distributions parameterised
by multiple choices of the effective radius <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and effective standard deviation
<inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>. <bold>(b)</bold> Lidar ratio (LR) as a function of effective
radius calculated for different theoretical cloud droplet size
distributions, laser wavelengths and effective standard deviation ratios.
<bold>(c)</bold>
Parameterisation of ice cloud optical properties as a function of temperature
based on <xref ref-type="bibr" rid="bib1.bibx34" id="text.76"/> and <xref ref-type="bibr" rid="bib1.bibx42" id="text.77"/>. The plot shows
LR (<inline-formula><mml:math id="M189" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula>), LR of CALIPSO calculated using the constant
standard processing
multiple-scattering coefficient <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="normal">CALIPSO</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>),
the effective LR of CALIPSO (<inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:msubsup><mml:mi>S</mml:mi><mml:mi mathvariant="normal">CALIPSO</mml:mi><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>), the effective
radius (<inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and the multiple-scattering coefficient of CALIPSO
(<inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">η</mml:mi><mml:mi mathvariant="normal">CALIPSO</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) determined by <xref ref-type="bibr" rid="bib1.bibx34" id="text.78"/>.
LRs are calculated for three wavelengths
of 532 nm (solid line), 910 nm (dashed line) and 1064 nm (dotted line) by
scaling with the colour ratio.
</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f02.png"/>

        </fig>

      <p id="d1e4718">Figure <xref ref-type="fig" rid="Ch1.F2"/>a shows the log-normal and gamma distributions
calculated for a number of <inline-formula><mml:math id="M195" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> values,
and Table <xref ref-type="table" rid="Ch1.T4"/> summarises the properties of these distributions.
The actual mean and standard deviation of the distributions do not necessarily
correspond well to the effective radius and effective standard deviation.</p>
      <p id="d1e4747">In ACTSIM, the volume extinction coefficient <inline-formula><mml:math id="M197" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
is calculated by integrating the extinction by individual particles over the
particle size distribution:
            <disp-formula id="Ch1.E9" content-type="numbered"><label>9</label><mml:math id="M198" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>≈</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:mi>q</mml:mi><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mtext>air</mml:mtext></mml:msub></mml:mrow><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">ρ</mml:mi><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          assuming approximately constant extinction efficiency <inline-formula><mml:math id="M199" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> (which is approximately true for the interesting range of <inline-formula><mml:math id="M200" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and laser wavelengths) and using the
relationship between the cloud liquid mass mixing ratio <inline-formula><mml:math id="M201" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula>
and <inline-formula><mml:math id="M202" display="inline"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula>:
<?xmltex \hack{\newpage}?>
            <disp-formula id="Ch1.E10" content-type="numbered"><label>10</label><mml:math id="M203" display="block"><mml:mtable class="split" rowspacing="0.2ex" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi>q</mml:mi><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mtext>air</mml:mtext></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">4</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mi mathvariant="italic">ρ</mml:mi><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">4</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle><mml:mi mathvariant="italic">π</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">4</mml:mn><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle><mml:mi mathvariant="italic">π</mml:mi><mml:mi mathvariant="italic">ρ</mml:mi><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          where <inline-formula><mml:math id="M204" display="inline"><mml:mi mathvariant="italic">ρ</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M205" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ρ</mml:mi><mml:mtext>air</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> are the densities of liquid water
and air, respectively.</p>
      <p id="d1e5095">Likewise, the volume backscattering coefficient
from particles <inline-formula><mml:math id="M206" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is calculated by integrating backscattering by
individual particles over the particle size distribution:
            <disp-formula id="Ch1.E11" content-type="numbered"><label>11</label><mml:math id="M207" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mi mathvariant="italic">π</mml:mi><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">π</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M208" display="inline"><mml:mrow><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is scattering efficiency and <inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the scattering phase function
at 180<inline-formula><mml:math id="M210" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.
Since the normalisation of <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is not known until the online phase of calculation,
the backscatter-to-extinction ratio from particles <inline-formula><mml:math id="M212" display="inline"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can be
calculated offline instead (the requirement for normalisation of <inline-formula><mml:math id="M213" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is
avoided by appearing in both the numerator and denominator):
            <disp-formula id="Ch1.E12" content-type="numbered"><label>12</label><mml:math id="M214" display="block"><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:msubsup><mml:mo>∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:msubsup><mml:msub><mml:mi>Q</mml:mi><mml:mi mathvariant="normal">e</mml:mi></mml:msub><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>n</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>r</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e5376">We pre-calculate this integral numerically for a permissible interval of
<inline-formula><mml:math id="M215" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> (5–50 <inline-formula><mml:math id="M216" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>) at 500 evenly spaced wavelengths
and store the result as a lookup table for the online phase.
The integral in the numerator is numerically hard to calculate due
to strong dependency of <inline-formula><mml:math id="M217" display="inline"><mml:mrow><mml:msub><mml:mi>P</mml:mi><mml:mi mathvariant="italic">π</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> on <inline-formula><mml:math id="M218" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>.
Figure <xref ref-type="fig" rid="Ch1.F2"/>b
shows LR as a function of <inline-formula><mml:math id="M219" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>, calculated
for log-normal and gamma particle size distributions with <inline-formula><mml:math id="M220" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M221" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.
This corresponds to the lookup table we use in the online phase
of the lidar simulator. As can be seen in Fig. <xref ref-type="fig" rid="Ch1.F2"/>,
LR depends only weakly on the choice of the distribution type and the effective standard
deviation ratio.</p>
</sec>
<?pagebreak page52?><sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Backscattering from ice crystals</title>
      <p id="d1e5488">Simulation of backscattering from ice crystals is relatively complex compared to
backscattering from liquid droplets due to the very high variability of ice
crystal microphysical properties such as habit, size, orientation and
surface roughness, all of which affect LR, extinction cross section,
single-scattering albedo and the multiple-scattering coefficient. Common habits
include hexagonal plates, hexagonal columns, hollow hexagonal columns, droxtals,
bullet rosettes, hollow bullet rosettes and aggregates <xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx110" id="paren.79"/>.
Size can be highly variable and bimodal with a dependence on temperature and relative humidity.
Orientation is commonly random or horizontally oriented (often reported with hexagonal ice plates).
The surface can vary between smooth and rough depending on supersaturation and crystal age.
In general, the Mie theory
cannot be used to simulate backscattering from ice crystals because of
their irregular shape <xref ref-type="bibr" rid="bib1.bibx134" id="paren.80"/>. While large crystals allow the use of the geometric
optics approximation to estimate the optical properties, smaller crystals and
diffraction by large crystals necessitate the use of
more advanced techniques such as the T-matrix method, finite-difference time domain (FDTD),
discrete dipole approximation (DDA) and others, which are generally
computationally expensive.
Current global atmospheric models do not normally explicitly parameterise
the microphysical properties of cloud ice and provide only very
limited information such as ice mass concentration and in some cases the
effective radius of ice crystals in the model output. Radiative transfer schemes of atmospheric
models do not explicitly evaluate
backscattering (the phase function at 180<inline-formula><mml:math id="M222" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) and therefore cannot
provide this information to the simulator. Instead the phase function is
parameterised by the asymmetry factor, which is likely insufficient to give an
accurate estimate of backscattering.</p>
      <?pagebreak page53?><p id="d1e5506">Because the model ice crystal microphysical and optical properties are not known,
they have to be parameterised. A first option is to parameterise the microphysical
properties such as habit and size and theoretically calculate optical properties.
A second option is to directly parameterise the optical properties. This
appears to be a more practical choice because of the broad availability of global remote sensing
measurements of optical properties from satellites and ground-based lidars
compared to relatively scarce in situ measurements of ice crystals.
<xref ref-type="bibr" rid="bib1.bibx34" id="text.81"/> analysed CALIPSO lidar and co-located passive infrared data
from the Imaging Infrared Radiometer (IIR)
and determined a global relationship between temperature, LR and the
multiple-scattering coefficient at the lidar wavelength of 532 nm. The multiple-scattering coefficient is taken as a constant of 0.6 in the standard CALIPSO data processing,
but they determined that it is in fact variable between about 0.4 and 0.8.
Here, we parameterise LR based on their findings. LR
varies with the lidar wavelength, a larger part of which is due to the
change in the diffraction peak and a smaller part is due to the variation of
the refractive index <xref ref-type="bibr" rid="bib1.bibx6" id="paren.82"/>. We use the colour ratio to estimate
LR at lidar wavelengths other than 532 nm. A colour ratio
of 1064 nm relative to 532 nm is commonly estimated for dual-wavelength
lidars such as CALIOP. Here, we use a value of 0.8, approximately consistent
with the results of <xref ref-type="bibr" rid="bib1.bibx4" id="text.83"/> and <xref ref-type="bibr" rid="bib1.bibx112" id="text.84"/>.
The effective radius is defined for non-spherical particles as
<inline-formula><mml:math id="M223" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mn mathvariant="normal">3</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mi mathvariant="normal">IWC</mml:mi><mml:mi mathvariant="italic">σ</mml:mi></mml:mfrac></mml:mstyle></mml:mrow></mml:math></inline-formula>, where IWC is the ice
water content, and <inline-formula><mml:math id="M224" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> is the volume extinction coefficient of ice.
<xref ref-type="bibr" rid="bib1.bibx42" id="text.85"/> summarised the ice crystal effective radius
(related to IWC <inline-formula><mml:math id="M225" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M226" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> by a factor of 1.64) parameterised
as a function of temperature based on a number of field studies. We use this
relationship for determination of the effective radius.
Figure <xref ref-type="fig" rid="Ch1.F2"/>c shows the true and effective LR based on <xref ref-type="bibr" rid="bib1.bibx34" id="text.86"/>
and the effective radius based on <xref ref-type="bibr" rid="bib1.bibx42" id="text.87"/>, parameterised by
the following equations:

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M227" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E13"><mml:mtd><mml:mtext>13</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>S</mml:mi><mml:mo>=</mml:mo><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">20</mml:mn><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">34</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">20</mml:mn><mml:mo>)</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>T</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">230</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">sr</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E14"><mml:mtd><mml:mtext>14</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.8</mml:mn><mml:mo>)</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>T</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">240</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E15"><mml:mtd><mml:mtext>15</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mtable rowspacing="0.2ex" class="split" columnspacing="1em" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi>exp⁡</mml:mi><mml:mfenced close="" open="("><mml:mrow><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">16.4</mml:mn><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mo>(</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">49.2</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">16.4</mml:mn><mml:mo>)</mml:mo><mml:mo>)</mml:mo></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mfenced close=")" open=""><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>T</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">213.15</mml:mn></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">253.15</mml:mn><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">213.15</mml:mn></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M228" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> is atmospheric temperature in Kelvin (K). <inline-formula><mml:math id="M229" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula> follows
<xref ref-type="bibr" rid="bib1.bibx34" id="text.88"><named-content content-type="post">Fig. 12b</named-content></xref>,
<inline-formula><mml:math id="M230" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> follows <xref ref-type="bibr" rid="bib1.bibx34" id="text.89"><named-content content-type="post">Fig. 9a</named-content></xref> and <inline-formula><mml:math id="M231" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> follows <xref ref-type="bibr" rid="bib1.bibx42" id="text.90"><named-content content-type="post">Fig. 2</named-content></xref>,
where the concave and convex shape (respectively) is approximated by using
<inline-formula><mml:math id="M232" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> as an argument of the linear approximation, and we use a logarithmic scale of <inline-formula><mml:math id="M233" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">eff</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in
the expression for <inline-formula><mml:math id="M234" display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mtext>eff</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> to avoid negative values at low temperature.
Figure <xref ref-type="fig" rid="Ch1.F2"/>c also shows LR when calculated with the assumption of <inline-formula><mml:math id="M235" display="inline"><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula>
(<inline-formula><mml:math id="M236" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mrow><mml:mi mathvariant="normal">CALIPSO</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>)
as in the standard processing of CALIPSO data. This corresponds to the
empirically found relationship in <xref ref-type="bibr" rid="bib1.bibx34" id="text.91"><named-content content-type="post">Fig. 12a</named-content></xref> and
<xref ref-type="bibr" rid="bib1.bibx57" id="text.92"><named-content content-type="post">Fig. 9</named-content></xref> with a local maximum at 225 K. LR at wavelengths other than 532 nm
is approximated by <inline-formula><mml:math id="M237" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">0.8</mml:mn><mml:mfrac><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">532</mml:mn></mml:mrow><mml:mn mathvariant="normal">532</mml:mn></mml:mfrac></mml:msup></mml:mrow></mml:math></inline-formula>, where <inline-formula><mml:math id="M238" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is lidar
wavelength
in micrometres (<inline-formula><mml:math id="M239" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi></mml:mrow></mml:math></inline-formula>m) and 0.8 is the approximate value of the 1064 nm <inline-formula><mml:math id="M240" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> 532 nm colour ratio. The parameterisation of LR (<inline-formula><mml:math id="M241" display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula> in Fig. <xref ref-type="fig" rid="Ch1.F2"/>c) spans about
the same range of values as reported by
<xref ref-type="bibr" rid="bib1.bibx46" id="text.93"><named-content content-type="post">Fig. 5.6</named-content></xref> (20 to 60 sr) and <xref ref-type="bibr" rid="bib1.bibx135" id="text.94"/> (10 to 60 sr).
Based on CALIPSO observations,
<xref ref-type="bibr" rid="bib1.bibx49" id="text.95"/> determined that while the effective LR of global
ice clouds at a lidar wavelength of 532 nm is mostly clustered around 17 sr,
horizontally oriented plates produce a much lower effective LR below
10 sr caused by specular reflection.
These results are close to our parameterisation of effective LR
(<inline-formula><mml:math id="M242" display="inline"><mml:mrow><mml:msubsup><mml:mi>S</mml:mi><mml:mtext>CALIPSO</mml:mtext><mml:mo>′</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>).
In the current version of the lidar simulator we do not parameterise
horizontally oriented plates, but in a future version they could be taken into
account by parameterising their concentration based on temperature <xref ref-type="bibr" rid="bib1.bibx85" id="paren.96"/>.
For the ALCs we use the same constant value of the multiple-scattering coefficient <inline-formula><mml:math id="M243" display="inline"><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> as for liquid cloud droplets
(Sect. <xref ref-type="sec" rid="Ch1.S4.SS5"/>).</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Cloud overlap and cloud fraction</title>
      <p id="d1e6039">Model cloud is defined by the liquid and ice mass mixing ratio as well as the cloud
fraction in each atmospheric layer. The lidar simulator simulates radiation
passing vertically at a random location within the grid cell. Therefore,
it is necessary to generate a random vertical cloud overlap based on the cloud
fraction in each layer, as the overlap is not explicitly defined in the model output.
Two common methods of generating overlap are the
random and maximum–random overlap methods <xref ref-type="bibr" rid="bib1.bibx36" id="paren.97"/>. In the random overlap method,
each layer is either cloudy or clear with
a probability given by CF, independent of other layers.
The maximum–random overlap method assumes that adjacent layers with non-zero CF are maximally
overlapped, whereas layers separated by zero CF layers are randomly overlapped.
COSP implements cloud overlap generation in the
Subgrid Cloud Overlap Profile Sampler (SCOPS)
<xref ref-type="bibr" rid="bib1.bibx58 bib1.bibx118 bib1.bibx15" id="paren.98"/>. The ALC simulator uses SCOPS to
generate 10 random subcolumns for each profile using the maximum–random
overlap assumption as the default setting of a user-configurable option.
The attenuated volume backscattering coefficient profile and cloud occurrence can be plotted for any subcolumn.
Due to the random nature of the overlap, the attenuated volume backscattering coefficient profile may differ
from the observed profile even if the model is correct in its cloud simulation.
The random overlap generation should, however, result in unbiased cloud
statistics.</p><?xmltex \hack{\newpage}?>
</sec>
<?pagebreak page54?><sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Multiple scattering</title>
      <p id="d1e6057">Due to a finite FOV of the lidar receiver, a fraction of the laser
radiation scattered forward will remain in the FOV. Therefore,
the effective attenuation is smaller than calculated with the assumption
that all but the backscattered radiation is removed from the FOV and cannot
reach the receiver. The forward scattering can be repeated multiple times
before a fraction of the radiation is backscattered, eventually reaching the
receiver. To account for this multiple-scattering effect, the COSP lidar
simulator uses a multiple-scattering correction coefficient <inline-formula><mml:math id="M244" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula>, by
which the volume scattering coefficient is multiplied before calculating
the layer optical thickness <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx14 bib1.bibx15" id="paren.99"/>.
The theoretical value of <inline-formula><mml:math id="M245" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> is between 0 and 1 and depends on the
receiver FOV and optical properties of the cloud. For CALIOP
at <inline-formula><mml:math id="M246" display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> = 532 nm a value of 0.7 is used in the COSP lidar simulator.
<xref ref-type="bibr" rid="bib1.bibx44" id="text.100"/> implemented a fast approximate multiple-scattering code. This code has recently been used by <xref ref-type="bibr" rid="bib1.bibx47" id="text.101"/> in their
ceilometer calibration method. They noted that <inline-formula><mml:math id="M247" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> is usually between
0.7 and 0.85 for wavelengths between 905 and 1064 nm. The ALC simulator
presented here does not use an explicit calculation of <inline-formula><mml:math id="M248" display="inline"><mml:mi mathvariant="italic">η</mml:mi></mml:math></inline-formula> but retains
the value of <inline-formula><mml:math id="M249" display="inline"><mml:mrow><mml:mi mathvariant="italic">η</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> for cloud droplets. The code of <xref ref-type="bibr" rid="bib1.bibx44" id="text.102"/>,
“Multiscatter”, is publicly available (<uri>http://www.met.reading.ac.uk/clouds/multiscatter/</uri>, last access: 1 January 2021)
and could be used in a later version of the framework to improve the
accuracy of simulated attenuation and calibration.</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Lidar data processing</title>
      <p id="d1e6133">The scheme in Fig. <xref ref-type="fig" rid="Ch1.F1"/> outlines the processing done in the framework.
The individual processing steps are described below.</p>
<sec id="Ch1.S5.SS1">
  <label>5.1</label><title>Noise and subsampling</title>
      <p id="d1e6145">ALC signal reception is affected by a number of sources of noise such
as sunlight and electronic noise <xref ref-type="bibr" rid="bib1.bibx62" id="paren.103"/>. Range-independent
noise can be removed by assuming that the attenuated
volume backscattering coefficient at the highest range gate is dominated by
noise. This is true if the highest range is not affected
by clouds or aerosol and if contributions from molecular scattering are negligible.
The supported instruments have a range of approximately 8 (CL31), 15
(CL51, CHM 15k) and 30 km (MiniMPL).
By assuming that the distribution of noise at the highest level is approximately
normal, the mean and standard deviation can be calculated from a sample over a
period of time such as 5 min, which is short enough to assume the noise is constant
over this period and long enough to achieve accurate estimates of the standard
deviation. The mean and standard deviation can then be scaled by the
square of the range to estimate the distribution of range-independent noise at
each range bin. By subtracting the noise mean from the measured attenuated volume backscattering coefficient
we get the expected attenuated volume backscattering coefficient. The result of the noise removal algorithm
is the expected attenuated volume backscattering coefficient and its standard deviation at each range bin.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Backscatter calibration</title>
      <p id="d1e6159">ALCs often report the attenuated volume backscattering coefficient in arbitrary units (a.u.) or as NRB (MiniMPL).
If they report it in units of <inline-formula><mml:math id="M250" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, these values are often not calibrated to
represent the true absolute attenuated volume backscattering coefficient.
Assuming that range-dependent corrections (overlap, dead time and after pulse)
have been applied to the attenuated volume backscattering coefficient in a.u., the reported attenuated volume backscattering coefficient is proportional
to the true attenuated volume backscattering coefficient (inclusive of noise backscattering).
In order to have a comparable quantity to the lidar simulator and consistent
input to the subsequent processing (e.g. cloud detection), calibration by
multiplying by a calibration coefficient is required.
Formally, the units of the calibration coefficient depend on the units
of backscattering recorded by the instrument, which are <inline-formula><mml:math id="M251" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>
in CL31 and CL51, unitless in CHM 15k, and <inline-formula><mml:math id="M252" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">µ</mml:mi><mml:msup><mml:mi mathvariant="normal">J</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">km</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>
in MiniMPL; i.e. the units of the calibration coefficient are <inline-formula><mml:math id="M253" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M254" display="inline"><mml:mo>/</mml:mo></mml:math></inline-formula> (instrument units).
In the following discussion, we leave out the units.
Several methods of calibration have been previously described:
calibration based on LR in fully attenuating liquid stratocumulus
clouds <xref ref-type="bibr" rid="bib1.bibx86 bib1.bibx47" id="paren.104"/>, calibration based on molecular
backscattering <xref ref-type="bibr" rid="bib1.bibx126" id="paren.105"/> and calibration based on a high-spectral-resolution lidar
reference <xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx56" id="paren.106"/>. In addition, calibration can be
assisted by sun-photometer or radiosonde measurements <xref ref-type="bibr" rid="bib1.bibx126" id="paren.107"/>.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T5"><?xmltex \currentcnt{5}?><label>Table 5</label><caption><p id="d1e6287">Theoretical molecular volume backscattering coefficient calculated at pressure 1000 hPa and
temperature 20 <inline-formula><mml:math id="M255" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C along with the calibration coefficient,
relative to the instrument native units, determined
for the instrument based on the molecular volume backscattering coefficient and
stratocumulus lidar ratio calibration methods.
</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.97}[.97]?><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Instrument</oasis:entry>
         <oasis:entry colname="col2">Wavelength</oasis:entry>
         <oasis:entry colname="col3">Molecular volume</oasis:entry>
         <oasis:entry colname="col4">Calibration</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(nm)</oasis:entry>
         <oasis:entry colname="col3">backscattering</oasis:entry>
         <oasis:entry colname="col4">coefficient</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">coefficient</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">(<inline-formula><mml:math id="M256" display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M257" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">CHM 15k</oasis:entry>
         <oasis:entry colname="col2">1064</oasis:entry>
         <oasis:entry colname="col3">0.0906</oasis:entry>
         <oasis:entry colname="col4">0.34</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CL31</oasis:entry>
         <oasis:entry colname="col2">910</oasis:entry>
         <oasis:entry colname="col3">0.172</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M258" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.45</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CL51</oasis:entry>
         <oasis:entry colname="col2">910</oasis:entry>
         <oasis:entry colname="col3">0.172</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M259" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MiniMPL</oasis:entry>
         <oasis:entry colname="col2">532</oasis:entry>
         <oasis:entry colname="col3">1.54</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M260" display="inline"><mml:mrow><mml:mn mathvariant="normal">3.75</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

      <?pagebreak page55?><p id="d1e6519">Relatively large variability in the calibration coefficient has been determined
for instruments of the same model <xref ref-type="bibr" rid="bib1.bibx47" id="paren.108"/>. However, past studies
can be useful for determining an approximate value of the coefficient
before applying one of the calibration methods. For the CL51, <xref ref-type="bibr" rid="bib1.bibx56" id="text.109"/>
reported a value of 1.2 <inline-formula><mml:math id="M261" display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.1 based on a multi-wavelength lidar reference.
<xref ref-type="bibr" rid="bib1.bibx47" id="text.110"/> reported mean values of 1.4–1.5 for a number of CL31 instruments
(software version 202). For CHM 15k, <xref ref-type="bibr" rid="bib1.bibx47" id="text.111"/> reported mean values
between 0.3 and 0.8 for a majority of the instruments examined. The ALCF provides
per-instrument default values of the calibration coefficient
(Table <xref ref-type="table" rid="Ch1.T5"/>), but a unit-specific coefficient should be determined
for an analysed instrument during the lidar data processing step.</p>
      <p id="d1e6545">Calibration based on LR in fully opaque liquid stratocumulus clouds
has been successfully applied to large networks of ALCs. It utilises the
fact that given suitable conditions the vertically integrated attenuated volume backscattering coefficient is
proportional to LR of the cloud, which can be theoretically derived
if the cloud droplet effective radius can be assumed. The theoretically derived
value is about 18.8 sr for common ALC wavelengths and a relatively large
range of effective radii <xref ref-type="bibr" rid="bib1.bibx86" id="paren.112"/>. Another factor which needs to be known or assumed
is the multiple-scattering coefficient, which tends to be about 0.7–1.0 in common
ALCs. Due to its relatively simple requirements, this method is possibly the
easiest ALC calibration method. The ALCF implements this calibration method by
letting the user identify time periods with fully opaque liquid stratocumulus cloud,
for which the mean LR is calculated. The ratio of the observed LR and
the theoretical LR is equivalent to the calibration coefficient. This implementation,
while very easy to perform, has multiple limitations, some of which are
highlighted by <xref ref-type="bibr" rid="bib1.bibx47" id="text.113"/>.
<list list-type="order"><list-item>
      <p id="d1e6556">Aerosol can cause additional attenuation and
scattering, which results in LR that is different from the theoretical
value by an unknown factor. Therefore, a frequent re-calibration may be
necessary.</p></list-item><list-item>
      <p id="d1e6560">The multiple-scattering coefficient assumption may not be accurate for the given
instrument.</p></list-item><list-item>
      <p id="d1e6564">The 910 nm wavelength of CL31 and CL51 is affected by water vapour
absorption, which causes additional attenuation that is currently not taken
into account in the calculation of LR.</p></list-item><list-item>
      <p id="d1e6568">Near-range attenuated volume backscattering coefficient retrieval is affected by receiver saturation
and incomplete overlap. Therefore, using stratocumulus clouds above
approximately 2 km for this calibration method is recommended. This range
is instrument-dependent.</p></list-item><list-item>
      <p id="d1e6572">The composition of stratocumulus clouds may be uncertain.
At temperatures between 0 and <inline-formula><mml:math id="M262" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M263" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C these clouds may contain both liquid and ice,
which results in a different LR than expected.</p></list-item></list></p>
      <p id="d1e6594">These limitations could be addressed in the future by (1) using sun-photometer
observations as an optional input to determine the aerosol optical depth (AOD),
(2) calculating the multiple-scattering coefficient more accurately (such as with the Multiscatter package of
<xref ref-type="bibr" rid="bib1.bibx44" id="altparen.114"/>), (3) calculating the water vapour absorption explicitly based
on water vapour, temperature and pressure fields from a reanalysis or
radiosonde profile data, (4) correcting the near-range backscatter based on
the integrated attenuated volume backscattering coefficient distribution as a function of the height of the maximum backscatter <xref ref-type="bibr" rid="bib1.bibx47" id="paren.115"><named-content content-type="post">Sect. 5.1</named-content></xref>, or (5)
combining the attenuated volume backscattering coefficient profile with the temperature field from a reanalysis
to exclude cold clouds.</p>
      <p id="d1e6605">Molecular (Rayleigh) backscattering can be accurately calculated if the temperature
and pressure of the atmospheric profile are known (Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>). This can be employed for absolute
calibration of ALCs. Given the low SNR of low-power ALCs,
several hours of integration are required to identify the molecular
backscattering <xref ref-type="bibr" rid="bib1.bibx126" id="paren.116"/>. The molecular backscattering is attenuated by an unknown
amount of aerosol with unknown LR, and the near-range backscattering
is affected by a potentially inaccurate overlap correction. Therefore, this
method alone produces calibration coefficients which depend on the atmospheric
conditions. We found that all studied ALCs except for the CL31 are capable
of observing the molecular backscattering (Sect. <xref ref-type="sec" rid="Ch1.S7"/>).
Therefore, this method may be used in addition to the liquid stratocumulus
LR method for cross-validation of the calibration.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <label>5.3</label><title>Cloud detection</title>
      <?pagebreak page56?><p id="d1e6623">Cloud is the most strongly attenuating feature in ALC attenuated volume backscattering coefficient measurements.
Due to this attenuation, the lidar signal is quickly
attenuated in thick cloud and can fall below the noise level before
reaching the top of the cloud. This means that the first cloud base can be
detected reliably (unless the cloud is too thin or too high and obscured by noise), while the cloud top or multi-layer cloud cannot be observed reliably under all conditions. The opposite is true for spaceborne lidars, which can detect the cloud top
reliably but cannot always detect the cloud base. Therefore, ALC observations can be regarded
as complementary to spaceborne lidar observations.
By applying a suitable algorithm, one can detect CBH and CTH as well as identifying cloud layers. Instrument firmware
often determines CBH and sometimes cloud layers as part of its internal
processing, often using an undisclosed algorithm which is not comparable
between different instruments and potentially not even different versions
of the instrument firmware <xref ref-type="bibr" rid="bib1.bibx62" id="paren.117"/>. <xref ref-type="bibr" rid="bib1.bibx77" id="text.118"/> compared a large
number of ALCs and found differences of up to 70 m between the reported CBH,
and others found relatively large differences as well <xref ref-type="bibr" rid="bib1.bibx71 bib1.bibx101" id="paren.119"/>.
Alternatively to instrument-reported CBH and cloud layers, it is possible
to detect cloud based on the attenuated volume backscattering coefficient profile. A relatively large number of
cloud detection algorithms have been proposed
<xref ref-type="bibr" rid="bib1.bibx115 bib1.bibx82 bib1.bibx74 bib1.bibx111 bib1.bibx101 bib1.bibx20" id="paren.120"/>.
We use a simple algorithm based on an attenuated volume backscattering coefficient threshold applied
to the denoised backscatter, assuming that the noise can be
represented by a normal distribution at the highest range, which is unlikely
to contain cloud or aerosol if the instrument is pointing vertically
(this may not be true, however, for CL31, which has a maximum range of just 7.7 km).
This assumption neglects the range-dependent molecular backscattering, which is
relatively small at the ceilometer wavelengths examined (910 and 1064 nm).
A cloud mask is determined to be positive where the attenuated volume backscattering coefficient is greater than a
chosen threshold plus 5 standard deviations of noise at the given range.
In addition, the observed attenuated volume backscattering coefficient can optionally
be coupled with a simulated attenuated molecular volume backscattering coefficient
and molecular backscattering removed from the observed backscattering prior
to cloud detection. This improves the results in the boundary layer, especially
with instruments which operate in the visible range and are therefore affected
by large molecular backscattering (MiniMPL).
A threshold of
<inline-formula><mml:math id="M264" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M265" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> was found to be a good compromise between false detection
and misses in our Southern Hemisphere data relatively unaffected by anthropogenic aerosol.
Our observed and simulated results show that cloud backscatter
is generally higher than <inline-formula><mml:math id="M266" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M267" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, and a threshold
below <inline-formula><mml:math id="M268" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M269" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> results in excessive false detection
due to aerosol, molecular backscattering and noise from sunlight. The threshold
is an adjustable option of the ALCF. Users are encouraged to change this value
if, for example, the data are affected by a large amount of aerosol.
This value is above the maximum molecular backscattering,
which is approximately <inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.54</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M271" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> at the
surface in the case of the MiniMPL (wavelength 532 nm).
Noise is not simulated by the lidar simulator, but the cloud detection
algorithm allows for coupling of simulated and observed profiles, whereby
the noise standard deviation is taken from the corresponding location in the
observed profile. With 5 min averaging, when the standard deviation of noise
is relatively low, we found that the coupling does not make substantial
differences in the detected cloud (not shown). While the threshold-based algorithm is
less sophisticated than other methods of cloud detection, the vertical
resolution of the simulated attenuated volume backscattering coefficient is likely too low and the vertical
derivatives of the simulated attenuated volume backscattering coefficient too crudely represented (Table <xref ref-type="table" rid="Ch1.T7"/>) to apply any algorithm
based on the vertical derivatives of the attenuated volume backscattering coefficient. Using the same cloud detection
algorithm on the observed and simulated attenuated volume backscattering coefficient is essential for an unbiased
one-to-one comparison of cloud.</p>
</sec>
<sec id="Ch1.S5.SS4">
  <label>5.4</label><title>Water vapour absorption</title>
      <p id="d1e6817">Previous studies have noted that ceilometers which utilise the wavelength
of 910 nm, such as the Vaisala CL31 and CL51, are affected by additional
absorption of laser radiation by water vapour <xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx127 bib1.bibx47" id="paren.121"/>.
The wavelength coincides with water vapour absorption bands between 900 and 930 nm, while the other common ceilometer wavelength of 1064 nm is not affected.
<xref ref-type="bibr" rid="bib1.bibx124" id="text.122"/> reported that it can cause absorption of the order of 20 % in
the extratropics and 50 % in the tropics. The lidar simulator does not currently
account for this. However, as the water vapour concentration is available
from the reanalyses and models, it should be possible to use a line-by-line
model to calculate the water vapour volume absorption coefficient for each
vertical layer during the integration process. Water vapour also affects
calibration of the observed attenuated volume backscattering coefficient. In order to use the liquid stratocumulus
LR calibration method, the attenuated volume backscattering coefficient has to be corrected for
water vapour absorption to achieve high-accuracy calibration.
<xref ref-type="bibr" rid="bib1.bibx47" id="text.123"/> used a simplified approach based on a parameterised curve
and reported a difference from explicit radiative transfer calculations
of 2 % in the United Kingdom atmosphere (Middle Wallop). In the future either approach
should be used to include water vapour absorption in the simulator or
remove the effect of water vapour absorption from the observed lidar attenuated volume backscattering coefficient
to achieve an improved one-to-one comparison between the observations,
reanalyses and models.</p>
</sec>
</sec>
<sec id="Ch1.S6">
  <label>6</label><title>Description of case studies</title>
      <p id="d1e6838">The case studies analysed here were selected
to include all instruments supported by the framework. We compare four different
instruments (CHM 15k, CL31, CL51, MiniMPL) deployed at three locations in NZ
(Lauder, Christchurch, Cass) with three reanalyses (MERRA-2, ERA5, JRA-55),
one NWP model (AMPS) and one GCM (UM).
These case studies aim to demonstrate capability rather than to comprehensively evaluate cloud simulation in the
models and reanalyses. The work detailed in <xref ref-type="bibr" rid="bib1.bibx65" id="text.124"/> provides a detailed evaluation of the UM and MERRA-2 relative to shipborne ceilometer observations.
Figure <xref ref-type="fig" rid="Ch1.F3"/>a shows the location of the sites and Table <xref ref-type="table" rid="Ch1.T6"/>
summarises the case studies, which are also described in greater detail below.
The sites were chosen from available datasets to demonstrate the use of the
framework with all supported instruments. Two of the sites also had co-located
instruments: CL31 and MiniMPL<?pagebreak page57?> in Lauder and CHM 15k and MiniMPL in
Christchurch. The MiniMPL in Lauder and Christchurch were two different units.
The number of model levels within the range of each instrument and vertical
resolution range are listed in Table <xref ref-type="table" rid="Ch1.T7"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e6852"><bold>(a)</bold>
Map showing the location of sites. Data at three sites in New Zealand
were analysed: Cass, Lauder and Christchurch.
<bold>(b, c, d)</bold>
Cloud occurrence histograms as a function of height above the mean sea level
observed at three sites and simulated by the lidar simulator based on atmospheric
fields for five reanalyses and models. The total cloud fraction (CF) is also shown.
The histogram is calculated from the cloud mask as determined by the cloud
detection algorithm.
</p></caption>
        <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f03.png"/>

      </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T6" specific-use="star"><?xmltex \currentcnt{6}?><label>Table 6</label><caption><p id="d1e6869">Location of sites and instruments. The time periods are inclusive.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Site</oasis:entry>
         <oasis:entry colname="col2">Coordinates</oasis:entry>
         <oasis:entry colname="col3">Surface</oasis:entry>
         <oasis:entry colname="col4">Instruments</oasis:entry>
         <oasis:entry colname="col5">Time period</oasis:entry>
         <oasis:entry colname="col6">Missing</oasis:entry>
         <oasis:entry colname="col7">Days</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">altitude (m)</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Cass</oasis:entry>
         <oasis:entry colname="col2">43.0346<inline-formula><mml:math id="M272" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S 171.7594<inline-formula><mml:math id="M273" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E</oasis:entry>
         <oasis:entry colname="col3">577</oasis:entry>
         <oasis:entry colname="col4">CL51</oasis:entry>
         <oasis:entry colname="col5">19 Sep–1 Oct 2014</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">13</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Lauder</oasis:entry>
         <oasis:entry colname="col2">45.0379<inline-formula><mml:math id="M274" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S 169.6831<inline-formula><mml:math id="M275" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E</oasis:entry>
         <oasis:entry colname="col3">370</oasis:entry>
         <oasis:entry colname="col4">MiniMPL, CL31</oasis:entry>
         <oasis:entry colname="col5">12–24 Jan 2018</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">13</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Christchurch</oasis:entry>
         <oasis:entry colname="col2">43.5225<inline-formula><mml:math id="M276" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S 172.5841<inline-formula><mml:math id="M277" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E</oasis:entry>
         <oasis:entry colname="col3">45</oasis:entry>
         <oasis:entry colname="col4">MiniMPL, CHM 15k</oasis:entry>
         <oasis:entry colname="col5">17 Jul–18 Aug 2019</oasis:entry>
         <oasis:entry colname="col6">22–31 Jul</oasis:entry>
         <oasis:entry colname="col7">23</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T7" specific-use="star"><?xmltex \currentcnt{7}?><label>Table 7</label><caption><p id="d1e7073">Number of models levels and vertical resolution in the range of the
instrument at the locations of the case studies. The first number is the number
of levels, followed by the minimum and maximum distance range between adjacent
model levels in the lidar's range (m).
</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Cass (CL51)</oasis:entry>
         <oasis:entry colname="col3">Lauder (CL31)</oasis:entry>
         <oasis:entry colname="col4">Lauder</oasis:entry>
         <oasis:entry colname="col5">Christchurch</oasis:entry>
         <oasis:entry colname="col6">Christchurch</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">(MiniMPL)</oasis:entry>
         <oasis:entry colname="col5">(CHM 15k)</oasis:entry>
         <oasis:entry colname="col6">(MiniMPL)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">AMPS</oasis:entry>
         <oasis:entry colname="col2">42; 33–778</oasis:entry>
         <oasis:entry colname="col3">31; 35–528</oasis:entry>
         <oasis:entry colname="col4">59; 35–1021</oasis:entry>
         <oasis:entry colname="col5">43; 33–779</oasis:entry>
         <oasis:entry colname="col6">60; 33–870</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ERA5</oasis:entry>
         <oasis:entry colname="col2">23; 222–1469</oasis:entry>
         <oasis:entry colname="col3">17; 220–950</oasis:entry>
         <oasis:entry colname="col4">30; 220–4748</oasis:entry>
         <oasis:entry colname="col5">25; 213–1425</oasis:entry>
         <oasis:entry colname="col6">31; 213–4107</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">JRA-55</oasis:entry>
         <oasis:entry colname="col2">23; 223–1479</oasis:entry>
         <oasis:entry colname="col3">17; 217–948</oasis:entry>
         <oasis:entry colname="col4">26; 217–1402</oasis:entry>
         <oasis:entry colname="col5">25; 213–1426</oasis:entry>
         <oasis:entry colname="col6">26; 213–1426</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MERRA-2</oasis:entry>
         <oasis:entry colname="col2">34; 118–1080</oasis:entry>
         <oasis:entry colname="col3">26; 125–669</oasis:entry>
         <oasis:entry colname="col4">47; 125–1329</oasis:entry>
         <oasis:entry colname="col5">34; 124–1059</oasis:entry>
         <oasis:entry colname="col6">48; 124–1167</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">UM</oasis:entry>
         <oasis:entry colname="col2">44; 70–645</oasis:entry>
         <oasis:entry colname="col3">33; 32–449</oasis:entry>
         <oasis:entry colname="col4">65; 32–1181</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e7248">Cass is a field station of the University of Canterbury
located at an altitude of 577 m in the Southern Alps
of the South Island of NZ. The station is located far from any
settlements and is likely less affected by anthropogenic aerosol relative to the
other sites. We have analysed
13 d of observations with a CL51 at this station performed in September
and October 2014.</p>
      <p id="d1e7251">Lauder is a field station of NIWA located
inland in the central Otago region on the South Island of NZ.
The station is situated in a rural area relatively far from large human
settlements at an altitude of 370 m. We have analysed 13 d of co-located MiniMPL and CL31
observations made in January 2018. The MiniMPL was operated in an enclosure with a scanning head set to a fixed
vertical scanning mode during this period (elevation angle 90<inline-formula><mml:math id="M278" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).</p>
      <p id="d1e7263">Observations at the Christchurch site were performed at the
University of Canterbury campus on the Ernest Rutherford building rooftop at an altitude of 45 m.
Christchurch is located on the east coast of the South Island of NZ.
Its climate is affected by the ocean, its proximity to the hilly area
of the Banks Peninsula, the Canterbury Plains and föhn-type winds (Canterbury northwester)
resulting from its position on the lee side of the Southern Alps. The city is affected by
significant wintertime air pollution from domestic wood burning and transport.
The orography of the city and the adjacent Canterbury Plains is very flat,
making it prone to inversions. The Ernest Rutherford building is a five-floor
building situated in an urban area, surrounded by multiple buildings of similar
height. We have analysed 23 d of co-located MiniMPL and CHM 15k observations
performed in July and August 2019. The MiniMPL was operated in an enclosure with a scanning head set to a fixed vertical
scanning mode (elevation angle 90<inline-formula><mml:math id="M279" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).
The nudged run of the UM was only available up to the year 2018. Therefore,
it was not analysed for this site.</p>
</sec>
<sec id="Ch1.S7">
  <label>7</label><title>Results</title>
      <p id="d1e7283">To demonstrate how the ALCF can be used we compared a total of 49 d of ALC observations with the simulated lidar
attenuated volume backscattering coefficient at three sites in NZ (Sect. <xref ref-type="sec" rid="Ch1.S6"/>).
The observed attenuated volume backscattering coefficient was normalised to the calibrated absolute range-corrected attenuated volume backscattering coefficient. The noise mean as determined at the
furthest range was removed from the attenuated volume backscattering coefficient. Cloud detection based on an
attenuated absolute volume backscattering coefficient threshold of <inline-formula><mml:math id="M280" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M281" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>,
after removing molecular backscattering and 5 noise standard deviations, was applied
to derive a cloud mask and CBH. We compare the statistical cloud occurrence
as a function of height above the mean sea level (a.s.l.) (Fig. <xref ref-type="fig" rid="Ch1.F3"/>b, c, d) and individual attenuated volume backscattering coefficient profiles (selected
profiles are shown in Figs. <xref ref-type="fig" rid="Ch1.F4"/>, <xref ref-type="fig" rid="Ch1.F5"/> and <xref ref-type="fig" rid="Ch1.F6"/>) in this section.
In these plots 5 standard deviations of the attenuated volume backscattering
coefficient noise  (Sect. <xref ref-type="sec" rid="Ch1.S5.SS3"/>) were removed. In addition,
molecular backscattering was removed by coupling the observed
data (Figs. <xref ref-type="fig" rid="Ch1.F4"/>a, <xref ref-type="fig" rid="Ch1.F5"/>a, <xref ref-type="fig" rid="Ch1.F6"/>a)
with the molecular attenuated volume backscattering coefficient calculated
by the lidar simulator based on the MERRA-2 reanalysis data. The same applies
to model data (Figs. <xref ref-type="fig" rid="Ch1.F4"/>b–f, <xref ref-type="fig" rid="Ch1.F5"/>b–f, <xref ref-type="fig" rid="Ch1.F6"/>b–e),
but the molecular attenuated volume backscattering coefficient was
calculated by the lidar simulator based on the respective model data.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e7356">Examples of the observed and simulated attenuated volume backscattering coefficient during 24 h
at Cass. The observed attenuated volume backscattering coefficient
was normalised to absolute units and denoised. The first subcolumn
generated by the Subgrid Cloud Overlap Profile Sampler (SCOPS)
was used to make the plots. The red line is the station altitude.
S<bold>(a)</bold> The observed effective lidar ratio calculated by vertically
integrating the attenuated volume backscattering coefficient is also shown, as are <bold>(b–f)</bold> the corresponding model cloud liquid water, cloud ice and
cloud fraction.
</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f04.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e7373">The same as Fig. <xref ref-type="fig" rid="Ch1.F4"/> but for the Lauder.
</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f05.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e7387">The same as Fig. <xref ref-type="fig" rid="Ch1.F4"/> but for the Christchurch.
</p></caption>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f06.png"/>

      </fig>

<sec id="Ch1.S7.SS1">
  <label>7.1</label><title>Cass</title>
      <p id="d1e7405">We analysed 13 d of CL51 observations from the Cass field station in late
winter. Due to the location of the station at a relatively high altitude in a
varied terrain of the Southern Alps, the models, with their
relatively coarse horizontal grid resolution, do not represent the
terrain and position accurately. The orography representation of the models meant
that the virtual altitude of the station was 1115 m (AMPS), 1051 m (ERA5),
401 m (JRA-55), 914 m (MERRA-2) and  428 m (UM). The virtual position, which is the centre
of the nearest model grid cell to the site location, ranged from relatively
close in the Southern Alps (AMPS, ERA5, MERRA-2, UM) to relatively far on the west
coast of NZ (JRA-55) depending on the horizontal resolution of the grid.
The time period examined was characterised by diverse cloud
occurrence with periods of low cloud and precipitation, mid-level cloud,
fog, high cloud, and clear skies. Precipitation, currently not simulated by the
lidar simulator, was present in about 18 % of the observed attenuated volume backscattering coefficient profiles,
as determined by visual inspection.
Figure <xref ref-type="fig" rid="Ch1.F3"/>b shows that predominantly low cloud and
precipitation between the ground and 3 km a.s.l. in 25 % of
profiles was observed. Cloud between 3 and 12 km a.s.l. was observed about
evenly in 2 % of profiles. While the reanalyses and models were able to partially
reproduce the peak of cloud occurrence near 1 km a.s.l., the peak they displayed is less vertically broad than observed,
and in the UM the peak was much weaker than observed.
The lack of precipitation simulation
might have also contributed to this apparent difference between observed and simulated
cloud. Above 3 km a.s.l., the reanalyses and models tended to overestimate cloud,
with only ERA5 and JRA-55 simulating close to the observed cloud occurrence.
The observed total CF was 61 %. AMPS overestimated this value by 5 percentage points (pp), and
ERA5 and the UM reproduced almost the exact value (within 1 pp), while the other reanalyses (JRA-55 and MERRA-2)
underestimated CF by about 15 pp.</p><?xmltex \hack{\newpage}?>
</sec>
<?pagebreak page58?><sec id="Ch1.S7.SS2">
  <label>7.2</label><title>Lauder</title>
      <p id="d1e7419">We also analysed 13 d of CL31 and MiniMPL observations from the Lauder station
in summer. During the time period relatively diverse cloud was observed,
with periods of low, middle and high cloud, clear sky, and a small fraction
of profiles with precipitation (about 3 %). The altitude of the station of 370 m a.s.l. generally had a much higher equivalent in the reanalyses and models at
565 m (AMPS), 642 m (ERA5), 681 m (JRA-55) and 786 m (MERRA-2) due to the
presence of hills in the surrounding region (the station is in a high valley),
with the exception of the UM wherein the altitude<?pagebreak page59?> was 385 m. The virtual station position in the
reanalyses and models ranged from relatively close to the station in the same
geographical region (AMPS, ERA5), to a nearby location in a more hilly region
(JRA-55), a relatively distant location in the adjacent Dunstan Mountains
(MERRA-2) and a relatively distant location in central Otago (UM).
Figure <xref ref-type="fig" rid="Ch1.F3"/>c shows that the CL31 observed relatively even cloud occurrence between the ground
and 3 km a.s.l. at 8 %, falling off to about 3 % between 4 and 8 km a.s.l.
(the maximum lidar range of CL31 is 7.7 km). The MiniMPL observed a much weaker
attenuated volume backscattering coefficient than CL31 below 3 km a.s.l., which was identified as an overlap
calibration issue in the MiniMPL.
The MiniMPL observed
substantial amounts of cloud above 8 km not present in the CL31 observations
due to its range limitation. Overall, the observed cloud occurrence had two
peaks at the ground to 3 km a.s.l. and at about 9 km a.s.l. The simulated cloud
occurrence was generally underestimated between the ground and 5 km a.s.l.,
with the exception of the UM which reproduced the lower half of the peak
accurately and ERA5 which reproduced the upper half of the peak accurately.
Above 5 km a.s.l., the cloud occurrence was well reproduced in ERA5 and JRA-55 but strongly overestimated in AMPS, MERRA-2 and the UM. The reanalyses and models also
tended to have two peaks at about 2 and 11 km a.s.l., but these were quite
different from the observed peaks, with the lower peak underestimated by about
5 pp in the reanalyses and models and the higher peak overestimated by about 5–10 pp.
The total CF was observed as 45 % and 60 % by CL31 and MiniMPL, respectively.
CF observed by the MiniMPL was likely higher due to its higher maximum lidar range
(CL31 missed substantial amounts of high cloud due to this limitation).
The total CF was strongly underestimated by the reanalyses and models
by up to 31 pp (CL31) and 28 pp (MiniMPL), with the exception of the UM
which simulated the correct CF within 3 pp.</p>
</sec>
<sec id="Ch1.S7.SS3">
  <label>7.3</label><title>Christchurch</title>
      <p id="d1e7432">The Christchurch observations were made during a total of 23 d in middle
to late winter. The cloud situations were characterised by the frequent occurrence of low cloud
and fog, with relatively diverse mid-level and high-level cloud and periods of clear
sky also present (not shown). Precipitation was present in about 9 % of profiles and fog
in about 11 % of profiles. As the site location is relatively flat
(Canterbury Plains), the models did not have any difficulty in reproducing the
altitude of the site, which was 32 m (AMPS), 72 m (ERA5), 143 m (JRA-55) and
76 m (MERRA-2). The virtual location was within the boundaries of the city
(AMPS), on the Canterbury Plains close to the city boundaries (ERA5, MERRA-2)
and over Lake Ellesmere about 20 km from the city (JRA-55).
Figure <xref ref-type="fig" rid="Ch1.F3"/>d shows that the co-located CHM 15k and MiniMPL
observed a strong peak of cloud occurrence of 26 % (CHM 15k) at about 500 m a.s.l. This was
likely due to the combined precipitation and fog as well as false detection
of aerosol as cloud. The observed cloud occurrence
had a local minimum of 2 % at about 5 km a.s.l., a secondary peak of
5 % at 7 km a.s.l. and fell off 0 % at 11 km a.s.l.
The CHM 15k and MiniMPL observations showed inconsistencies
of up to 4 pp. The reanalyses and
models underestimated low cloud by 5–10 pp. With the
exception of AMPS, they underestimated mid-level cloud by about 5 pp and
represented high cloud relatively accurately.
The total CF observed was 68 %, while the reanalyses and models strongly
underestimated CF by up to 34 pp (JRA-55), with common
underestimates of around 20 pp.</p>
</sec>
<sec id="Ch1.S7.SS4">
  <label>7.4</label><title>Backscattering on daily scales</title>
      <p id="d1e7445">Figures <xref ref-type="fig" rid="Ch1.F4"/>, <xref ref-type="fig" rid="Ch1.F5"/> and <xref ref-type="fig" rid="Ch1.F6"/> show images of the attenuated volume backscattering coefficient for three separate days taken from
the three case studies. The selected days represent some of the best-matching
profiles and demonstrate how well the reanalyses and models can simulate cloud under
favourable conditions. As can be seen in the figures,
ERA5 and the UM perform the best
in terms of the temporal and height accuracy of the simulated cloud
(Figs. <xref ref-type="fig" rid="Ch1.F4"/>c, <xref ref-type="fig" rid="Ch1.F4"/>f, <xref ref-type="fig" rid="Ch1.F5"/>c, <xref ref-type="fig" rid="Ch1.F5"/>f, <xref ref-type="fig" rid="Ch1.F6"/>c).
This is likely due to the high output temporal resolution of the UM and ERA5 of 20 min and 1 h,
respectively.
The UM and ERA5 were able to represent the relatively fine structure of cloud and to a lesser extent
the optical thickness (inferred from the strength of backscattering) of the cloud.
Deficiencies, however, are readily
identifiable.
The low cloud in the UM (Fig. <xref ref-type="fig" rid="Ch1.F4"/>f) covers too large of an area
relative to observations (Fig. <xref ref-type="fig" rid="Ch1.F4"/>a) and the high cloud
has a greater vertical extent in the UM. Likewise, the altocumulus cloud
observed in Fig. <xref ref-type="fig" rid="Ch1.F5"/>a is shifted by several hours in the UM
(Fig. <xref ref-type="fig" rid="Ch1.F5"/>f). The stratocumulus and nimbostratus cloud, visually identified based on the attenuated volume backscattering coefficient profiles, in ERA5 (Fig. <xref ref-type="fig" rid="Ch1.F4"/>c)
is markedly lower than observed (Fig. <xref ref-type="fig" rid="Ch1.F4"/>a),
as well as optically thicker than in reality.
The mid-level cloud in ERA5 (Fig. <xref ref-type="fig" rid="Ch1.F5"/>c) was located about 2 km higher than observed (Fig. <xref ref-type="fig" rid="Ch1.F5"/>a).
Precipitation observed in Fig. <xref ref-type="fig" rid="Ch1.F6"/>a towards the end of the analysed period was not present in the ERA5
simulated profile (Fig. <xref ref-type="fig" rid="Ch1.F6"/>c) due to lack of precipitation simulation
in the current lidar simulator (even though rain- and snow-specific content is available from the reanalysis).
AMPS and MERRA-2 had lower cloud representation accuracy. They managed
to capture the overall structure of clouds (Figs. <xref ref-type="fig" rid="Ch1.F4"/>b, <xref ref-type="fig" rid="Ch1.F4"/>d, <xref ref-type="fig" rid="Ch1.F5"/>b, <xref ref-type="fig" rid="Ch1.F5"/>d, <xref ref-type="fig" rid="Ch1.F6"/>b, <xref ref-type="fig" rid="Ch1.F6"/>d),
but substantial discrepancies were present, some of which were likely due to the
relatively low temporal resolution of 3 h.
AMPS, however, has a relatively high horizontal grid resolution of 21 km.
This demonstrates that factors in the model other than resolution have
a stronger influence on the quality of cloud simulation.
JRA-55
was identified as the last in terms of cloud representation accuracy. JRA-55
has the lowest temporal resolution of the studied reanalyses and models of
just 6 h, as well as the lowest horizontal grid resolution of 139 km. Therefore,
it cannot be expected to capture any fine details of cloud. In the presented
profiles (Figs. <xref ref-type="fig" rid="Ch1.F4"/>e, <xref ref-type="fig" rid="Ch1.F5"/>e, <xref ref-type="fig" rid="Ch1.F6"/>e) one can see that the cloud is only
crudely represented. JRA-55 was able to represent the stratocumulus cloud
in Fig. <xref ref-type="fig" rid="Ch1.F4"/>a, although its temporal extent and optical thickness
were overestimated. The mid-level clouds in Figs. <xref ref-type="fig" rid="Ch1.F5"/>a and <xref ref-type="fig" rid="Ch1.F6"/>a were
relatively well represented in terms of height and optical thickness
given the low temporal resolution of the reanalysis.
We stress that a direct attenuated volume backscattering coefficient profile<?pagebreak page62?> intercomparison is highly dependent
on the temporal resolution of the model output. The statistical intercomparison,
however, should still give unbiased results if the cloud physics are accurately
simulated by the atmospheric model.</p>
      <p id="d1e7513">Figures <xref ref-type="fig" rid="Ch1.F4"/>a, <xref ref-type="fig" rid="Ch1.F5"/>a and <xref ref-type="fig" rid="Ch1.F6"/>a also
show the effective LR of observations calculated by integrating the vertically
attenuated volume backscattering coefficient (Sect. <xref ref-type="sec" rid="Ch1.S4.SS1"/>).
If the attenuated volume backscattering coefficient is properly calibrated,
under fully attenuating cloud
conditions effective LR converges to the theoretical value of the LR
of liquid cloud droplets
(approximately 18.8 sr at near-IR wavelengths) multiplied by the multiple-scattering coefficient (approximately 0.7; Sect. <xref ref-type="sec" rid="Ch1.S4.SS5"/>).</p>
</sec>
<sec id="Ch1.S7.SS5">
  <label>7.5</label><title>Molecular backscattering, aerosol backscattering and noise</title>
      <p id="d1e7534">Figure <xref ref-type="fig" rid="Ch1.F7"/> shows attenuated volume backscattering coefficient histograms as a function of
height for small values of the coefficient (up to <inline-formula><mml:math id="M282" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M283" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)
observed and simulated at the sites of the case studies, calculated for
the<?pagebreak page63?> entire time period of each case study. The scale of values is below
cloud backscattering and therefore shows backscattering which results from molecular and
aerosol scattering and noise. Molecular backscattering depends on the
atmospheric pressure and temperature as well as the lidar wavelength.
It causes the main “streak” (a local maximum) visible in each of the histograms. The observed molecular
attenuated volume backscattering coefficient at the surface approximately corresponds to the
theoretically calculated value at each wavelength: <inline-formula><mml:math id="M284" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.0906</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M285" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M286" display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1064</mml:mn></mml:mrow></mml:math></inline-formula> nm),
<inline-formula><mml:math id="M287" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.172</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M288" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M289" display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">910</mml:mn></mml:mrow></mml:math></inline-formula> nm) and <inline-formula><mml:math id="M290" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.54</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M291" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M292" display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">532</mml:mn></mml:mrow></mml:math></inline-formula> nm) at 1000 hPa and 20 <inline-formula><mml:math id="M293" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
(Table <xref ref-type="table" rid="Ch1.T5"/>). The molecular backscattering in the boundary
layer is, however, superimposed on backscattering by aerosol and cloud. In the case
of the MiniMPL observations at the Christchurch site (Fig. <xref ref-type="fig" rid="Ch1.F7"/>i),
the molecular attenuated volume backscattering coefficient streak has multiple secondary streaks. These are caused by different levels
of attenuation by cloud and aerosol during the period of the observations.
These secondary streaks were also partially reproduced by the simulator
(Fig. <xref ref-type="fig" rid="Ch1.F7"/>j).
A smaller portion of the width of the streak is also caused by fluctuations of atmospheric
temperature and pressure. Under suitable conditions, the  molecular attenuated volume backscattering coefficient
can be used for absolute calibration of an instrument. With the exception
of CL31 (Fig. <xref ref-type="fig" rid="Ch1.F7"/>c), the molecular backscattering can
be identified in the observed attenuated volume backscattering coefficient in each case. Therefore, it is possible to
choose a calibration coefficient such that the observed and simulated
molecular attenuated volume backscattering coefficients overlap. This can be considered a viable alternative
to the liquid stratocumulus LR calibration method or as a means of
cross-validating the instrument calibration. However, it should be noted that the accuracy of this method
is affected by an unknown amount of aerosol attenuation. Cloudy profiles
can be filtered when calculating the histogram, and therefore the effect of
cloud attenuation can be minimised.
In addition to the molecular attenuated volume backscattering coefficient streak,
there is a zero-centred streak visible in the histograms. This is caused
by noise when the signal is fully attenuated by cloud. Lastly, a zero-centred
“cone” of noise is visible in the observed attenuated volume backscattering coefficient, increasing with the
square of range. The size of this cone is particularly large in the case
of the CL31 (Fig. <xref ref-type="fig" rid="Ch1.F7"/>c), which is most likely the result
of its low receiver sensitivity and low power compared to the other
instruments. The standard deviation of the cone at the furthest range
is used to determine the noise standard deviation used by the cloud
detection algorithm (Sect. <xref ref-type="sec" rid="Ch1.S5.SS3"/>).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e7764">Attenuated volume backscattering coefficient histograms as a function of height observed and simulated
at three different sites for the case studies calculated from all profiles.
The plots show the distribution
of the attenuated volume backscattering coefficient for values which are on the scale of noise, molecular and
aerosol backscattering ([<inline-formula><mml:math id="M294" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula>, 0.5] for CHM 15k, [<inline-formula><mml:math id="M295" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, 1] for CL31 and CL51 and
[<inline-formula><mml:math id="M296" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, 2]<inline-formula><mml:math id="M297" display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M298" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for MiniMPL).
The simulated attenuated volume backscattering coefficient is based on the ERA5
atmospheric fields. Backscattering caused by molecular
backscattering (the main “streak”), noise when the signal is fully attenuated by cloud
(the zero-centred “streak”) and the range-dependent noise
(the zero-centred “cone”) are also visible in the plots. The molecular backscattering is marked by a red dashed
line on the observed attenuated volume backscattering coefficient plots, the shape of which is taken from
the simulated molecular attenuated volume backscattering coefficient for the corresponding instrument and site.
</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f07.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e7844">The same as Fig. <xref ref-type="fig" rid="Ch1.F7"/> but calculated from clear-sky profiles only.
</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f08.png"/>

        </fig>

      <p id="d1e7856">Figure <xref ref-type="fig" rid="Ch1.F8"/> shows the same information as Fig. <xref ref-type="fig" rid="Ch1.F7"/>
but for clear-sky profiles only. Here, it can be seen that the zero-centred
peak caused by the complete attenuation by cloud is no longer present.
There is a clear overlap between the centre of the noise cone
and the simulated molecular attenuated volume backscattering coefficient; i.e. the noise cone is centred
at the observed molecular attenuated volume backscattering coefficient. This is visible with all instruments
including CL31 (Fig. <xref ref-type="fig" rid="Ch1.F8"/>c), for which the overlap between
the observed and simulated molecular attenuated volume backscattering coefficient is most clearly visible at about 1 km a.s.l.
Below 1 km a.s.l.,
the effect of boundary layer aerosol distorts the molecular attenuated volume backscattering coefficient
by an unknown quantity. The clear-sky histograms as shown in Fig. <xref ref-type="fig" rid="Ch1.F8"/> may therefore be preferable to the all-sky
histograms in Fig. <xref ref-type="fig" rid="Ch1.F7"/> for calibration by fitting the
molecular attenuated volume backscattering coefficient.
The dead time, after-pulse and overlap MiniMPL
calibration supplied by the vendor appears to be deficient and causes
range-dependent bias in the attenuated volume backscattering coefficient profile.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e7871">Attenuated volume backscattering coefficient noise standard deviation histogram calculated for each instrument
for sites in the case studies from clear-sky profiles over the whole time period.
The noise distribution is calculated at the furthest range. The
range-scaled noise distribution is shown at a range of 8 km. “Night” and “day”
distributions are calculated separately from nighttime and daytime profiles only.
</p></caption>
          <?xmltex \igopts{width=207.705118pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/14/43/2021/gmd-14-43-2021-f09.png"/>

        </fig>

      <p id="d1e7880">We now examine the noise in each instrument using the ALCF.
Figure <xref ref-type="fig" rid="Ch1.F9"/> shows the distribution of the standard
deviation of backscatter noise determined at the highest observable range of each instrument
and range-scaled
to 8 km. It can be seen that the CL31 is affected by the greatest amount of noise,
peaking at about <inline-formula><mml:math id="M299" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M300" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>. This is at the
threshold of cloud detection of <inline-formula><mml:math id="M301" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M302" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>. Therefore,
thin cloud may be obscured by noise at higher ranges with this instrument. The MiniMPL,
operating in the visible spectral range, shows a strongly bimodal distribution of
the attenuated volume backscattering coefficient noise depending on sunlight. During daytime, it peaks at
about <inline-formula><mml:math id="M303" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.7</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M304" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, which is the second highest
of the analysed instruments. During nighttime, it peaks at about
<inline-formula><mml:math id="M305" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.02</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M306" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, which is the lowest of the analysed
instruments. The CHM 15k and CL51 peak between the nighttime and daytime MiniMPL at about <inline-formula><mml:math id="M307" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.05</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M308" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>.
The CL31, CL51 and CHM 15k show a slight reduction of noise during nighttime,
presumably because of a small amount of incoming solar radiation at near-IR
wavelengths.
The difference between the nighttime and daytime attenuated volume backscattering coefficient noise in the MiniMPL
has been previously analysed by <xref ref-type="bibr" rid="bib1.bibx101" id="text.125"/> (Fig. S3), and these results confirm their findings.</p>
</sec>
</sec>
<sec id="Ch1.S8" sec-type="conclusions">
  <label>8</label><title>Discussion and conclusions</title>
      <p id="d1e8104">We presented the Automatic Lidar and
Ceilometer Framework, which combines lidar processing and lidar simulation
for the purpose of model evaluation. The lidar simulation is based on
the COSP spaceborne lidar simulator by accounting for the different geometry
and lidar wavelength. We calculated new lookup tables for Mie scattering
for a number of ALC wavelengths, developed an ice crystal backscattering parameterisation
based on temperature, and implemented noise removal and cloud detection algorithms.
The framework supports the most common ALCs and reanalyses.
We demonstrated the use of the framework
on ALC observations at three different sites in New Zealand
and applied the lidar simulator to three reanalyses and two models. We found that while
some reanalyses and models such as the UM and ERA5 show relatively good correspondence with observed
cloud, others performed relatively poorly in our time-limited local comparison. All reanalyses and models
underestimated the total CF by up to 34 pp, with common underestimation by 20 pp. In some cases, the observed and simulated attenuated volume backscattering coefficient profiles matched
relatively closely in terms of time and altitude, and a better match was observed
with reanalyses with high output temporal resolution such as the UM and ERA5,
while reanalyses with low temporal resolution did not allow for reliable direct (non-statistical) comparison of cloud.
However, it is clear that factors other than the horizontal and vertical
resolution influence the cloud simulation
accuracy, especially the cloud, boundary layer and convection schemes employed
by the atmospheric model.
The reanalysis and model output temporal resolution, horizontal grid resolution
and vertical resolution are not always the same as the internal resolution of
the underlying atmospheric model. Both have an impact on the comparison
between the simulated and observed attenuated volume backscattering coefficient and cloud.
While the output resolution should not have an impact on the<?pagebreak page65?> long-term
statistics, it can be a limiting factor for direct attenuated volume backscattering coefficient profile comparison.
We demonstrated that the ALCF could be used to identify substantial
differences in the cloud attenuated volume backscattering coefficient which were present in all reanalyses and models.
We showed that all the studied instruments except for the CL31 are capable of
detecting molecular backscattering and that this can be used for calibration or cross-validation of other calibration methods.
We found that the nighttime MiniMPL was subject to the lowest amount of noise of all the instruments examined, followed
by the CL51, CHM 15k, daytime MiniMPL and CL31. Noise in the MiniMPL, and to a lesser extent in the other ALCs, was shown to have a bimodal distribution due to daytime–nighttime differences.
The ALCF can therefore be useful for testing the quality of collected data.</p>
      <p id="d1e8107"><?xmltex \hack{\newpage}?>Currently the framework has several limitations which should be addressed
in the future. The water vapour absorption at 910 nm likely affects
the instrument calibration of the CL31 and CL51 ceilometers and limits the accuracy of the one-to-one comparison,
even though due to the relatively high backscattering caused by cloud,
the calculated cloud masks are unlikely to be strongly affected. The lidar
simulator currently does not simulate backscattering from precipitation.
Observed precipitation is generally detected as “cloud” by the cloud
detection algorithm, while the simulated profile contains no backscattering
at the location of precipitation (backscattering and attenuation by raindrops
and snow should be implemented in the lidar simulator in the future).
If desired, the attenuated volume backscattering coefficient profiles affected
by precipitation can be excluded before the comparison or their fraction
determined by visually inspecting the observed attenuated volume backscattering to assess their
possible effect on the statistical results.
Aerosol is also not currently implemented in the simulator. Previous studies
<xref ref-type="bibr" rid="bib1.bibx12" id="paren.126"/> characterised optical parameters of different groups
of aerosol, which could be used in a future version of the simulator with
models wh<?pagebreak page66?>ich provide the concentration of aerosol in their output. In our case
studies the
aerosol volume backscattering coefficient was less than <inline-formula><mml:math id="M309" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M310" display="inline"><mml:mrow class="unit"><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>
and below 4 km, which could result in worst-case two-way attenuation of about 50 %
assuming LR of 50 sr. This should not preclude cloud detection due to the large
magnitude of typical cloud backscattering.
The ALCs also suffer from various measurement
deficiencies. Notably incomplete overlap, dead time and after-pulse
corrections tend to give sub-optimal results at the near range. It is possible
to use semi-automated methods to correct for these deficiencies, such as
by calculating the integrated attenuated volume backscattering coefficient distribution via the height of the maximum backscattering and correcting
for the range-dependent bias <xref ref-type="bibr" rid="bib1.bibx47" id="paren.127"><named-content content-type="post">Sect. 5.1</named-content></xref>. This method could be
implemented in the framework to enable range-dependent calibration of the
observed attenuated volume backscattering coefficient.</p>
      <p id="d1e8160">The presented framework streamlines lidar data processing and tasks related
to lidar simulation and model comparison. The framework was
recently used by <xref ref-type="bibr" rid="bib1.bibx65" id="text.128"/> for Southern Ocean model cloud evaluation
in the GA7.1 model and MERRA-2 reanalysis. Considering the existing extensive
ALC networks worldwide there is a wealth of global data. We therefore think that ALCs should have a greater role
in model evaluation. Satellite observations have long been established in this
respect due to their availability, spatial and temporal coverage, and
well-developed derived products and tools. ALCs, with their diverse
formats and decentralised nature, have so far lacked derived products and
tools which would make them more accessible for model evaluation. We hope that
this software will enable more model evaluation studies based on ALC
observations. Development of lidar data processing is currently hampered by
closed development of code. We note that code has very rarely been made
available with past ALC studies. Continued improvement of publicly available
code for lidar data processing is needed to achieve faster development of
ground-based remote sensing and make it more attractive for GCM, NWP model and
reanalysis evaluation.</p>
</sec>

      
      </body>
    <back><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d1e8170">The ALCF is open-source
and available at <uri>https://alcf-lidar.github.io</uri> (last access: 1 January 2021) as well as in a permanent archive
of code and technical documentation on Zenodo at
<ext-link xlink:href="https://doi.org/10.5281/zenodo.4411633" ext-link-type="DOI">10.5281/zenodo.4411633</ext-link> <xref ref-type="bibr" rid="bib1.bibx66" id="paren.129"/>. The technical documentation
is also in the Supplement.
A tool for converting
Vaisala CL31 and CL51 data files to NetCDF cl2nc is open-source and available at
<ext-link xlink:href="https://doi.org/10.5281/zenodo.4409716" ext-link-type="DOI">10.5281/zenodo.4409716</ext-link> <xref ref-type="bibr" rid="bib1.bibx63" id="paren.130"/>. A tool for converting MiniMPL raw binary data
files to NetCDF mpl2nc is open-source and available at
<ext-link xlink:href="https://doi.org/10.5281/zenodo.4409731" ext-link-type="DOI">10.5281/zenodo.4409731</ext-link> <xref ref-type="bibr" rid="bib1.bibx64" id="paren.131"/>. The observational
data used in the case studies are available upon request.
The reanalyses data used in the case studies are publicly available online
from the respective projects. The Unified Model data used in the case studies
are available upon request. The Unified Model is proprietary to the UK Met Office
and is made available under a licence. For more information, readers are advised
to contact the UK Met Office.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e8195">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/gmd-14-43-2021-supplement" xlink:title="zip">https://doi.org/10.5194/gmd-14-43-2021-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e8204">PK wrote the code of the framework, performed the data analysis
of the case studies and wrote the text of the paper. AJM and
OM provided continuous scientific input on the code development,
analysis and text of the paper. RQ, IS and CJF provided calibration of the MiniMPL data and substantial discussion
of the theoretical concepts. All authors reviewed the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e8211">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e8217">We would like to thank the editor, Volker Grewe, and two anonymous referees.
We would like to acknowledge the following: the New Zealand eScience
Infrastructure (NeSI), which provided supercomputing resources to run the Unified
Model; Vidya Varma, Jonny Williams, Guang Zeng and Wolfgang Hayek for their
contribution to setting up a nudged run of the Unified Model;
Graeme Plank and Graeme MacDonald, who participated in the installation of
the Vaisala CL51 at the Cass field station; the COSP project for the code which
we used as the basis<?pagebreak page67?> for the lidar simulator; the AMPS, JRA-55, ERA5 and MERRA-2
models and reanalyses, which provided public access to their data; the open-source libraries NumPy <xref ref-type="bibr" rid="bib1.bibx109" id="paren.132"/>, SciPy <xref ref-type="bibr" rid="bib1.bibx113" id="paren.133"/>, matplotlib <xref ref-type="bibr" rid="bib1.bibx51" id="paren.134"/>, netCDF4 <xref ref-type="bibr" rid="bib1.bibx96" id="paren.135"/> and Astropy <xref ref-type="bibr" rid="bib1.bibx92" id="paren.136"/> as well as the
Python programming language <xref ref-type="bibr" rid="bib1.bibx99" id="paren.137"/>, which we used in the
implementation of our code; the R programming language <xref ref-type="bibr" rid="bib1.bibx93" id="paren.138"/>; the Natural Earth
dataset (<uri>https://www.naturalearthdata.com</uri>, last access: 1 January 2021); the Shuttle Radar Topography Mission (SRTM) version 3 global 1 arc second digital elevation model <xref ref-type="bibr" rid="bib1.bibx123 bib1.bibx84" id="paren.139"/>,
which we used to produce a map of sites; GitHub, which provided free hosting
of our code; and the Linux-based <xref ref-type="bibr" rid="bib1.bibx107" id="paren.140"/> operating systems
Devuan GNU+Linux and Debian GNU/Linux on which we produced this analysis.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e8253">This research has been supported by the New Zealand Deep South National Science Challenge Clouds and Aerosols project as well as the NeSI collaborator institutions and Ministry of Business, Innovation &amp; Employment Research Infrastructure programme, New Zealand.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e8259">This paper was edited by Volker Grewe and reviewed by two anonymous referees.</p>
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    <!--<article-title-html>Ground-based lidar processing and simulator framework for comparing models and observations (ALCF 1.0)</article-title-html>
<abstract-html><p>Automatic lidars and ceilometers (ALCs) provide valuable information on cloud and aerosols but have not been systematically used in the evaluation of general circulation models (GCMs) and numerical weather prediction (NWP) models. Obstacles associated with the diversity of instruments, a lack of standardisation of data products and open processing tools mean that the value of large ALC networks worldwide is not being realised. We discuss a tool, called the
Automatic Lidar and Ceilometer Framework (ALCF), that overcomes these problems and also includes a ground-based lidar simulator, which calculates the radiative transfer of laser radiation and allows one-to-one comparison with models. Our ground-based lidar simulator is based on the Cloud Feedback Model Intercomparison
Project (CFMIP) Observation Simulator Package (COSP), which has been extensively used for spaceborne lidar intercomparisons. The ALCF
implements all steps needed to transform  and calibrate raw ALC data and create simulated
attenuated volume backscattering coefficient profiles for one-to-one comparison and complete statistical analysis of clouds. The framework supports multiple common
commercial ALCs (Vaisala CL31, CL51, Lufft CHM 15k and Droplet Measurement Technologies MiniMPL), reanalyses (JRA-55,
ERA5 and MERRA-2) and models (the Unified Model and AMPS – the Antarctic Mesoscale Prediction System). To demonstrate its
capabilities, we present case studies evaluating cloud in the
supported reanalyses and models using CL31, CL51, CHM 15k and MiniMPL
observations at three sites in New Zealand. We show that the reanalyses
and models generally underestimate cloud fraction.
If sufficiently high-temporal-resolution model output is available (better than 6-hourly), a direct comparison of
individual clouds is also possible. We demonstrate that the ALCF can be used as a generic
evaluation tool to examine cloud occurrence and cloud properties in reanalyses, NWP models, and GCMs, potentially utilising the large amounts of ALC data already available. This tool  is likely to be  particularly useful for the analysis and improvement of low-level cloud simulations which are not well monitored from space. This has previously been identified as a critical deficiency in contemporary models, limiting the accuracy of weather forecasts and future climate projections.
While the current focus of the framework is on clouds, support for aerosol in the
lidar simulator is planned in the future.</p></abstract-html>
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