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  <front>
    <journal-meta><journal-id journal-id-type="publisher">GMD</journal-id><journal-title-group>
    <journal-title>Geoscientific Model Development</journal-title>
    <abbrev-journal-title abbrev-type="publisher">GMD</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Geosci. Model Dev.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1991-9603</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/gmd-13-1635-2020</article-id><title-group><article-title>Coupling aerosols to (cirrus) clouds in the global <?xmltex \hack{\break}?> EMAC-MADE3 aerosol–climate  model</article-title><alt-title>Coupling aerosols to (cirrus) clouds in EMAC-MADE3</alt-title>
      </title-group><?xmltex \runningtitle{Coupling aerosols to (cirrus) clouds in EMAC-MADE3}?><?xmltex \runningauthor{M.~Righi et~al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Righi</surname><given-names>Mattia</given-names></name>
          <email>mattia.righi@dlr.de</email>
        <ext-link>https://orcid.org/0000-0003-3827-5950</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Hendricks</surname><given-names>Johannes</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Lohmann</surname><given-names>Ulrike</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8885-3785</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Beer</surname><given-names>Christof Gerhard</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3815-0007</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Hahn</surname><given-names>Valerian</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Heinold</surname><given-names>Bernd</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Heller</surname><given-names>Romy</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4 aff5">
          <name><surname>Krämer</surname><given-names>Martina</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2888-1722</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Ponater</surname><given-names>Michael</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-9771-4733</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Rolf</surname><given-names>Christian</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-5329-0054</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Tegen</surname><given-names>Ina</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3700-3232</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Voigt</surname><given-names>Christiane</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8925-7731</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Deutsches Zentrum für Luft- und Raumfahrt (DLR), Institut für
Physik der Atmosphäre, Oberpfaffenhofen, Germany</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Institute for Atmospheric and Climate Science, ETH Zürich,
Zürich, Switzerland</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Leibniz Institute for Tropospheric Research (TROPOS), Leipzig,
Germany</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Research Centre Jülich, Institute for Energy and Climate Research
7: Stratosphere (IEK-7), Jülich, Germany</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Johannes Gutenberg-Universität, Institut für Physik der
Atmosphäre, Mainz, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Mattia Righi (mattia.righi@dlr.de)</corresp></author-notes><pub-date><day>30</day><month>March</month><year>2020</year></pub-date>
      
      <volume>13</volume>
      <issue>3</issue>
      <fpage>1635</fpage><lpage>1661</lpage>
      <history>
        <date date-type="received"><day>29</day><month>July</month><year>2019</year></date>
           <date date-type="rev-request"><day>3</day><month>September</month><year>2019</year></date>
           <date date-type="rev-recd"><day>30</day><month>January</month><year>2020</year></date>
           <date date-type="accepted"><day>21</day><month>February</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 </copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://gmd.copernicus.org/articles/.html">This article is available from https://gmd.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://gmd.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://gmd.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e210">A new cloud microphysical scheme including a detailed parameterization for
aerosol-driven ice formation in cirrus clouds is implemented in the global
ECHAM/MESSy Atmospheric Chemistry (EMAC) chemistry–climate model and
coupled to the third generation of the Modal Aerosol Dynamics model for Europe adapted for global applications (MADE3) aerosol submodel. The new
scheme is able to consistently simulate three regimes of stratiform clouds –
liquid, mixed-, and ice-phase (cirrus) clouds – considering the activation of
aerosol particles to form cloud droplets and the nucleation of ice
crystals. In the cirrus regime, it allows for the competition between
homogeneous and heterogeneous freezing for the available supersaturated water
vapor, taking into account different types of ice-nucleating particles, whose
specific ice-nucleating properties can be flexibly varied in the model
setup. The new model configuration is tuned to find the optimal set of
parameters that minimizes the model deviations with respect to
observations. A detailed evaluation is also performed comparing the model
results for standard cloud and radiation variables with a comprehensive set of
observations from satellite retrievals and in situ measurements. The
performance of EMAC-MADE3 in this new coupled configuration is in line with
similar global coupled models and with other global aerosol models featuring
ice cloud parameterizations. Some remaining discrepancies, namely a high
positive bias in liquid water path in the Northern Hemisphere and
overestimated (underestimated) cloud droplet number concentrations over the
tropical oceans (in the extratropical regions), which are both
a common problem in these kinds of models, need to be taken into account in
future applications of the model. To further demonstrate the readiness of the
new model system for application studies, an estimate of the anthropogenic
aerosol effective radiative forcing (ERF) is provided, showing that EMAC-MADE3
simulates a relatively strong aerosol-induced cooling but within the range
reported in the Intergovernmental Panel on Climate Change (IPCC) assessments.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e222">The impact of aerosol on atmospheric composition and climate still represents
one of the largest uncertainties in the quantification of anthropogenic
climate change <xref ref-type="bibr" rid="bib1.bibx15" id="paren.1"/>. Aerosol particles influence the
Earth's radiation budget via scattering and absorption of incoming solar
radiation (aerosol–radiation interactions) or indirectly by changing cloud
microphysical and radiative properties (aerosol–cloud interactions). The level
of scientific understanding of the underlying processes is still relatively low
and their representation in global models, which are the only available tools
for estimating the respective climate impacts, is challenging.</p>
      <p id="d1e228">This is particularly the case for the investigation of aerosol–cloud
interactions, which requires a detailed<?pagebreak page1636?> knowledge of various processes acting
on a wide range of spatial and temporal scales. Aerosol particles can act as
cloud condensation nuclei (CCN) for the formation of cloud droplets in liquid
clouds <xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx86" id="paren.2"><named-content content-type="pre">e.g.,</named-content></xref>. This process
is controlled by the microphysical properties of the CCN (such as number
concentration, size, and chemical composition) but also depends on the
mesoscale and large-scale atmospheric dynamics, which determine the occurrence
and strength of vertical updrafts, leading in turn to cooling of the rising
air parcels and supersaturation of water vapor available for condensation. In
recent years, significant progress has been made in developing
parameterizations for describing the aerosol activation process in liquid
clouds in the framework of global models <xref ref-type="bibr" rid="bib1.bibx33" id="paren.3"><named-content content-type="pre">see</named-content><named-content content-type="post">for
a review</named-content></xref>, but the uncertainties remain large.</p>
      <p id="d1e243">Even more complex is the aerosol-induced formation of ice crystals. At
atmospheric conditions, the direct freezing of supercooled liquid solutions
requires a very high relative humidity, above RH<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">140</mml:mn></mml:mrow></mml:math></inline-formula> % (i.e.,
a saturation ratio over ice greater than 1.4). This process
is called homogeneous freezing and can only occur at temperatures below the
so-called homogeneous freezing threshold, around 235 K
<xref ref-type="bibr" rid="bib1.bibx61" id="paren.4"/>. At lower supersaturations (or higher
temperatures), ice crystals form in the presence of ice-nucleating
particles (INPs), which reduces the energy barrier for initiating the freezing
process, thus lowering the relative humidity threshold for the formation of ice
crystals. This process is collectively termed heterogeneous freezing, but it
actually occurs along several formation pathways, depending on the properties
of the involved INP and on the supersaturation <xref ref-type="bibr" rid="bib1.bibx121" id="paren.5"/>:
immersion freezing (initiated by an INP immersed in a cloud or solution
droplet), contact freezing (initiated by the collision of a supercooled water
droplet with a solid INP), condensation freezing (condensation of water vapor
on the surface of an INP and subsequent, almost concurrent, freezing), and
deposition nucleation (direct deposition of water vapor on the surface of an
INP). Recent studies also discussed pore condensation and freezing on porous
INPs as a further ice formation pathway
<xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx85 bib1.bibx83 bib1.bibx20" id="paren.6"/>.
Only a small subset (0.01 %–0.001 %) of the aerosol particles in the
atmosphere  can act as INPs. In situ measurements and laboratory studies showed
that in particular mineral dust, black carbon, organic, and biogenic particles
can serve as INPs across a wide range of ice supersaturations
<xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx19 bib1.bibx51" id="paren.7"/>, but large
uncertainties still exist on the freezing properties of the aerosol
particles. The role of INPs is  particularly complex in the cirrus regime,
i.e., at temperatures below the homogeneous freezing threshold, since they lead
to competition between homogeneous and heterogeneous freezing for the
available supersaturated water vapor. The dominance of either process over the
other is essential in determining the number concentration and size of the
formed ice crystals, affecting the properties of the cirrus clouds
<xref ref-type="bibr" rid="bib1.bibx53 bib1.bibx113" id="paren.8"/>.</p>
      <p id="d1e276">In this paper, we describe and evaluate the implementation of a new two-moment
cloud microphysical scheme <xref ref-type="bibr" rid="bib1.bibx66" id="paren.9"/> into the EMAC global model
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.10"><named-content content-type="pre">ECHAM/MESSy Atmospheric Chemistry;</named-content></xref> and
its coupling to the aerosol microphysics submodel MADE3 <xref ref-type="bibr" rid="bib1.bibx49" id="paren.11"><named-content content-type="pre">Modal Aerosol
Dynamics model for Europe adapted for global applications, third
generation;</named-content></xref>. The new cloud scheme is based on
a previous scheme by <xref ref-type="bibr" rid="bib1.bibx78" id="text.12"/> already available in EMAC, but
it now includes the parameterization of aerosol-induced cirrus cloud formation
by <xref ref-type="bibr" rid="bib1.bibx53" id="text.13"/>. This parameterization describes the ice
formation processes in cirrus clouds depending on the properties of the INPs,
while accounting for the competition between homogeneous and heterogeneous ice
formation. Whereas <xref ref-type="bibr" rid="bib1.bibx66" id="text.14"/> only considered heterogeneous
freezing of mineral dust, in this study, we further extend the parameterization
to also account for black carbon (BC) as a possible INP.</p>
      <?pagebreak page1637?><p id="d1e303">The ice-nucleating properties of the different types of BC are still highly
debated, but several laboratory studies suggest that BC may act as an INP at
typical cirrus temperatures. <xref ref-type="bibr" rid="bib1.bibx87 bib1.bibx88" id="text.15"/>
investigated the ice-nucleating properties of coated and uncoated soot in the
Aerosol Interaction and Dynamics in the Atmosphere (AIDA) cloud
chamber and found that uncoated soot is able to nucleate ice at low
ice saturation ratios between 1.1 and 1.3, but pointed out that coating with
sulfuric acid and mixing with organic carbon increase the ice supersaturation
threshold. This is supported by the measurements of <xref ref-type="bibr" rid="bib1.bibx18" id="text.16"/>,
who also used the AIDA cloud chamber to study the ice nucleation of coated and
uncoated propane flame soot and reported a 1 % nucleated fraction of uncoated
low organic carbon soot at saturation ratios as low as 1.22, while they
measured lower ice formation efficiencies for soot with higher organic carbon
content and for coated soot. <xref ref-type="bibr" rid="bib1.bibx60" id="text.17"/> analyzed different
soot types and observed ice nucleation below the homogeneous freezing threshold
for some of them (including TC1 soot resulting from burning of aviation
kerosene). In an intercomparison study among different instruments,
<xref ref-type="bibr" rid="bib1.bibx50" id="text.18"/> reported ice nucleation on graphite soot at
supersaturations between 1.3 and 1.5. <xref ref-type="bibr" rid="bib1.bibx17" id="text.19"/> considered fresh
and aged diesel soot particles and measured ice nucleation fractions  of
several percent at ice saturation ratios around 1.4. Also,
<xref ref-type="bibr" rid="bib1.bibx67" id="text.20"/> analyzed the ice formation ability of diesel soot
under cirrus conditions and reported a 1 % frozen fraction of the soot
particles at similar ice saturation ratios. <xref ref-type="bibr" rid="bib1.bibx96" id="text.21"/> examined
six types of BC particles considered as proxies for atmospheric BC and found
onset saturation thresholds for ice nucleation between 1.1 and 1.5. Recent
studies observed BC nucleation at cirrus temperatures but explained it with
pore condensation and freezing rather than with deposition nucleation
<xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx85 bib1.bibx83 bib1.bibx20" id="paren.22"/>. As
shown by <xref ref-type="bibr" rid="bib1.bibx84" id="text.23"/>, the process of pore condensation and freezing
will become more important after cloud processing of soot, which enhances
soot-induced heterogeneous ice formation at cirrus temperatures by reducing the
saturation threshold for ice nucleation.</p>
      <p id="d1e334">Despite the uncertainties resulting from the large range of measured ice
formation abilities of BC in the cirrus regime, the laboratory studies clearly
reveal that the effects of soot on ice cloud formation are potentially relevant
and the resulting climate impacts could be significant, especially when
considering specific emission sources such as aviation
<xref ref-type="bibr" rid="bib1.bibx60 bib1.bibx40 bib1.bibx131 bib1.bibx99 bib1.bibx120" id="paren.24"/>
or land transport <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx67" id="paren.25"/>.</p>
      <p id="d1e343">There are, however, only few global models capable of simulating
aerosol-induced ice formation in the cirrus regime in
detail. <xref ref-type="bibr" rid="bib1.bibx73" id="text.26"/> developed a parameterization for homogeneous and
heterogeneous ice nucleation, which was later implemented in the Community Atmosphere Model (CAM) by
<xref ref-type="bibr" rid="bib1.bibx32" id="text.27"/>. More recently, <xref ref-type="bibr" rid="bib1.bibx8" id="text.28"/> coupled the
Global Modal-aerosol eXtension (GMXe) submodel <xref ref-type="bibr" rid="bib1.bibx101" id="paren.29"/> to
the cirrus parameterization by <xref ref-type="bibr" rid="bib1.bibx9" id="text.30"/> in the EMAC model,
opening interesting perspectives for comparing different aerosol and cloud
microphysical schemes within the same model framework. Several studies
attempted to quantify the climate impact resulting from the influence of BC on
cirrus clouds, but these estimates are quite diverse and there is no consensus
on the magnitude, and not even on the sign, of this effect. Using the CAM3
model coupled with the Integrated Massively Parallel Atmospheric Chemical Transport (IMPACT) aerosol model, <xref ref-type="bibr" rid="bib1.bibx74" id="text.31"/> simulated
the impact of soot on cirrus clouds and found a significant warming effect,
strongly dependent on the assumptions on the ice-nucleating ability of soot
itself. Using offline calculations, <xref ref-type="bibr" rid="bib1.bibx98" id="text.32"/>, however, argued
that the soot impact on cirrus clouds results in a significant cooling effect,
while <xref ref-type="bibr" rid="bib1.bibx40" id="text.33"><named-content content-type="post">with the ECHAM4 model</named-content></xref> and <xref ref-type="bibr" rid="bib1.bibx31" id="text.34"><named-content content-type="post">with the
CAM5 model</named-content></xref> found no statistically significant climate
effects. <xref ref-type="bibr" rid="bib1.bibx131" id="text.35"/> discussed the role of background INPs as an
important source of uncertainty affecting the estimates of aviation soot
impacts on climate. <xref ref-type="bibr" rid="bib1.bibx99" id="text.36"/> included an ice-formation
parameterization for cirrus clouds in the NCAR-CAM5.3 model coupled to the
IMPACT aerosol model, also distinguishing three aerosol mixing states in three
size modes. Their resulting estimates of the radiative forcing from various
emission sources show a large negative climate impact due to aerosol-induced
cirrus modifications.</p>
      <p id="d1e384">The compelling need for additional insights into this issue motivated the
extension of MADE3 towards a better resolved representation of INP properties
<xref ref-type="bibr" rid="bib1.bibx49" id="paren.37"/> and the coupling to a new cloud scheme with
a detailed parameterization for aerosol-induced ice formation in cirrus clouds,
which is described in the present paper. Since, as discussed above,
experimental support for the ice-nucleating properties of BC is still very
limited, the modeling tools need  to be designed in such a way that different
assumptions can be flexibly and efficiently assessed by means of sensitivity
studies, in order to explore the parameter space and provide a more precise
uncertainty estimate for the resulting effects on climate.</p>
      <p id="d1e390">The new model configuration is tuned to obtain optimal agreement in the
representation of key cloud and radiation variables in comparison with
observations. The tuned setup is then evaluated in detail against a wide range
of satellite, ground-based, and aircraft data. As a first example of application,
we simulated the anthropogenic aerosol effective radiative forcing (ERF) effect from anthropogenic
emissions with respect to pre-industrial times. This estimate will serve as
a basis for future application studies on specific sectors, for which the new
model configuration described here is specifically designed. One of the main
application targets for this model will be the improvement of the current
estimates on the climate impact of the transport sectors
<xref ref-type="bibr" rid="bib1.bibx104 bib1.bibx105 bib1.bibx107 bib1.bibx108" id="paren.38"/>, also
considering the role of cirrus clouds, which motivates the consideration of BC
as possible INPs in the cirrus parameterization implemented here.</p>
      <p id="d1e396">The paper is organized as follows: the EMAC-MADE3 model and its configuration
is described in Sect. <xref ref-type="sec" rid="Ch1.S2"/>. The implementation of the new cloud
scheme with the cirrus parameterization is detailed in
Sect. <xref ref-type="sec" rid="Ch1.S3"/>. Section <xref ref-type="sec" rid="Ch1.S4"/> discusses the model
tuning and the comparison with observations. For demonstration, an
application of the new model configuration is briefly presented in
Sect. <xref ref-type="sec" rid="Ch1.S5"/>, where the simulated anthropogenic aerosol ERF is calculated
and compared with the Intergovernmental Panel on Climate Change (IPCC) estimates. A summary of the main conclusions of this
work is then given in Sect. <xref ref-type="sec" rid="Ch1.S6"/>.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Model description and configuration</title>
      <p id="d1e417">We use the EMAC global model with the aerosol submodel MADE3 in the same setup
as described in <xref ref-type="bibr" rid="bib1.bibx49" id="text.39"><named-content content-type="post">hereafter K19</named-content></xref> but with an
explicit representation of the interactions of aerosols with clouds and
radiation, which is crucial for the present paper and for the planned follow-up
studies. In this section, we briefly summarize the main features of EMAC-MADE3
and discuss only the main differences with respect to the uncoupled model
configuration of K19.</p>
      <p id="d1e425">EMAC is a numerical chemistry and climate simulation system that includes
submodels describing tropospheric and middle atmospheric processes and their
interaction with oceans, land, and human influences
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.40"/>. EMAC is based on the second version of the Modular
Earth Submodel System (MESSy) to link multi-institutional computer codes. The
core atmospheric model is the ECHAM5 (fifth generation European Centre Hamburg)
general circulation model <xref ref-type="bibr" rid="bib1.bibx109" id="paren.41"/>. For the present study, we
apply EMAC (ECHAM5 version 5.3.02, MESSy version<?pagebreak page1638?> 2.54) in the T42L41
resolution, i.e., with a spherical truncation of T42 (corresponding to
a quadratic Gaussian grid of <inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">2.8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> by <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mn mathvariant="normal">2.8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> in latitude and
longitude) and with 41 vertical hybrid <inline-formula><mml:math id="M4" display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>-pressure levels up to
5 hPa. This resolution has been successfully used in previous studies with
a focus on processes in the upper troposphere/lower stratosphere
<xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx14" id="paren.42"/>. The model time-step length
<inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:math></inline-formula> for this resolution is 15 min. Unless otherwise specified, the
model output is stored with a temporal resolution of 11 h, which on average
samples the full daily cycle.</p>
      <p id="d1e481">Aerosols are simulated using the aerosol submodel MADE3
<xref ref-type="bibr" rid="bib1.bibx48" id="paren.43"/>, considering aerosol sulfate, ammonium, nitrate,
sodium, chloride, particulate organic matter, black carbon, mineral dust, and
aerosol water. These compounds are assumed to be distributed over nine modes,
covering three size classes (Aitken, accumulation, and coarse) and three
particle mixing states, namely soluble particles, insoluble particles
(i.e., particles mainly composed of insoluble components, such as mineral dust
or soot), and mixed particles (soluble compounds with insoluble
immersions). This detailed description of particle mixing allows an advanced
representation of aerosol-induced ice formation in the troposphere via
different processes, which is the main focus of the current study.</p>
      <p id="d1e487">As mentioned above, we apply here the same model configuration as K19, except
for the submodels controlling the coupling between aerosol, clouds, and
radiation in the model, which are now configured to enable such coupling. The
CLOUD submodel, which deals with cloud microphysics and precipitation formation
in stratiform clouds at all levels, including aerosol effects on warm and
mixed-phase clouds, uses the two-moment cloud scheme by <xref ref-type="bibr" rid="bib1.bibx66" id="text.44"><named-content content-type="post">hereafter
K14</named-content></xref> instead of the standard ECHAM5 scheme by
<xref ref-type="bibr" rid="bib1.bibx109" id="text.45"/> and is described in detail in
Sect. <xref ref-type="sec" rid="Ch1.S3"/>. Cloud–radiation and aerosol–radiation interactions
are now explicitly simulated providing the corresponding coupling parameters
to the submodels CLOUDOPT (cloud cover, cloud liquid and ice water content,
cloud droplet and ice crystal effective radii) and RAD (aerosol optical
thickness, asymmetry factor, and single scattering albedo in the respective
model layers, as calculated by the AEROPT submodel). Since the present model
configuration is designed to study the radiative effects of aerosol and clouds,
the concentrations of radiatively active gases other than water vapor (i.e.,
<inline-formula><mml:math id="M6" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M7" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CH</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M8" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mi mathvariant="normal">O</mml:mi></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M9" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">O</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and chlorofluorocarbons) are prescribed by means
of globally constant distributions in RAD. Further details on these submodels
as part of the radiation scheme of EMAC are provided in
<xref ref-type="bibr" rid="bib1.bibx25" id="text.46"/>.</p>
      <p id="d1e551">The reference simulation evaluated in this work covers a time period of 10 years,
from 1996 to 2005, with an additional year (1995) as spin-up. The tuning
experiments discussed in Sect. <xref ref-type="sec" rid="Ch1.S4.SS1"/> are limited to 3 years
(1999–2001, with 1998 as spin-up) to reduce the computational costs. As in K19,
model dynamics is nudged by relaxing wind divergence and vorticity,
temperature, and the logarithm of the surface pressure towards the ERA-Interim
reanalysis data <xref ref-type="bibr" rid="bib1.bibx21" id="paren.47"/> along the simulated time
period. Anthropogenic and biomass burning emissions of both gases and aerosols
are prescribed according to the Coupled Model Intercomparison Project phase 5 (CMIP5) inventory of <xref ref-type="bibr" rid="bib1.bibx68" id="text.48"/>
for the year 2000. Volcanic emissions of sulfur dioxide and primary aerosol
sulfate are taken from the AeroCom inventory
<xref ref-type="bibr" rid="bib1.bibx22" id="paren.49"/>. Wind-driven sea-salt emissions are calculated
online according to the parameterization by <xref ref-type="bibr" rid="bib1.bibx39" id="text.50"/>. Further
details about the emission setup are given in Sect. 2.4 of K19.</p>
      <p id="d1e568">In contrast to K19, where dust emissions were prescribed via an offline
climatology, namely the AeroCom dust climatology for the year 2000
<xref ref-type="bibr" rid="bib1.bibx22" id="paren.51"/>, we now apply the online parameterization developed
by <xref ref-type="bibr" rid="bib1.bibx118" id="text.52"/>. This parameterization calculates dust emissions
from 192 internal dust size classes ranging from 0.2 to 1300 <inline-formula><mml:math id="M10" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> according
to the prognostic 10 m wind speed and prescribed external input fields for
dust source areas, soil types, and vegetation cover <xref ref-type="bibr" rid="bib1.bibx118 bib1.bibx115 bib1.bibx16 bib1.bibx34" id="paren.53"><named-content content-type="pre">see</named-content><named-content content-type="post">for more
details</named-content></xref>. Mass emission fluxes of the single size classes are
then grouped in two modes, which we assign to the MADE3 insoluble
accumulation and coarse modes. The corresponding number emissions are then
derived assuming a log-normal size distribution, with median diameters 0.42 and
1.30 <inline-formula><mml:math id="M11" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>, and mode widths sigma of 1.59 and 2.0 geometric standard
deviations, for the accumulation and the coarse mode, respectively, following
<xref ref-type="bibr" rid="bib1.bibx22" id="text.54"/>. In order to obtain a reliable representation of
dust emissions with the T42 resolution used in this work, the model has been
re-tuned with respect to <xref ref-type="bibr" rid="bib1.bibx34" id="text.55"/> by adjusting the wind stress
threshold for dust emissions as described in <xref ref-type="bibr" rid="bib1.bibx119" id="text.56"/>. A value
of 0.688 is chosen for this parameter, in order to match the total dust
emission in the AeroCom inventory for the year 2000,
i.e., <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1760</mml:mn></mml:mrow></mml:math></inline-formula> Tg yr<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, of which about 1.2 % (98.8 %) are emitted in the
accumulation (coarse) mode. We use this dataset as a reference since it is well
evaluated and widely used in several global modeling studies
<xref ref-type="bibr" rid="bib1.bibx44" id="paren.57"><named-content content-type="pre">see</named-content></xref>. An additional correction is
introduced to avoid artifacts of extremely high emissions in model grid boxes
near the Himalaya region. These local artifacts dominate global dust emissions
and are up to 1000 times higher in the current setup than the corresponding
values in the AeroCom dataset. Due to the relatively low spatial model
resolution, strong dust sources in this region (namely the Taklamakan Desert)
coincide with high surface winds (resulting from the steep orography gradient
at the northern slope of the Himalayas) within the same model grid box. This
results in unrealistically high dust emissions in such grid boxes, as also
noted by <xref ref-type="bibr" rid="bib1.bibx34" id="text.58"/>, who found that these artifacts vanish at
horizontal resolutions of T85 and higher. In our setup, these artifacts are
removed by setting a threshold height for the orography,<?pagebreak page1639?> above which emission
fluxes are set to zero. This is set to 4000 m for the present resolution.</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Cloud microphysical scheme and coupling to
aerosol</title>
      <p id="d1e653">In the present study, we use a detailed cloud microphysical scheme which
describes aerosol-driven formation of cloud droplets and ice crystals. An
important feature of this cloud scheme is a detailed parameterization of
aerosol-induced formation of ice crystals in the cirrus regime
<xref ref-type="bibr" rid="bib1.bibx53 bib1.bibx40" id="paren.59"/>. The cloud scheme was
originally developed by K14 for the ECHAM5 model and coupled to the
Hamburg Aerosol Model <xref ref-type="bibr" rid="bib1.bibx115" id="paren.60"><named-content content-type="pre">HAM;</named-content></xref>. Here, we implement the
cloud  scheme in the MESSy framework and couple it to MADE3. With respect to
HAM, MADE3 provides a more detailed description of aerosol mixing states, using
nine instead of seven modes explicitly distinguishing between purely soluble, purely
insoluble, and mixed particles. This is especially important for the ice phase,
since formation of ice crystals in the troposphere can occur along different
pathways, depending on the properties of the INPs that initiate the process.</p>
      <p id="d1e664">The cloud scheme solves prognostic equations for cloud liquid water content,
ice water content, cloud droplet, and ice crystal number concentrations,
considering aerosol-induced formation of cloud droplets and ice crystals, as
well as rain and snow formation, condensational and depositional growth,
evaporation of cloud water and rain, sublimation and melting of cloud ice and
snow, freezing of cloud water, as well as sedimentation of cloud ice
<xref ref-type="bibr" rid="bib1.bibx81 bib1.bibx82" id="paren.61"/>. Cloud cover is treated
diagnostically using the Sundqvist scheme, which assumes partial cloud cover
above a critical threshold of relative humidity and full coverage at saturation
<xref ref-type="bibr" rid="bib1.bibx116" id="paren.62"/>. Subgrid-scale variability of the vertical
velocity, i.e., vertical updrafts, which cannot be resolved by the global model
due to its coarse resolution, is accounted for as in <xref ref-type="bibr" rid="bib1.bibx79" id="text.63"/>
by adding a turbulent component <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to the large-scale vertical velocity
<inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">ls</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> proportional to square root of the turbulent kinetic energy (TKE):
          <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M16" display="block"><mml:mrow><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">ls</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">t</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">gw</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">ls</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>c</mml:mi><mml:msqrt><mml:mi mathvariant="normal">TKE</mml:mi></mml:msqrt><mml:mo>+</mml:mo><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">gw</mml:mi></mml:msub></mml:mrow></mml:math></disp-formula>
        Here, we choose <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mi>c</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.33</mml:mn></mml:mrow></mml:math></inline-formula> for liquid and mixed-phase clouds
<xref ref-type="bibr" rid="bib1.bibx81" id="paren.64"/> and <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mi>c</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> for cirrus
<xref ref-type="bibr" rid="bib1.bibx52" id="paren.65"/>. As in K14, we also consider the effect of
orographic gravity waves on the vertical velocity by adding a further term
<inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ω</mml:mi><mml:mi mathvariant="normal">gw</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to the right-hand side of Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>). In EMAC, this
component is calculated by the orographic gravity wave and low-level drag (OROGW) submodel which implements the
parameterization by <xref ref-type="bibr" rid="bib1.bibx47" id="text.66"/> originally developed for ECHAM5 and
used in K14.</p>
      <p id="d1e797">In the cloud scheme, three different regimes of stratiform clouds are
distinguished: liquid clouds (<inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">273.15</mml:mn></mml:mrow></mml:math></inline-formula> K), mixed-phase clouds (<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mn mathvariant="normal">238.15</mml:mn><mml:mo>≤</mml:mo><mml:mi>T</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">273.15</mml:mn></mml:mrow></mml:math></inline-formula> K), and ice clouds (<inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">238.15</mml:mn></mml:mrow></mml:math></inline-formula> K), each using dedicated
microphysical parameterizations. Formation of cloud droplets is described
following <xref ref-type="bibr" rid="bib1.bibx1" id="text.67"/>, calculating the fraction of activated
aerosol particles at a given supersaturation as a function of their size and
composition. Here, it is assumed that only the soluble compounds (<inline-formula><mml:math id="M23" display="inline"><mml:mrow class="chem"><mml:msubsup><mml:mi mathvariant="normal">SO</mml:mi><mml:mn mathvariant="normal">4</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>-</mml:mo></mml:mrow></mml:msubsup></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M24" display="inline"><mml:mrow class="chem"><mml:msubsup><mml:mi mathvariant="normal">NO</mml:mi><mml:mn mathvariant="normal">3</mml:mn><mml:mo>-</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M25" display="inline"><mml:mrow class="chem"><mml:msubsup><mml:mi mathvariant="normal">NH</mml:mi><mml:mn mathvariant="normal">4</mml:mn><mml:mo>+</mml:mo></mml:msubsup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M26" display="inline"><mml:mrow class="chem"><mml:msup><mml:mi mathvariant="normal">Na</mml:mi><mml:mo>+</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M27" display="inline"><mml:mrow class="chem"><mml:msup><mml:mi mathvariant="normal">Cl</mml:mi><mml:mo>-</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) contribute to the mean hygroscopicity
parameter which controls the critical supersaturation for particle
activation. An alternative formulation by <xref ref-type="bibr" rid="bib1.bibx100" id="text.68"/> to
calculate the supersaturation based on a single <inline-formula><mml:math id="M28" display="inline"><mml:mi mathvariant="italic">κ</mml:mi></mml:math></inline-formula> parameter has also
been implemented in EMAC and coupled to MADE3 in this work. Results of
sensitivity simulations (see Sect. <xref ref-type="sec" rid="Ch1.S4.SS3"/>), however, revealed no
significant differences in cloud droplet number concentration (CDNC) obtained
with the different approaches and the <xref ref-type="bibr" rid="bib1.bibx1" id="text.69"/> approach is
used to calculate the supersaturation in the simulation evaluated in this work.</p>
      <p id="d1e924">Formation of ice crystals is described using different parameterizations for
mixed-phase and cirrus clouds. In the mixed-phase regime, ice formation is
assumed to occur via contact nucleation of dust particles and immersion
freezing of BC and dust particles, according to the description by
<xref ref-type="bibr" rid="bib1.bibx76" id="text.70"/> and <xref ref-type="bibr" rid="bib1.bibx42" id="text.71"/>. Dust is assumed to
behave like a montmorillonite mineral in terms of its INP properties. Deposition
nucleation of BC in the mixed-phase regime is considered to be negligible and
not included. The Wegener–Bergeron–Findeisen process
<xref ref-type="bibr" rid="bib1.bibx126 bib1.bibx13 bib1.bibx29" id="paren.72"/> is
parameterized according to <xref ref-type="bibr" rid="bib1.bibx81" id="text.73"/>.</p>
      <p id="d1e940">In the cirrus regime (<inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">238.15</mml:mn></mml:mrow></mml:math></inline-formula> K), the parameterization by
<xref ref-type="bibr" rid="bib1.bibx53" id="text.74"/> is used, which considers ice formation through the
competition of various ice formation mechanisms for condensable water vapor:
homogeneous freezing, deposition nucleation on BC and mineral dust, and
immersion freezing on mineral dust, as well as the growth of pre-existing ice
crystals. We note again that deposition nucleation of BC may in reality be pore
condensation and freezing
<xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx85 bib1.bibx83 bib1.bibx20" id="paren.75"/>.
With respect to the original scheme by K14, in this work, we further include
black carbon as a potential ice-nucleating particle for heterogeneous freezing
in cirrus clouds. In each of the heterogeneous freezing modes, the ice
nucleation properties are described in the cloud scheme by means of two
parameters: the active fraction (<inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) of potential INPs that actually nucleate
ice crystals and the critical supersaturation (<inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) at which the freezing
starts. The values assumed in this study for these parameters are summarized in
Table <xref ref-type="table" rid="Ch1.T1"/>: for deposition nucleation of insoluble dust and
immersion freezing of coated (mixed) dust, we use the same values as K14, based
on the laboratory studies by <xref ref-type="bibr" rid="bib1.bibx89 bib1.bibx90" id="text.76"/>. For
ice nucleation of BC, we follow <xref ref-type="bibr" rid="bib1.bibx40" id="text.77"/>, while further
sensitivity experiments with varying ice-nucleating properties for BC are
planned in a follow-up study. The cirrus parameterization by
<xref ref-type="bibr" rid="bib1.bibx53" id="text.78"/> implements the competition among
the<?pagebreak page1640?> different ice formation processes in decreasing order of efficiency,
i.e., from the heterogeneous freezing of the INPs with the lowest <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to
homogeneous freezing. Due to a cooling of air parcels induced by updrafts,
<inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> increases until the consumption of supersaturated water vapor by the
growth of freshly formed or pre-existing ice crystals is large enough to
terminate this process. The consumption of water vapor via depositional growth
of pre-existing ice crystals is accounted for by reducing the vertical velocity
in Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>) by a so-called fictitious downdraft. If the cooling
rate which corresponds to the reduced vertical velocity is still large enough
to generate sufficiently high supersaturations, the heterogeneous and
homogeneous ice formation processes, and the competition among them, can take
place. Ice crystals larger than 200 <inline-formula><mml:math id="M34" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> in volume-equivalent sphere
diameter, typically formed by aggregation, are transferred to snow crystals
which are assumed to be removed within one model time step by precipitation,
melting, or sublimation <xref ref-type="bibr" rid="bib1.bibx72" id="paren.79"/>. This is introduced to avoid
model instabilities which may arise due to a too-fast sedimentation of large
ice crystals (K14). Multiple ice modes (heterogeneous and homogeneous) are
considered only for the ice nucleation and depositional growth processes, while
for aggregation, accretion, and transport a unimodal approach is used. The
resulting ice crystal number concentration and ice water content are given by
the sum of the concentrations in the individual ice modes. Further details on
the cirrus parameterization, including the results of a box-model simulation,
can be found in <xref ref-type="bibr" rid="bib1.bibx65" id="text.80"/> and K14.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e1039">Ice nucleation properties assumed for the different modes of
heterogeneous ice formation in the cirrus scheme: ice active fraction (<inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)
and critical supersaturation (<inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>). <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the ice supersaturation.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">

         <oasis:entry colname="col1">Ice mode</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math id="M39" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col5">Reference</oasis:entry>

       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>

         <oasis:entry rowsep="1" colname="col1" morerows="1">Dust deposition</oasis:entry>

         <oasis:entry colname="col2"><inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">220</mml:mn></mml:mrow></mml:math></inline-formula> K</oasis:entry>

         <oasis:entry colname="col3">1.1</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi>exp⁡</mml:mi><mml:mfenced open="[" close="]"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>(</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mfenced><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry rowsep="1" colname="col5" morerows="1">
                    <xref ref-type="bibr" rid="bib1.bibx66" id="text.81"/>
                  </oasis:entry>

       </oasis:row>
       <oasis:row rowsep="1">

         <oasis:entry colname="col2"><inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">220</mml:mn></mml:mrow></mml:math></inline-formula> K</oasis:entry>

         <oasis:entry colname="col3">1.2</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mi>exp⁡</mml:mi><mml:mfenced open="[" close="]"><mml:mrow><mml:mn mathvariant="normal">0.5</mml:mn><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>(</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mfenced><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

       </oasis:row>
       <oasis:row rowsep="1">

         <oasis:entry colname="col1">Dust immersion</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3">1.3</oasis:entry>

         <oasis:entry colname="col4">0.05</oasis:entry>

         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx66" id="text.82"/>
                </oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">BC</oasis:entry>

         <oasis:entry colname="col2"/>

         <oasis:entry colname="col3">1.4</oasis:entry>

         <oasis:entry colname="col4">0.0025</oasis:entry>

         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx40" id="text.83"/>
                </oasis:entry>

       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1289">An important difference with respect to the original implementation of K14 in
ECHAM5-HAM is introduced here. It concerns the calculation of the number
concentrations of potential INPs for the different ice formation
modes, which needs to be provided as an input to both the mixed-phase and the
cirrus cloud parameterizations. The calculation of these parameters has been
completely revised here, to account for the structural differences between the
HAM and MADE3 aerosol schemes, the latter providing a more detailed description
of aerosol mixing states, as explained in the next subsection.</p>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Calculation of the number concentration of potential INPs</title>
      <p id="d1e1299">As mentioned in Sect. <xref ref-type="sec" rid="Ch1.S2"/>, aerosol particles in MADE3 are
distributed across three log-normal size modes (Aitken, accumulation, and coarse
modes), with three possible mixing states (soluble, insoluble, and
mixed). Following the same notation as in K19, we indicate the MADE3
Aitken, accumulation, and coarse modes with the indices k, a, and c,
respectively. Mixing states are indicated by s, i, and m for soluble,
insoluble, and mixed, respectively. The relevant INPs considered in this study,
namely BC  and mineral dust (DU), are only present in the insoluble and mixed
modes of MADE3, and mineral dust is only tracked in the accumulation and
coarse modes. Of the nine modes normally required in MADE3 for each aerosol
compound, only six are hence needed for BC (BC<inline-formula><mml:math id="M44" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">km</mml:mi></mml:msub></mml:math></inline-formula>, BC<inline-formula><mml:math id="M45" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ki</mml:mi></mml:msub></mml:math></inline-formula>,
BC<inline-formula><mml:math id="M46" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">am</mml:mi></mml:msub></mml:math></inline-formula>, BC<inline-formula><mml:math id="M47" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ai</mml:mi></mml:msub></mml:math></inline-formula>, BC<inline-formula><mml:math id="M48" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cm</mml:mi></mml:msub></mml:math></inline-formula>, and BC<inline-formula><mml:math id="M49" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ci</mml:mi></mml:msub></mml:math></inline-formula>) and four for
mineral dust (DU<inline-formula><mml:math id="M50" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">am</mml:mi></mml:msub></mml:math></inline-formula>, DU<inline-formula><mml:math id="M51" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ai</mml:mi></mml:msub></mml:math></inline-formula>, DU<inline-formula><mml:math id="M52" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cm</mml:mi></mml:msub></mml:math></inline-formula>, and DU<inline-formula><mml:math id="M53" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ci</mml:mi></mml:msub></mml:math></inline-formula>).</p>
      <p id="d1e1395">The number concentration of INPs available for contact freezing in
the mixed-phase cloud regime and for deposition nucleation in the cirrus regime
are indicated by <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:msup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">cnt</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:msup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, respectively. Deposition
nucleation in mixed-phase clouds is neglected, since observations show that
this process is probably not important for ice formation in mixed-phase clouds
<xref ref-type="bibr" rid="bib1.bibx7" id="paren.84"/>. In K14, the number of particles available for
immersion freezing in mixed-phase clouds was estimated as a fraction of the
number of aerosol particles activated to form cloud droplets <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:msup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula>.
However, this approach is not suitable for cirrus, where immersion
freezing occurs in mixed solution aerosols, i.e., aerosol particles that
underwent hygroscopic growth, rather than in cloud droplets. A different
approach for calculating the number concentration of INPs available for
immersion freezing in mixed-phase (<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) and cirrus clouds
(<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:msup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) is therefore introduced as part of this study. All the
number concentrations calculated in this section are checked for consistency in
the code, to make sure that the estimated number concentrations in each mode
are not larger that the total number concentration in the mode itself. To
simplify the notation, this check is not explicitly included in the equations
below.</p>
      <p id="d1e1485">We first estimate the number concentration of dust particles in each mode,
starting from dust mass concentration and using the conversion function
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M59" display="block"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">6</mml:mn><mml:mi mathvariant="italic">π</mml:mi></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msubsup><mml:mi>D</mml:mi><mml:mi>j</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4.5</mml:mn><mml:msup><mml:mi>ln⁡</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mi mathvariant="italic">ρ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          with <inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2500</mml:mn></mml:mrow></mml:math></inline-formula> kg m<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>  for dust. <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the
log-normal size distribution parameters (median diameter and geometric standard
deviation) of mode <inline-formula><mml:math id="M64" display="inline"><mml:mi>j</mml:mi></mml:math></inline-formula>, for which we follow the AeroCom recommendations
<xref ref-type="bibr" rid="bib1.bibx22" id="paren.85"/>: <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.42</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M66" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.59</mml:mn></mml:mrow></mml:math></inline-formula> for the
accumulation mode, and <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.30</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M69" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.0</mml:mn></mml:mrow></mml:math></inline-formula> for the coarse
mode. The same parameters are also used to calculate the number of emitted dust
particles in the model (see Sect. <xref ref-type="sec" rid="Ch1.S2"/>). This means that we are
neglecting the aging of the size distribution due to dust–dust
coagulation. This process has a limited efficiency due to the comparatively
small number concentration of mineral dust particles (no dust is present in the
Aitken mode given the typically large sizes of mineral dust particles). The
number of BC particles is then estimated based on the total number of particles
and the number of dust particles as described below.</p>
      <p id="d1e1697">Since no dust is present in the mixed and insoluble Aitken modes, each particle
of these modes contains BC. Note that organic carbon cannot generate BC-free
particles in these modes since it is assumed to be emitted internally mixed
with BC in the form of “soot” (K19). Furthermore, only the mixed-mode BC
particles can be activated to form cloud droplets. For mixed-phase clouds, we
therefore assume
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M71" display="block"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">k</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">km</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
         <?pagebreak page1641?> We do not include contact freezing of BC in the mixed-phase regime, as its
effect is considered largely uncertain <xref ref-type="bibr" rid="bib1.bibx78" id="paren.86"/>. For the
cirrus regime, the number of potential Aitken-mode-sized INPs which could lead
to immersion or deposition freezing coincides with the total number of
particles in the mixed or insoluble Aitken modes, respectively:
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M72" display="block"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">k</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">km</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="1em"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">k</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">ki</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula></p>
      <p id="d1e1800">In the mixed and insoluble accumulation modes, dust is present in the typical
accumulation-mode size (see above), since smaller dust particles are not
considered and coarse dust particles can only reside in the coarse modes. In
this case, we estimate the number of dust particles from their mass <inline-formula><mml:math id="M73" display="inline"><mml:mi>M</mml:mi></mml:math></inline-formula> using
Eq. (<xref ref-type="disp-formula" rid="Ch1.E2"/>) and derive the number of potential dust INPs as
follows:

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M74" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E5"><mml:mtd><mml:mtext>5</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">am</mml:mi></mml:mrow></mml:msub><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">am</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">am</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E6"><mml:mtd><mml:mtext>6</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">am</mml:mi></mml:mrow></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E7"><mml:mtd><mml:mtext>7</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">cnt</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">ai</mml:mi></mml:mrow></mml:msub><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow></mml:msub><mml:mspace linebreak="nobreak" width="1em"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">ai</mml:mi></mml:mrow></mml:msub><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            It cannot be excluded that these potential dust INPs also contain BC as
a consequence of coagulation. Due to the large size of the dust particles
compared to BC, we assume, however, that dust dominates the ice nucleation
properties of the particles. The remaining number of particles in the insoluble
and mixed accumulation modes can then be ascribed to soot particles (internally
mixed black and organic carbon):

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M75" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E8"><mml:mtd><mml:mtext>8</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">am</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup><mml:mo>-</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E9"><mml:mtd><mml:mtext>9</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">am</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E10"><mml:mtd><mml:mtext>10</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">ai</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">a</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e2229">The insoluble coarse mode is dominated by dust, since it is unlikely that
self-coagulation of insoluble accumulation-mode BC particles leads to growth
into the insoluble coarse mode (BC mass is limited and the self-coagulation
frequency is comparatively low). Hence, coarse dust particles are needed to
form this mode. This results in

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M76" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E11"><mml:mtd><mml:mtext>11</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">cnt</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">ci</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="1em"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">ci</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E12"><mml:mtd><mml:mtext>12</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">dep</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula></p>
      <?pagebreak page1642?><p id="d1e2329">In the mixed coarse mode, the mixing state is uncertain, since particles can be
composed of dust from both the accumulation and the coarse size ranges, whose
relative contribution is not known. Thus mass-to-number conversion is not
as straightforward as in the accumulation-mode case. We need to distinguish two
cases, based on the relative abundance of dust particles. We define the dust
number fraction in this mode as
            <disp-formula id="Ch1.E13" content-type="numbered"><label>13</label><mml:math id="M77" display="block"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">cm</mml:mi></mml:mrow></mml:msub><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>
          We use the conversion factor <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> of coarse dust particles, given in
Eq. (<xref ref-type="disp-formula" rid="Ch1.E2"/>), to estimate the number fraction, since these particles
dominate the dust mass <xref ref-type="bibr" rid="bib1.bibx22" id="paren.87"><named-content content-type="pre">possible mass contributions of accumulation-mode
dust are   small, according to</named-content></xref>. Hence, an estimate of
the coarse dust particle number based on the total dust mass in the mode
appears to be a good approximation. It provides a minimum estimate of the
number of dust-containing particles in the mode, since also many
accumulation-mode-sized dust particles might be present in the mode due to
coagulation. For dust-dominated regimes, e.g., at or in the vicinity of deserts,
it can be expected that <inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is large and that also the non-coarse-dust
particles in the mode contain many accumulation-mode-sized dust immersions. It
can also be expected that BC has a comparatively small contribution under these
conditions. Hence, all particles of the mode can be regarded as possible dust
ice-nucleating particles. In the present study, we assume that mineral dust
dominates in the mode where <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>. In this case, the above
assumptions result in

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M81" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E14"><mml:mtd><mml:mtext>14</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E15"><mml:mtd><mml:mtext>15</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi></mml:msub></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E16"><mml:mtd><mml:mtext>16</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mspace width="1em" linebreak="nobreak"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            <?xmltex \hack{\newpage}?>If <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula>, we assume that BC plays a major role and that the minimum
estimate of the number of dust-containing particles applies. This results in

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M83" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E17"><mml:mtd><mml:mtext>17</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">cm</mml:mi></mml:mrow></mml:msub><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup></mml:mrow><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E18"><mml:mtd><mml:mtext>18</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">cm</mml:mi></mml:mrow></mml:msub><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E19"><mml:mtd><mml:mtext>19</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi><mml:mi mathvariant="normal">act</mml:mi></mml:msubsup><mml:mo>-</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">mp</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E20"><mml:mtd><mml:mtext>20</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">BC</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo movablelimits="false">max⁡</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">cm</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="normal">DU</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="normal">c</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">imm</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">c</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:msubsup><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Despite the admittedly many assumptions required to estimate the number of
coarse immersion INPs, we note that the resulting uncertainties are probably
small, since the contribution of coarse particles to the number concentration
of INPs is mostly small compared to the corresponding contribution of the
accumulation mode. Sensitivity studies show little to no variation in ice water
content and ice crystal number concentration for values of <inline-formula><mml:math id="M84" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="normal">DU</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> ranging
from 0.6 to 0.9.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Model evaluation</title>
      <p id="d1e2848">In this section, we evaluate the performance of EMAC-MADE3 in the coupled
configuration. In the context of this study, the coupling refers to the
explicit simulation of the aerosol–cloud and aerosol–radiation interactions
by the model. The representation of aerosol quantities such as particle mass
and number concentrations, size distributions, as well as aerosol optical
properties was extensively evaluated in K19 against a comprehensive set
of observational data from different sources. In K19, we concluded that MADE3
is able to capture the global pattern of aerosol mass and number distributions
with deviations which are in line with the results of other global aerosol
models available in the literature. The conclusions of the K19 evaluation on
the aerosol representation in the uncoupled model version still hold for the
aerosol–climate coupled version discussed here, since the aerosol–cloud
and aerosol–radiation couplings do not lead to significant changes in the
global aerosol characteristics. However, the present configuration uses
a higher vertical resolution than in K19, with 41 instead of 19 vertical
levels. This leads to some differences in the representation of aerosol in the
cirrus-relevant upper tropospheric regions but showing in most cases
slightly improved model performance in these regions (see Figs. S1 and S2 in
the Supplement). In this study, we focus on cloud and radiation variables and
analyze the performance of EMAC-MADE3 in reproducing essential quantities (such
as total cloud cover, cloud liquid and ice water, cloud droplet and ice crystal
number concentrations, and cloud radiative effects) compared to satellite and
in situ observations. Since the present configuration is developed with
a specific focus on cirrus clouds, special attention will be devoted to this
aspect.</p>
      <p id="d1e2851">The observational datasets used for tuning the model are summarized in
Table <xref ref-type="table" rid="Ch1.T2"/> and further details are provided in the respective sections
for each variable (Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>–<xref ref-type="sec" rid="Ch1.S4.SS6"/>). To allow for
a direct comparison between model and observations, satellite data are
regridded to the EMAC <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:mn mathvariant="normal">2.8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">2.8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> horizontal grid and are
compared on a monthly climatology basis. The in situ data for cirrus clouds are
not provided on a standard latitude–longitude grid but as probability
distribution functions in 1 K temperature bins. In this case, the model output
is sampled in the same bins as the observations in order to generate
a comparable distribution. When possible, the observational time periods are
chosen to match the simulated one (1996–2005).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e2883">Summary of the observational dataset used for tuning cloud and
radiation variables in EMAC-MADE3.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Variable</oasis:entry>
         <oasis:entry colname="col2">Dataset</oasis:entry>
         <oasis:entry colname="col3">Type</oasis:entry>
         <oasis:entry colname="col4">Temporal coverage</oasis:entry>
         <oasis:entry colname="col5">Reference</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Cloud cover</oasis:entry>
         <oasis:entry colname="col2">ESACCI-CLOUD v3.0</oasis:entry>
         <oasis:entry colname="col3">Satellite</oasis:entry>
         <oasis:entry colname="col4">1996–2005</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx114" id="text.88"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Liquid water path</oasis:entry>
         <oasis:entry colname="col2">MAC</oasis:entry>
         <oasis:entry colname="col3">Satellite</oasis:entry>
         <oasis:entry colname="col4">1996–2005</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx26" id="text.89"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud droplet number concentration</oasis:entry>
         <oasis:entry colname="col2">Bennartz17</oasis:entry>
         <oasis:entry colname="col3">Satellite</oasis:entry>
         <oasis:entry colname="col4">2003–2015</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx12" id="text.90"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Ice water content</oasis:entry>
         <oasis:entry colname="col2">Krämer16</oasis:entry>
         <oasis:entry colname="col3">In situ</oasis:entry>
         <oasis:entry colname="col4">1999–2014</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx62 bib1.bibx63" id="text.91"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Ice crystal number concentration</oasis:entry>
         <oasis:entry colname="col2">Krämer16</oasis:entry>
         <oasis:entry colname="col3">In situ</oasis:entry>
         <oasis:entry colname="col4">1999–2014</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx62 bib1.bibx63" id="text.92"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Precipitation</oasis:entry>
         <oasis:entry colname="col2">GPCP-SG v2.3</oasis:entry>
         <oasis:entry colname="col3">Satellite</oasis:entry>
         <oasis:entry colname="col4">1996–2005</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx3" id="text.93"/>
                </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Cloud radiative effects</oasis:entry>
         <oasis:entry colname="col2">CERES-EBAF v4.0</oasis:entry>
         <oasis:entry colname="col3">Satellite</oasis:entry>
         <oasis:entry colname="col4">2001–2010</oasis:entry>
         <oasis:entry colname="col5">
                  <xref ref-type="bibr" rid="bib1.bibx75" id="text.94"/>
                </oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Model tuning in comparison to observations</title>
      <p id="d1e3082">Following a similar approach as in <xref ref-type="bibr" rid="bib1.bibx77" id="text.95"/>, we first analyze
how sensitive the model performance in representing key cloud and radiation
variables is when varying certain tuning parameters. We recall that the
EMAC-MADE3 configuration being tuned in this work is nudged;
i.e., meteorological variables such as temperature, winds, and the logarithm of
surface pressure are relaxed towards reanalysis data. In line with the designed
application target of this version of the model, this allows to run different
simulations (such as perturbation experiments) with very similar meteorological
conditions. Such a model setup is most suitable for short-term time-slice
experiments that aim at isolating the effects of specific sources and
processes, which would be statistically and numerically far more challenging
without nudging. The use of the nudging technique has to be kept in mind while
tuning the model, since nudging unavoidably impacts on the model climate, as it
introduces a forcing component by modifying the model's temperature profile,
which in turn perturbs the radiative balance
<xref ref-type="bibr" rid="bib1.bibx129" id="paren.96"/>. A previous study by <xref ref-type="bibr" rid="bib1.bibx112" id="text.97"/> based
on the ECHAM6 model showed that temperature nudging may introduce a radiative
imbalance around <inline-formula><mml:math id="M86" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula> W m<inline-formula><mml:math id="M87" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> with respect to an otherwise identical
configuration without nudging. In the following, we will apply our tuning
procedure to the nudged setup. Once the optimal configuration is identified, we
will additionally perform a control experiment in free-running mode to address
the above issue and quantify the actual impact of nudging on the radiative
balance in the tuned model configuration.</p>
      <p id="d1e3113">Our tuning approach focuses in particular on the enhancement factor of the rate
of rain formation by autoconversion <inline-formula><mml:math id="M88" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, the rate of snow formation by
aggregation <inline-formula><mml:math id="M89" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, the minimum cloud droplet number concentration
CDNC<inline-formula><mml:math id="M90" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:math></inline-formula>, and the size of newly nucleated aerosol particles <inline-formula><mml:math id="M91" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.
The minimum CDNC is introduced in the model to avoid unrealistically
low concentrations of cloud droplets in pristine conditions. The parameter
<inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is used to describe the initial growth of freshly formed sulfuric
acid water clusters into larger sulfate aerosol particles. Since such
nucleation and growth events frequently occur on spatial scales which cannot be
resolved by the global model, the use of this<?pagebreak page1643?> parameter enables the implicit
consideration of these subgrid-scale processes. In K19, a value of <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm
was chosen, motivated by better agreement of simulated number
concentrations with observations and supported by new particle formation
measurements. Here, we explore how this parameter can also affect cloud and
radiation variables. <xref ref-type="bibr" rid="bib1.bibx77" id="text.98"/> further considered the
inhomogeneity factor of ice clouds and the entrainment rate for deep convection
as tuning parameters, which in our configuration are set to 0.85 and
<inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> kg m<inline-formula><mml:math id="M95" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> s<inline-formula><mml:math id="M96" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, respectively, but their variation is not
further explored. We tested five values for each of the four tuning parameters
(<inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, CDNC<inline-formula><mml:math id="M99" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:math></inline-formula>, and <inline-formula><mml:math id="M100" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), varying across
a range of approximately 1 order of magnitude. We then calculated their
effect on six cloud variables (total cloud cover, liquid water path (LWP) over
the oceans, CDNC over the oceans, ice water content in cirrus clouds (IWC<inline-formula><mml:math id="M101" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>),
ice crystal number concentration in cirrus clouds (ICNC<inline-formula><mml:math id="M102" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>), and precipitation),
and three radiation variables (shortwave and
longwave cloud radiative effects (SWCRE and LWCRE, as the difference between
all-sky and clear-sky radiation fields), as well as the net radiative
balance). Note that exploring the full parameter space, i.e., all possible
combinations of the five values for the four tuning parameters, is not feasible, as it
would require performing <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">5</mml:mn><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">625</mml:mn></mml:mrow></mml:math></inline-formula> model simulations. Thus, we only explore the
model sensitivity for each single parameter while keeping the others fixed at
a reference value, which corresponds to the median of the explored range,
i.e., <inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">8</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">800</mml:mn></mml:mrow></mml:math></inline-formula>, CDNC<inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> cm<inline-formula><mml:math id="M107" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>,
and <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm. This limits the numbers of simulations to be performed to 17
(i.e., <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> simulations minus three redundant cases). To further reduce
the computational costs, the tuning simulations cover a period of only 3 years
(1999–2001). To quantitatively characterize the impact of the four tuning
parameters on the model variables, the normalized root mean square error
(NRMSE) of the model with respect to the observations is calculated for each
variable-parameter combination:
            <disp-formula id="Ch1.E21" content-type="numbered"><label>21</label><mml:math id="M110" display="block"><mml:mrow><mml:mi mathvariant="normal">NRMSE</mml:mi><mml:mo>=</mml:mo><mml:mfenced close="/" open=""><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mi>n</mml:mi></mml:mfrac></mml:mstyle></mml:msqrt></mml:mfenced><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mi>n</mml:mi></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M111" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M112" display="inline"><mml:mrow><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represent the model and observational data,
respectively. When comparing model and satellite data, the index <inline-formula><mml:math id="M113" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> runs
across all model grid boxes and the 12 timesteps resulting from the calculation
of a monthly climatology. For the in situ data, the index <inline-formula><mml:math id="M114" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> corresponds to
the median value of the distribution for each 1 K temperature bins. In the case
of gridded data, a weighting factor proportional to the grid box area and to
the length of each month is also applied in Eq. (<xref ref-type="disp-formula" rid="Ch1.E21"/>).</p>
      <p id="d1e3487">The results of this analysis are summarized in Fig. <xref ref-type="fig" rid="Ch1.F1"/>: each
panel depicts the variation of a given variable over the range of values for
the tuning parameter, with the black circles marking the corresponding NRMSE values
(note that for the radiative balance, the globally averaged value is shown). To
quantitatively describe this variation, each panel is color coded according to
the relative standard deviation of the NRMSE (<inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>=</mml:mo><mml:mfenced close="/" open=""><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">NRMSE</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mover accent="true"><mml:mi mathvariant="normal">NRMSE</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula>)
for the variable-parameter combination
shown in that panel. This helps to identify the combinations which display
a low (<inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>), medium (<inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.1</mml:mn><mml:mo>&lt;</mml:mo><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>), or high
(<inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>) variation with the value of tuning parameters.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e3557">NRMSE of selected cloud and radiation variables in the tuning
experiments, together with the resulting model top-of-the-atmosphere
radiative balance (in W m<inline-formula><mml:math id="M119" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>). Each column represents a tuning
parameter and shows the NRMSE for the five tuning simulations
(black circles) performed to explore the effects of its variation, while
keeping the others fixed at their central value (note that for the
radiative balance, the actual value and not the NRMSE is shown). The red
circle represents the results for the reference set of tuning parameters
(<inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1300</mml:mn></mml:mrow></mml:math></inline-formula>, CDNC<inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> cm<inline-formula><mml:math id="M123" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>,
and <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm), while the blue square and diamond show the results of two
additional sensitivity runs to further explore the variation on CDNC<inline-formula><mml:math id="M125" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:math></inline-formula>
and <inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The NRMSE is calculated with respect to the
observations given in Table <xref ref-type="table" rid="Ch1.T2"/>. The yellow shadings represent
the relative standard deviation of the NRMSE within each panel. For SWCRE,
the absolute value of the NRMSE is shown for more clarity (since it is
negative via the normalization).</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f01.png"/>

        </fig>

      <p id="d1e3672">The autoconversion rate (first column of Fig. <xref ref-type="fig" rid="Ch1.F1"/>) controls the
removal of liquid water from the clouds via precipitation and therefore has  an
impact on LWP in the model, also changing the radiative balance, while the
effect on the other variables is less significant (<inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>). Choosing
a high autoconversion rate minimizes the NRMSE of
LWP but at the expense of a large radiative imbalance. A good compromise is
<inline-formula><mml:math id="M128" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, which limits the imbalance to 6.2 W m<inline-formula><mml:math id="M129" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> while keeping the
NRMSE of LWP reasonably low. Note that for values <inline-formula><mml:math id="M130" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>, the NRMSE of
LWP grows rapidly, so this is the lowest among the explored <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> values
for which a reasonable deviation in both affected variables can be
attained. Similarly, the aggregation rate (second column) controls the
conversion of ice crystals to snow in ice clouds and consequently has a large
(<inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi mathvariant="normal">RSD</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>) impact on IWC and ICNC in<?pagebreak page1644?> cirrus clouds, while its influence
on the radiative balance is less pronounced than for the autoconversion
rate. In this case, however, the two mostly affected variables behave similarly
when varying <inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, with a decreasing NRMSE for increasing values of
<inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, so that setting it to the maximum of the investigated range,
<inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1300</mml:mn></mml:mrow></mml:math></inline-formula>, seems to be the most appropriate choice. The minimum CDNC
(third column) slightly impacts the NRMSE of ICNC<inline-formula><mml:math id="M136" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula> and has an
important effect on the radiative balance in the model. In ECHAM5-HAM and
ECHAM6-HAM, this parameter was varied between 10 and 40 cm<inline-formula><mml:math id="M137" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx77 bib1.bibx95" id="paren.99"/>. A high value would help to
minimize both the NRMSE of ICNC<inline-formula><mml:math id="M138" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula> and the radiative imbalance in
EMAC-MADE3, but lower values for this threshold parameter are more consistent
with the observations in pristine marine regions
<xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx54 bib1.bibx12" id="paren.100"/>. Here,
therefore, we choose CDNC<inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> cm<inline-formula><mml:math id="M140" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, to avoid tuning the model
using unrealistic values, but at the price of a slightly worse representation
of ICNC in cirrus and a slightly higher radiative imbalance. The size of newly
nucleated particles <inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (fourth column) has a significant impact on
aerosol number concentrations, as shown by K19. Since aerosol particles serve
as cloud condensation nuclei for cloud droplet formation, this parameter
primarily controls CDNC in the model, hence impacting LWP, and ICNC<inline-formula><mml:math id="M142" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>,
with a consequent effect on the radiative balance. As for the
autoconversion rate, the tuning experiments reveal some trade-offs between
these variables: large values of <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> allow to minimize the NRMSE of
LWP, ICNC<inline-formula><mml:math id="M144" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>, and (to a lesser extent) CDNC but again at the
expense of the radiative balance, which grows rapidly over 10 W m<inline-formula><mml:math id="M145" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for
<inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm. A good compromise is <inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm, which allows to
keep the NRMSE of CDNC low and is also supported by K19, who found good
agreement with aerosol number concentration measurements when choosing <inline-formula><mml:math id="M148" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm.</p>
      <?pagebreak page1645?><p id="d1e3954">In summary, this choice of the four parameters (<inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1300</mml:mn></mml:mrow></mml:math></inline-formula>, CDNC<inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> cm<inline-formula><mml:math id="M152" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, and <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm)
represents our reference set and is used to perform a full 10-year simulation
which is then evaluated in more detail in the next section. The NRMSE resulting
from this choice of the tuning parameters is shown with the red circles in
Fig. <xref ref-type="fig" rid="Ch1.F1"/>. Note that this set of the tuning parameters does not
match any of the other sets marked with the black circles. This is because, as
explained above, the tuning strategy adopted in this study aims at exploring
the model's sensitivity to a set of tuning parameters, but it is limited to
single-dimensional variation studies, in which the value of a single parameter
is changed while the others are kept fixed at a reference value.
Deciding on a reference set of tuning parameters always involves expert
judgment and a compromise between certain basic principles
<xref ref-type="bibr" rid="bib1.bibx111" id="paren.101"/>, as the choice of priorities must be guided by the
main application target of the model setup to be tuned. If, for instance, the
model is to be coupled to an interactive ocean, a close-to-zero radiation
balance at the top of the atmosphere must be the central goal of tuning. In
this study, the first priority has been laid on providing reasonably good
agreement with the observed values of the main cloud and radiation variables,
although the model retains a radiative imbalance of 3.4 W m<inline-formula><mml:math id="M154" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. A lower
imbalance could be obtained by choosing a different set of tuning parameters but
at the expense of worse agreement with the observations of other essential
variables. This has been tested by performing two additional tuning
simulations: increasing CDNC<inline-formula><mml:math id="M155" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:math></inline-formula> to 40 cm<inline-formula><mml:math id="M156" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and reducing
<inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> to 5 nm with respect to the reference set, respectively. The results,
shown by the blue markers in Fig. <xref ref-type="fig" rid="Ch1.F1"/>, demonstrate that this
choice would improve the radiative balance to a value of 0.1 W m<inline-formula><mml:math id="M158" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in
both cases but would also lead to larger errors in most of the other
variables.  As discussed above, however, a significant imbalance is introduced
by temperature nudging, which is applied in all experiments shown here. To
quantify this, a simulation with the tuned configuration but in free-running
mode is performed, which encouragingly results in a radiative balance of
<inline-formula><mml:math id="M159" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M160" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Hence, while the nudged configuration – with its imbalance
of <inline-formula><mml:math id="M161" display="inline"><mml:mn mathvariant="normal">3.4</mml:mn></mml:math></inline-formula> W m<inline-formula><mml:math id="M162" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> – is well suited for its designed purpose, also the
free-running model would meet the common requirements. We stress again that
introducing a change of a few W m<inline-formula><mml:math id="M163" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> on the radiative balance
through nudging is fully consistent with the study by
<xref ref-type="bibr" rid="bib1.bibx112" id="text.102"/> mentioned above.</p>
      <p id="d1e4150">Table <xref ref-type="table" rid="Ch1.T3"/> summarizes the results of the tuned simulation, compared
with similar experiments performed with ECHAM5-HAM by K14, ECHAM6-HAM2 by
<xref ref-type="bibr" rid="bib1.bibx80" id="text.103"/>, EMAC-GMXe by <xref ref-type="bibr" rid="bib1.bibx8" id="text.104"/>, NCAR-CAM5.3 by
<xref ref-type="bibr" rid="bib1.bibx99" id="text.105"/>, and ECHAM6.3-HAM2.3 by
<xref ref-type="bibr" rid="bib1.bibx95" id="text.106"/>. The performance of the EMAC-MADE3 coupled
configuration is in line with these models and mostly close to the observed
values given in the table.</p>
      <p id="d1e4167">In the rest of this section, we extend the analysis by further evaluating the
mean state of cloud and radiation variables against satellite data using the
diagnostics included in the Earth System Model Evaluation Tool
(ESMValTool) v1.1.0 <xref ref-type="bibr" rid="bib1.bibx27" id="paren.107"/>. Most of
these observational datasets have already been used for the model-tuning
procedure described above, but they are further analyzed to assess the
performance of the tuned model configuration in representing specific aspects
of the target variables and better quantify the remaining biases, by looking,
for instance, at their spatial distribution. However, we complement these
datasets by additional ones to provide a more robust and independent
evaluation.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e4177">Summary of the globally averaged cloud and radiation variables
obtained with the reference set of tuning parameters (<inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M165" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mi mathvariant="normal">s</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1300</mml:mn></mml:mrow></mml:math></inline-formula>, CDNC<inline-formula><mml:math id="M166" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> cm<inline-formula><mml:math id="M167" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, and <inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">nuc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> nm),
compared with the observations summarized in Table <xref ref-type="table" rid="Ch1.T2"/> and
with the results of other global models: ECHAM5-HAM
<xref ref-type="bibr" rid="bib1.bibx66" id="paren.108"/>, ECHAM6-HAM2 <xref ref-type="bibr" rid="bib1.bibx80" id="paren.109"/>,
EMAC-GMXe <xref ref-type="bibr" rid="bib1.bibx8" id="paren.110"/>, NCAR-CAM5.3 <xref ref-type="bibr" rid="bib1.bibx99" id="paren.111"/>,
and ECHAM6.3-HAM2.3 <xref ref-type="bibr" rid="bib1.bibx95" id="paren.112"/>. The uncertainty ranges in
the observations of cloud cover, LWP, and CDNC are calculated from the
standard errors provided in the respective datasets; for precipitation, the
uncertainty is taken from <xref ref-type="bibr" rid="bib1.bibx3" id="text.113"/>; for IWC<inline-formula><mml:math id="M169" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>
and ICNC<inline-formula><mml:math id="M170" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula>, the given ranges correspond to the
<inline-formula><mml:math id="M171" display="inline"><mml:mrow><mml:mn mathvariant="normal">25</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">75</mml:mn></mml:mrow></mml:math></inline-formula> % quantiles of the in situ measurements (averaged over the
reported temperature range); for SWCRE and LWCRE, they are taken from
<xref ref-type="bibr" rid="bib1.bibx75" id="text.114"/>.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.92}[.92]?><oasis:tgroup cols="8">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:thead>
       <oasis:row>

         <oasis:entry colname="col1"/>

         <oasis:entry rowsep="1" colname="col2" morerows="1">This study</oasis:entry>

         <oasis:entry rowsep="1" colname="col3" morerows="1">Observations</oasis:entry>

         <oasis:entry colname="col4">ECHAM5-</oasis:entry>

         <oasis:entry colname="col5">ECHAM6-</oasis:entry>

         <oasis:entry colname="col6">EMAC-</oasis:entry>

         <oasis:entry colname="col7">NCAR-</oasis:entry>

         <oasis:entry colname="col8">ECHAM6.3-</oasis:entry>

       </oasis:row>
       <oasis:row rowsep="1">

         <oasis:entry colname="col1"/>

         <oasis:entry colname="col4">HAM</oasis:entry>

         <oasis:entry colname="col5">HAM2</oasis:entry>

         <oasis:entry colname="col6">GMXe</oasis:entry>

         <oasis:entry colname="col7">CAM5.3</oasis:entry>

         <oasis:entry colname="col8">HAM2.3</oasis:entry>

       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>

         <oasis:entry colname="col1">Cloud cover (%)</oasis:entry>

         <oasis:entry colname="col2">66.0</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M172" display="inline"><mml:mrow><mml:mn mathvariant="normal">64.5</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">17.4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">62.3</oasis:entry>

         <oasis:entry colname="col5">68.1</oasis:entry>

         <oasis:entry colname="col6">[69.0; 70.0]</oasis:entry>

         <oasis:entry colname="col7">[69.3; 72.2]</oasis:entry>

         <oasis:entry colname="col8">[64; 69]</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">LWP oceans (g m<inline-formula><mml:math id="M173" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">84.1</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:mn mathvariant="normal">83.0</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">10.2</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">55.6</oasis:entry>

         <oasis:entry colname="col5">70.6</oasis:entry>

         <oasis:entry colname="col6">[72.7; 76.6]</oasis:entry>

         <oasis:entry colname="col7">[45.7; 57.7]</oasis:entry>

         <oasis:entry colname="col8">[71; 94]</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">CDNC (cm<inline-formula><mml:math id="M175" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">89.9</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:mn mathvariant="normal">74.0</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">41.1</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">–</oasis:entry>

         <oasis:entry colname="col5">–</oasis:entry>

         <oasis:entry colname="col6">–</oasis:entry>

         <oasis:entry colname="col7">–</oasis:entry>

         <oasis:entry colname="col8">[76, 80]</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">IWC<inline-formula><mml:math id="M177" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula> (ppmv)</oasis:entry>

         <oasis:entry colname="col2">5.7</oasis:entry>

         <oasis:entry colname="col3">7.2 [1.7; 29.2]</oasis:entry>

         <oasis:entry colname="col4">–</oasis:entry>

         <oasis:entry colname="col5">–</oasis:entry>

         <oasis:entry colname="col6">–</oasis:entry>

         <oasis:entry colname="col7">–</oasis:entry>

         <oasis:entry colname="col8">–</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">ICNC<inline-formula><mml:math id="M178" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">cirrus</mml:mi></mml:msub></mml:math></inline-formula> (cm<inline-formula><mml:math id="M179" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">0.08</oasis:entry>

         <oasis:entry colname="col3">0.03 [0.006; 0.10]</oasis:entry>

         <oasis:entry colname="col4">–</oasis:entry>

         <oasis:entry colname="col5">–</oasis:entry>

         <oasis:entry colname="col6">–</oasis:entry>

         <oasis:entry colname="col7">–</oasis:entry>

         <oasis:entry colname="col8">–</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">Precipitation (mm d<inline-formula><mml:math id="M180" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">3.1</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:mn mathvariant="normal">2.7</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">2.87</oasis:entry>

         <oasis:entry colname="col5">2.99</oasis:entry>

         <oasis:entry colname="col6">[2.89; 3.03]</oasis:entry>

         <oasis:entry colname="col7">[2.73; 2.80]</oasis:entry>

         <oasis:entry colname="col8">3.0</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">SWCRE (W m<inline-formula><mml:math id="M182" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2"><inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">53.1</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">45.9</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">5.5</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">54.8</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col5"><inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">49.9</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col6">[<inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">58.1</mml:mn></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">54.8</mml:mn></mml:mrow></mml:math></inline-formula>]</oasis:entry>

         <oasis:entry colname="col7">[<inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">66.3</mml:mn></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">58.5</mml:mn></mml:mrow></mml:math></inline-formula>]</oasis:entry>

         <oasis:entry colname="col8">[<inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">53</mml:mn></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula>]</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">LWCRE (W m<inline-formula><mml:math id="M193" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">27.4</oasis:entry>

         <oasis:entry colname="col3"><inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:mn mathvariant="normal">28.1</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">4.4</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col4">28.8</oasis:entry>

         <oasis:entry colname="col5">24.1</oasis:entry>

         <oasis:entry colname="col6">[28.9; 34.4]</oasis:entry>

         <oasis:entry colname="col7">[32.1; 36.7]</oasis:entry>

         <oasis:entry colname="col8">[24; 28]</oasis:entry>

       </oasis:row>
       <oasis:row>

         <oasis:entry colname="col1">Radiative balance (W m<inline-formula><mml:math id="M195" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>

         <oasis:entry colname="col2">3.4</oasis:entry>

         <oasis:entry colname="col3">–</oasis:entry>

         <oasis:entry colname="col4"><inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>

         <oasis:entry colname="col5">–</oasis:entry>

         <oasis:entry colname="col6">[1.53; 4.65]</oasis:entry>

         <oasis:entry colname="col7">–</oasis:entry>

         <oasis:entry colname="col8">[<inline-formula><mml:math id="M197" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>; 0.4]</oasis:entry>

       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Total cloud cover and cloud liquid water</title>
      <p id="d1e4909">In Fig. <xref ref-type="fig" rid="Ch1.F2"/>a–c, multi-year average total cloud
cover over the simulated time period (1996–2005) is compared with the European Space Agency (ESA)
Climate Change Initiative (ESACCI) CLOUD satellite product, which is based on
data from the passive imager sensors (AVHRR, MODIS, ATSR-2, AATSR, and MERIS;
<xref ref-type="bibr" rid="bib1.bibx114" id="altparen.115"/>). The overall pattern is very well reproduced by
EMAC, with a small positive bias in the tropics and a negative bias in the
stratocumulus regions off the coasts of South America and Africa. These
features are quite common in many global models, e.g., those participating in
the CMIP3 and CMIP5 intercomparisons <xref ref-type="bibr" rid="bib1.bibx70" id="paren.116"/>, both in the Atmospheric Model Intercomparison Project (AMIP)
and in the ocean-coupled configuration. Larger deviations between EMAC and the
observations are found in polar regions, where, however, observational
uncertainties are also larger <xref ref-type="bibr" rid="bib1.bibx71" id="paren.117"/>. Note that total cloud
cover is only weakly controlled by the specific coupling evaluated here and is
rather a general feature of the core model, as demonstrated by the similar
biases found by other studies using ECHAM5 and the <xref ref-type="bibr" rid="bib1.bibx116" id="text.118"/>
cloud cover scheme, such as <xref ref-type="bibr" rid="bib1.bibx81" id="text.119"/> and K14.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e4932">Multi-year (1996–2005) average total cloud cover <bold>(a–c)</bold> and
liquid water path <bold>(d–f)</bold> simulated by EMAC <bold>(a, d)</bold>, in the satellite
data <bold>(b, e)</bold>, and the difference between model and observations <bold>(c, f)</bold>.</p></caption>
          <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f02.jpg"/>

        </fig>

      <p id="d1e4956">In Fig. <xref ref-type="fig" rid="Ch1.F2"/>d–f, an analogous comparison is
shown for LWP over the oceans against the Multisensor Advanced Climatology
<xref ref-type="bibr" rid="bib1.bibx26" id="paren.120"><named-content content-type="pre">MAC;</named-content></xref>, which combines data from different
satellite sources over the ocean, including SSM/I, TMI, AMSR-E, WindSat,
SSMIS, AMSR-2, and GMI. Although the general pattern of LWP is reproduced by
EMAC, several features are not consistent with observations: in particular,
EMAC tends to simulate a higher LWP in the northern extratropics, with
particularly high values in the western Pacific, and a lower LWP in the
tropics, while it agrees better with the observations in the southern
extratropics. Most striking is the high bias in the northwest Pacific Ocean,
which may be related to a high bias in the cloud lifetime in this region. As it
will be shown in the next section, CDNC is also biased high in this region in
comparison to satellite data, which could in turn be the effect of a too-high
concentration of cloud condensation nuclei. These<?pagebreak page1646?> biases could also be partly
related to the tendency of EMAC to underestimate low cloud fraction in the
tropics and overestimate it in the extratropics
<xref ref-type="bibr" rid="bib1.bibx102 bib1.bibx106" id="paren.121"/>. Uncertainties in the prescribed
emission fluxes could also contribute to these biases, especially in east Asia,
where anthropogenic emissions in the year 2000 are higher than in other regions
of the world and have further increased since then. As for the total cloud
cover, similar deviations were found by <xref ref-type="bibr" rid="bib1.bibx70" id="text.122"/> in the CMIP5
multi-model mean, which is characterized by large biases in the same
regions.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e4975">Scatterplot of simulated (vertical) vs. observed (horizontal) CDNC
based on various satellite and in situ measurements collected by
<xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx55" id="text.123"/>. Different colors represent
different groups of measurement locations: clean marine (blue), polluted
marine (orange), and continental (red). A further comparison with the mean
of 12 flights performed during the Dynamics-Aerosol-Chemistry-Cloud interactions in West Africa (DACCIWA) campaign
<xref ref-type="bibr" rid="bib1.bibx30" id="paren.124"/> is shown in gray. The horizontal bars represent
the range of reported values, while for the DACCIWA campaign it spans the
range of the means from all flights. The vertical bars show the standard
deviation in the model interannual variability. The mean and standard
deviation of model and observations are shown in the top left, together with
their ratio and the percentage of points within a factor of 2 of the
observations (FAC2, i.e., factors between 0.5 and 2), also indicated by the
dashed lines.</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Cloud droplet number concentration</title>
      <?pagebreak page1647?><p id="d1e4998">We evaluate CDNC using a compilation of in situ measurements provided by
<xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx55" id="text.125"/>, integrated with the
measurements performed during 12 research flights during the DACCIWA campaign
<xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx117" id="paren.126"><named-content content-type="pre">Dynamics-Aerosol-Chemistry-Cloud Interactions in West
Africa;</named-content></xref> in summer 2016 around
Lomé (Togo). For this comparison, the model data are spatially colocated with
the observations using a nearest-neighbor selection method for both the
horizontal and the vertical coordinates. In the vertical, this is realized
using the information provided for each location: either altitude (geopotential
height in the model), pressure level, surface level (the lowermost hybrid model
layer), or selecting the levels within the boundary layer as calculated by the
model. The time selection is performed in a climatological way, by sampling the
model output at a 5-hourly frequency for the same month(s) or season(s) as
reported by each measurement, and averaging the selected time steps over the
whole (10 years) simulation period. For comparison with the DACCIWA data, the
model output is further filtered, by selecting only the cloud scenes
with a liquid water content above 0.01 g m<inline-formula><mml:math id="M198" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which is the same
criterion adopted in the measurements. Reported concentrations
correspond to in-cloud values.</p>
      <p id="d1e5021">The result of this comparison is depicted as a scatterplot in
Fig. <xref ref-type="fig" rid="Ch1.F3"/>: considering the observational uncertainties, EMAC
simulates CDNC within a factor of 2 (i.e., factors in the range from
0.5 to 2) of the observations in most of the regions (i.e., 68 % of cases), but
it generally tends to underestimate this quantity. This is in line with recent
results by  <xref ref-type="bibr" rid="bib1.bibx110" id="text.127"/>, who used the MARC global
aerosol model and applied various cloud droplet activation
schemes. Their global integrated CDNC in the range of 60–91 cm<inline-formula><mml:math id="M199" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is
lower than the average value simulated by EMAC (151 cm<inline-formula><mml:math id="M200" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), which is
closer to the range of 75–135 cm<inline-formula><mml:math id="M201" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> reported by
<xref ref-type="bibr" rid="bib1.bibx97" id="text.128"/> for three models also using the
<xref ref-type="bibr" rid="bib1.bibx1" id="text.129"/> parameterization for cloud droplet
activation.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e5074">Multi-year (1996–2005) average of CDNC at cloud top, as simulated by
EMAC <bold>(a)</bold> and observed by two satellite retrievals <bold>(b, d)</bold>, as
well as the difference between model and observations <bold>(c, e)</bold>.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f04.jpg"/>

        </fig>

      <?pagebreak page1648?><p id="d1e5093">We also compare the simulated CDNC with satellite retrievals, which provide
a unique global picture of this quantity, although these kinds of retrievals are
still affected by considerable uncertainties <xref ref-type="bibr" rid="bib1.bibx38" id="paren.130"/>. Here,
we use a recent 13-year climatology by <xref ref-type="bibr" rid="bib1.bibx12" id="text.131"/>, based on
MODIS Aqua retrievals. In-cloud CDNC, as reported in the observational dataset,
are extracted from the model output with the same method used for comparing
with in situ data but considering CDNC at cloud top, as observed by the
satellite, i.e., by taking the CDNC in the highest model level with a liquid
cloud. An alternative method, taking the average CDNC through the cloudy part
of the column, provides very similar results (not shown). This is expected,
since the representation of liquid cloud formation in the EMAC cloud scheme
follows the adiabatic parcel theory, assuming that newly formed cloud droplets
at the cloud base are equally distributed in the vertical by mixing, regardless
of the aerosol concentrations. An identical assumption is also done in the
retrieval process by <xref ref-type="bibr" rid="bib1.bibx12" id="text.132"/>. The results of this comparison
are depicted in Fig. <xref ref-type="fig" rid="Ch1.F4"/>. In the Northern Hemisphere, EMAC
captures the major spots of high CDNC over the Atlantic Ocean eastward of
Canada and USA, over the Mediterranean and eastward of China, albeit with about
50 % higher CDNC than MODIS. These spots also have a wider horizontal extent
over the oceans than in the observations. This could be due to the generally
high CDNC over the continents (as shown by the in situ data in
Fig. <xref ref-type="fig" rid="Ch1.F3"/>) being too efficiently advected over the oceans or, as
mentioned in Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>, to a bias in the prescribed emissions,
causing a too-high aerosol concentration and hence a too-high number of cloud
condensation nuclei being activated. Another major bias is found at the Equator
westward of central Africa, which could be due to biomass burning aerosol being
transported over the Atlantic. Here again, uncertainties in emissions of
aerosols and precursor species could play an important role in explaining such
bias. In addition to deficiencies in the aerosol representation,
misrepresentations of the model dynamics could also explain deviations from the
observations. Another source of uncertainty is related to the retrieval errors
in the MODIS products for effective radius and optical depth, which are used to
derive CDNC. According to <xref ref-type="bibr" rid="bib1.bibx12" id="text.133"/>, this uncertainty is
around 30 % in the stratocumulus regions and 60 %–80 % in the storm tracks,
increasing towards the poles. Furthermore, this dataset is considered as highly
uncertain for latitudes above <inline-formula><mml:math id="M202" display="inline"><mml:mrow><mml:mn mathvariant="normal">60</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx91 bib1.bibx110" id="paren.134"/>. To better characterize the
observational uncertainties, we compare CDNC with another 13-year MODIS-based
dataset (Fig. <xref ref-type="fig" rid="Ch1.F4"/>), namely the climatology by
<xref ref-type="bibr" rid="bib1.bibx36" id="text.135"/> based on the retrieval method of
<xref ref-type="bibr" rid="bib1.bibx37" id="text.136"/>. The large positive bias of EMAC-MADE3 over the
tropical oceans is significantly lower when compared with
<xref ref-type="bibr" rid="bib1.bibx36" id="text.137"/> than with <xref ref-type="bibr" rid="bib1.bibx12" id="text.138"/>, while the
negative bias over the extratropics is still present and also visible over
most of the continents, thus confirming the conclusions from the comparison
with the <xref ref-type="bibr" rid="bib1.bibx54 bib1.bibx55" id="text.139"/> data collection shown in
Fig. <xref ref-type="fig" rid="Ch1.F3"/>.</p>
      <p id="d1e5150"><xref ref-type="bibr" rid="bib1.bibx28" id="text.140"/> compared CDNC simulated by
four global aerosol models with the <xref ref-type="bibr" rid="bib1.bibx12" id="text.141"/> dataset and
found biases of similar magnitude as for EMAC-MADE3, albeit with different
geographical patterns which are specific to each model. The same was done by
<xref ref-type="bibr" rid="bib1.bibx58" id="text.142"/> for the CAM5.3-Oslo model with the OsloAero5.3
aerosol scheme, who found a very similar<?pagebreak page1649?> pattern of biases in CDNC to that in
EMAC-MADE3, namely an overestimated (underestimated) CDNC over the tropical
(extratropical) oceans. These authors also suggested that the lack of
a satellite simulator in the model might affect the reliability of this
comparison. <xref ref-type="bibr" rid="bib1.bibx91" id="text.143"/> evaluated CDNC in the HadGEM3 model
with the same two MODIS-based satellite datasets used here and also found
better agreement with the <xref ref-type="bibr" rid="bib1.bibx36" id="text.144"/> retrieval than with
the <xref ref-type="bibr" rid="bib1.bibx12" id="text.145"/> one, although their model performance over the
continents appears better than that for EMAC-MADE3. Finally,
<xref ref-type="bibr" rid="bib1.bibx130" id="text.146"/> compared the Geophysical Fluid Dynamics Laboratory
atmospheric model version 4.0 (GFDL-AM4.0) model with
<xref ref-type="bibr" rid="bib1.bibx12" id="text.147"/> and reported significantly underestimated CDNC,
especially along the coastlines in the outflow of large emission sources. In
conclusion, the EMAC-MADE3 model's ability in simulating CDNC appears to be
in line with the performance of other global models reported in the literature,
although the relative limited amount of data available for evaluating this
quantity and the large uncertainties still affecting the satellite retrievals
warrant further investigations in the future.</p>
      <p id="d1e5177">The current version of EMAC-MADE3 also allows to calculate the supersaturation
in liquid clouds based on the <inline-formula><mml:math id="M203" display="inline"><mml:mi mathvariant="italic">κ</mml:mi></mml:math></inline-formula>-Köhler theory
<xref ref-type="bibr" rid="bib1.bibx100" id="paren.148"/> as an alternative to the fitting function by
<xref ref-type="bibr" rid="bib1.bibx1" id="text.149"/>. An additional sensitivity experiment performed
with this alternative formulation reveals no significant differences in the
resulting CDNC (see Figs. S3 and S4 in the Supplement).</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Ice cloud properties</title>
      <p id="d1e5201">Evaluating the microphysical properties of ice clouds by means of satellite
data is a challenging task, due to the large uncertainties of satellite
retrievals of such properties, mostly related to the difficulties in retrieving
ice water content with passive instruments <xref ref-type="bibr" rid="bib1.bibx125" id="paren.150"/>. Given
also that this model configuration has been especially developed for studies of
aerosol effects on cirrus clouds, to evaluate the model we use a collection of
in situ measurements from 18 aircraft-based field campaigns compiled into
a climatology by <xref ref-type="bibr" rid="bib1.bibx62 bib1.bibx63" id="text.151"/> and further
complemented with more recent data <xref ref-type="bibr" rid="bib1.bibx64" id="paren.152"/>. A detailed
description of the respective instruments is given in these publications. The
campaigns took place in several locations including Europe, Australia, Africa,
Seychelles, Brazil, USA, Costa Rica, and the tropical Pacific, i.e., in the
latitude band between 75<inline-formula><mml:math id="M204" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and 25<inline-formula><mml:math id="M205" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> S, for a total of
113 flights. The measurements were performed in the cirrus regime between 182
and 243 K and include several cirrus properties such as ice water content (IWC,
127.5 h of measurements), number concentration of ice crystals (ICNC, 70.9 h),
ice crystal radius (<inline-formula><mml:math id="M206" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, 65.9 h), as well as in-cloud and
clear-sky relative humidity with respect to ice (RH<inline-formula><mml:math id="M207" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:math></inline-formula>, 80.9 and
157.8 h, respectively). Consistent with the  measurements, in the model, only
the number concentration of ice crystals in the range of 3–960 <inline-formula><mml:math id="M208" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> in terms of
mean-volume diameter is considered, where the mean-volume diameter is defined
in analogy to Eq. (6) of <xref ref-type="bibr" rid="bib1.bibx81" id="text.153"/>.</p>
      <p id="d1e5265">The observational data are provided as probability distribution functions in
bins of 1 K in the temperature range 182 to 243 K. Cloud variables in the model
(IWC, ICNC, <inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and RH<inline-formula><mml:math id="M210" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:math></inline-formula>) are sampled in the same range,
considering only pressure levels with <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> hPa and selecting only the model
grid boxes corresponding to the locations of the measurements used to generate
the observational climatology. Following the same approach as K14, RH<inline-formula><mml:math id="M212" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:math></inline-formula>
is calculated by the cloud parameterization from air pressure <inline-formula><mml:math id="M213" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>, air
temperature <inline-formula><mml:math id="M214" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula>, specific humidity <inline-formula><mml:math id="M215" display="inline"><mml:mi>q</mml:mi></mml:math></inline-formula>, and saturation-specific humidity with
respect to ice (<inline-formula><mml:math id="M216" display="inline"><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) at each model time step:
            <disp-formula id="Ch1.E22" content-type="numbered"><label>22</label><mml:math id="M217" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">RH</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>q</mml:mi><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          with
            <disp-formula id="Ch1.E23" content-type="numbered"><label>23</label><mml:math id="M218" display="block"><mml:mrow><mml:msub><mml:mi>q</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">0.622</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>p</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.378</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>p</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M219" display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the temperature-dependent saturation vapor pressure
over ice, calculated according to <xref ref-type="bibr" rid="bib1.bibx93" id="text.154"/>. To distinguish
between cloudy and cloud-free model grid boxes when comparing with the
observations, the criterion IWC <inline-formula><mml:math id="M220" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> mg kg<inline-formula><mml:math id="M221" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is adopted.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e5447">Climatology of various cirrus properties derived from flight
campaigns as compared with EMAC (MADE3) simulations: in-cloud ice water
content <bold>(a)</bold>, in-cloud ice crystal number concentration <bold>(b)</bold>, ice crystal
mean-volume radius <bold>(c)</bold>, in-cloud <bold>(d)</bold> and clear-sky <bold>(e)</bold> relative humidity
with respect to ice. The data are plotted as probability distribution
functions in 1 K temperature bins in the model (top plot in each panel) and
in the observations (middle plot). The bottom plots in each panel show the
median (solid red line) and the <inline-formula><mml:math id="M222" display="inline"><mml:mrow><mml:mn mathvariant="normal">25</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">75</mml:mn></mml:mrow></mml:math></inline-formula> % quantiles (dashed red) of the model
compared with the median (solid black line) and the <inline-formula><mml:math id="M223" display="inline"><mml:mrow><mml:mn mathvariant="normal">25</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">75</mml:mn></mml:mrow></mml:math></inline-formula> % quantiles (gray
shading) of the observations. The dashed and solid black lines on the
relative humidity panels <bold>(d, e)</bold> represent the water saturation and the
homogeneous freezing threshold <xref ref-type="bibr" rid="bib1.bibx61" id="paren.155"/>, respectively.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f05.jpg"/>

        </fig>

      <p id="d1e5503">The results of this comparison are shown in Fig. <xref ref-type="fig" rid="Ch1.F5"/> for five
variables. IWC simulated by the model is in remarkably good agreement with the
observations across the whole temperature range reported in the data. The
observations are, however, characterized by a larger spread in the distribution
of the IWC values in each temperature bin: this is not surprising, since the
model cannot capture the small-scale variability due to its coarse
resolution. The median value is also in very good agreement with the
observations, with a normalized mean bias (<inline-formula><mml:math id="M224" display="inline"><mml:mi mathvariant="normal">NMB</mml:mi></mml:math></inline-formula><fn id="Ch1.Footn1"><p id="d1e5514">The normalized
mean bias is calculated as <inline-formula><mml:math id="M225" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:msub><mml:mo>∑</mml:mo><mml:mi>i</mml:mi></mml:msub><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
where <inline-formula><mml:math id="M226" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M227" display="inline"><mml:mrow><mml:msub><mml:mi>O</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are the model and observation medians in each temperature
bin, respectively.</p></fn>) of <inline-formula><mml:math id="M228" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">21.4</mml:mn></mml:mrow></mml:math></inline-formula> %. Good agreement is also found for ICNC, at
temperatures below 225 K, while for higher temperatures significant deviations
are present, and the <inline-formula><mml:math id="M229" display="inline"><mml:mi mathvariant="normal">NMB</mml:mi></mml:math></inline-formula> of the medians is <inline-formula><mml:math id="M230" display="inline"><mml:mn mathvariant="normal">177</mml:mn></mml:math></inline-formula> %. A consistent bias
is found for the mean-volume radius of the ice crystals (<inline-formula><mml:math id="M231" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">40</mml:mn></mml:mrow></mml:math></inline-formula> %),
which is lower than that in the measurements, especially at higher temperature. This
is due to the higher number of ice crystals in the simulations at comparable
IWC. Relative humidity with respect to ice is very well captured by the model,
both in the cloudy (<inline-formula><mml:math id="M232" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> %) and cloud-free (<inline-formula><mml:math id="M233" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">18</mml:mn></mml:mrow></mml:math></inline-formula> %) areas;
however, this is a feature which is largely controlled by the model dynamics
(temperature and pressure) according to <xref ref-type="bibr" rid="bib1.bibx93" id="text.156"><named-content content-type="post">see
Eqs. <xref ref-type="disp-formula" rid="Ch1.E22"/>–<xref ref-type="disp-formula" rid="Ch1.E23"/> above</named-content></xref> and is
therefore only indirectly related to the aerosol–cloud coupling which is
evaluated in this study.</p>
      <?pagebreak page1651?><p id="d1e5659">These findings are further supported by a similar comparison to recent in situ
cirrus measurements performed during the cirrus campaign in midlatitudes
(ML-CIRRUS; <xref ref-type="bibr" rid="bib1.bibx123" id="altparen.157"/>). Data from this campaign are also
included in the cirrus climatology shown in Fig. <xref ref-type="fig" rid="Ch1.F5"/> and
discussed above <xref ref-type="bibr" rid="bib1.bibx63" id="paren.158"><named-content content-type="pre">see also</named-content></xref> but stem from
a different set of instruments. The ML-CIRRUS climatology is based on more than
18 h of in situ cloud observations from 13 research flights in midlatitude
cirrus clouds over Europe and the northern Atlantic. The ice crystal number
concentration is determined from three cloud probes mounted on the wings of the
aircraft: the Cloud and Aerosol Spectrometer with detector for polarization
(CAS-DPOL; <xref ref-type="bibr" rid="bib1.bibx59" id="altparen.159"/>), the Cloud Imaging Probe (CIP), and the
Precipitation Imaging Probe (PIP;
<xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx127" id="altparen.160"/>). These three instruments cover the
ice crystal size range between 3 and 6400 <inline-formula><mml:math id="M234" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">µ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. IWC is calculated from
enhancement-corrected total water measurements with the Water Vapor Analyzer
(<xref ref-type="bibr" rid="bib1.bibx122 bib1.bibx4" id="altparen.161"/>) gas-phase observations as described
by <xref ref-type="bibr" rid="bib1.bibx57" id="text.162"/>. Relative humidity with respect to ice is
determined from gas-phase water vapor measurements with the Airborne Mass
Spectrometer (AIMS; <xref ref-type="bibr" rid="bib1.bibx56" id="altparen.163"/>). As for the global
climatology, the ML-CIRRUS data for IWC, ICNC, and RH<inline-formula><mml:math id="M235" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:math></inline-formula> are processed
in 1 K bins but for temperatures between 203 and 243 K, as observed in
midlatitudes. To account for different spatial resolutions of the cloud
particle probes, measured ICNCs are averaged with a running mean of 5 s.
The model output is processed and compared using the same method as
for the global climatology but considering only spring months (March to May)
over the simulation period. The results of this comparison are shown in
Fig. <xref ref-type="fig" rid="Ch1.F6"/>: the agreement of simulated IWC and RH<inline-formula><mml:math id="M236" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">ice</mml:mi></mml:msub></mml:math></inline-formula> with
ML-CIRRUS data is very good (<inline-formula><mml:math id="M237" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">17</mml:mn></mml:mrow></mml:math></inline-formula> % and <inline-formula><mml:math id="M238" display="inline"><mml:mn mathvariant="normal">19</mml:mn></mml:math></inline-formula> %, respectively),
supporting the results from the global climatology, although the model shows
a negative (positive) bias at temperatures below (above) 225 K for IWC. Also
the high bias in modeled ICNC at temperatures above 225 K is confirmed for the
meteorological conditions in midlatitude cirrus, although it is slightly lower
(<inline-formula><mml:math id="M239" display="inline"><mml:mrow><mml:mi mathvariant="normal">NMB</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">139</mml:mn></mml:mrow></mml:math></inline-formula> %) than in the global climatology. We further note that the
ICNC measured by ML-CIRRUS is about a factor of 2 higher than in the global
climatology: in the temperature range 203–243 K, the average of ICNC median
values in ML-CIRRUS is 0.07 cm<inline-formula><mml:math id="M240" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, while it is 0.03 cm<inline-formula><mml:math id="M241" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> in the global
climatology. This difference is also found in the model simulations, albeit
with higher values due to the aforementioned bias (0.16 vs.
0.09 cm<inline-formula><mml:math id="M242" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>). This is an interesting difference, which could be due to the
specific meteorological and dynamic conditions encountered during the ML-CIRRUS
campaign with respect to the global climatology, and their seasonality, but
might also be a signature of an aircraft-induced increase in ICNC above
continental Europe and in the Northern Atlantic flight corridor <xref ref-type="bibr" rid="bib1.bibx120" id="paren.164"><named-content content-type="pre">see
also</named-content></xref>. This will be further investigated in a follow-up
study on aviation impacts on cirrus clouds.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e5796">As in Fig. <xref ref-type="fig" rid="Ch1.F5"/> but comparing to observational data
from  the ML-CIRRUS campaign. Shown are in-cloud ice water content <bold>(a)</bold>,
in-cloud ice crystal number concentration <bold>(b)</bold>, and in-cloud relative humidity
with respect to ice <bold>(c)</bold>.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f06.jpg"/>

        </fig>

      <p id="d1e5816">An evaluation of model simulations against the same data from the
<xref ref-type="bibr" rid="bib1.bibx62 bib1.bibx63" id="text.165"/> climatology (see
Fig. <xref ref-type="fig" rid="Ch1.F5"/>) was also performed by <xref ref-type="bibr" rid="bib1.bibx8" id="text.166"/> for two
different cirrus parameterizations implemented in the EMAC-GMXe global
model. For temperatures above <inline-formula><mml:math id="M243" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">225</mml:mn></mml:mrow></mml:math></inline-formula> K, the ICNC simulated by these two
parameterizations is characterized by a high bias of about the same magnitude
as the one found here. Biases are also found at lower temperatures, but they
depend on the chosen parameterization. The same aircraft data were also used by
<xref ref-type="bibr" rid="bib1.bibx99" id="text.167"/> to evaluate ICNC in the NCAR-CAM5.3 model, who found
a significantly high bias around 200 K, relatively independent of the
assumptions on the INP properties in their model. A previous version of the
<xref ref-type="bibr" rid="bib1.bibx62" id="author.168"/> climatology was used by K14 to evaluate the
ECHAM5-HAM model with the same cloud scheme implemented here: they also
reported a bias in ICNC at temperatures <inline-formula><mml:math id="M244" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mi mathvariant="italic">≳</mml:mi><mml:mn mathvariant="normal">220</mml:mn></mml:mrow></mml:math></inline-formula> K but underestimating
ICNC compared to the observations rather than overestimating it as
EMAC-MADE3, and ascribed it to underestimated homogeneous freezing rates in the
model, which in turn could be due to misrepresentation of temperature and/or
vertical velocity. Although the two models share the same dynamical core
(ECHAM5), differences in the dynamics could still arise due to the nudging mode
adopted for the simulations in this study, as K14 performed their experiments
in free-running mode.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Precipitation</title>
      <p id="d1e5864">The pattern of precipitation (Fig. <xref ref-type="fig" rid="Ch1.F7"/>) is reproduced
remarkably well by the model compared to the Global Precipitation Climatology
Project – Satellite and Gauge data
<xref ref-type="bibr" rid="bib1.bibx3" id="paren.169"><named-content content-type="pre">GPCP-SG;</named-content></xref>, based on GPI, OPI, SSM/I, and TOVS
retrievals. Precipitation in EMAC is, however, characterized by a high bias in
the tropics, especially over the Pacific and Indian oceans, and small negative
bias in the extratropics; this is consistent with the biases found for liquid
water path in Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/>, which anticorrelate with the
precipitation biases, as expected. Interestingly, a very similar pattern of
biases was found by <xref ref-type="bibr" rid="bib1.bibx69" id="text.170"/> for the models participating in
ACCMIP (Atmospheric Chemistry Climate Model Intercomparison Project).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e5881">Similar to Fig. <xref ref-type="fig" rid="Ch1.F2"/> but for precipitation.</p></caption>
          <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f07.jpg"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS6">
  <label>4.6</label><title>Radiation</title>
      <p id="d1e5900">Figure <xref ref-type="fig" rid="Ch1.F8"/> shows a similar comparison for radiation variables,
namely shortwave (Fig. <xref ref-type="fig" rid="Ch1.F8"/>a–c) and longwave (Fig. <xref ref-type="fig" rid="Ch1.F8"/>d–f) cloud radiative effect
compared to the CERES-EBAF satellite data based on MODIS, SNPP, and NOAA-20
retrievals <xref ref-type="bibr" rid="bib1.bibx75" id="paren.171"/>. In the model, these quantities are given by
the difference between the top-of-the-atmosphere all-sky and clear-sky fluxes,
the latter being calculated via a second call to the radiation module which
ignores the cloud effects. Although the general pattern is well captured by
EMAC, the shortwave cloud radiative effect in the model is mostly weaker over
the tropics and stronger at midlatitudes than the observations, a picture
which is consistent with the aforementioned ECHAM5 bias in low cloud cover
<xref ref-type="bibr" rid="bib1.bibx102" id="paren.172"/>. As noted by <xref ref-type="bibr" rid="bib1.bibx102" id="author.173"/>,
this is relatively independent of the cloud fraction scheme and can be ascribed
to other model components, such as the convection scheme and the boundary-layer
scheme <xref ref-type="bibr" rid="bib1.bibx106" id="paren.174"><named-content content-type="pre">see also</named-content></xref>. It is therefore not related to
the specific model configuration which is being evaluated in this
work. Longwave cloud radiative effect is also reasonably well represented in
the model, although with a generally positive bias, which is strong over
Central America.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e5926">Similar to Fig. <xref ref-type="fig" rid="Ch1.F2"/> but for radiation
variables: shortwave <bold>(a–c)</bold> and longwave cloud radiative effects <bold>(d–f)</bold>.
Satellite data are averaged over the 2003–2015 time period.</p></caption>
          <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/13/1635/2020/gmd-13-1635-2020-f08.jpg"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Anthropogenic aerosol ERF</title>
      <p id="d1e5953">As a further characterization of model performance, we calculate the
anthropogenic aerosol ERF using the new model configuration. We
quantify this as the difference in the top-of-the-atmosphere all-sky shortwave
and longwave fluxes between the reference simulation and
a similar experiment, where the 1850 (pre-industrial) emissions for
anthropogenic and biomass burning sources are used instead of the<?pagebreak page1652?> 2000
(present-day) ones. Other emissions, such as those from natural sources, are left
unchanged between the two experiments.  As mentioned in Sect. <xref ref-type="sec" rid="Ch1.S2"/>,
radiatively active gases are also kept constant, so that the resulting ERF is
solely due to changes in the concentrations of aerosols and the resulting cloud
modifications.</p>
      <p id="d1e5958">This estimate results in an anthropogenic aerosol ERF of about
<inline-formula><mml:math id="M245" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.42</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.03</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M246" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Considering only the cloudy-sky fluxes (i.e.,
diagnosing the change in the net cloud radiative effect), we obtain
an ERF of <inline-formula><mml:math id="M247" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.96</mml:mn><mml:mo>±</mml:mo><mml:mn mathvariant="normal">0.02</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M248" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. A comparison with the estimates of
the IPCC AR5 <xref ref-type="bibr" rid="bib1.bibx15 bib1.bibx94" id="paren.175"/> shows that
EMAC-MADE3 simulates a more negative aerosol effect: the
aerosol ERF (sum of the effects from aerosol–radiation and aerosol–cloud
interactions) reported by the IPCC and based on expert judgment is
<inline-formula><mml:math id="M249" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.9</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M250" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, with a 5 % to 95 % uncertainty range of <inline-formula><mml:math id="M251" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.9</mml:mn></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M252" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M253" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. The effect due to aerosol–cloud interactions only amounts
to <inline-formula><mml:math id="M254" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.45</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M255" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, with a 5 % to 95 % uncertainty range from <inline-formula><mml:math id="M256" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.20</mml:mn></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M257" display="inline"><mml:mn mathvariant="normal">0</mml:mn></mml:math></inline-formula> W m<inline-formula><mml:math id="M258" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. The recent review by <xref ref-type="bibr" rid="bib1.bibx10" id="text.176"/> considers
additional observational constraints on the aerosol ERF and reports a range of
<inline-formula><mml:math id="M259" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.60</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M260" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.65</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M261" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M262" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2.0</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M263" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M264" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) for a 68 % (90 %)
confidence interval, respectively, which basically confirms the IPCC ranges.</p>
      <?pagebreak page1653?><p id="d1e6191">This result shows that EMAC-MADE3 tends to simulate a comparatively high
aerosol-induced cooling and so it could be more sensitive to changes in
aerosol concentrations than other global aerosol–climate models. The high bias
in liquid water path discussed in Sect. <xref ref-type="sec" rid="Ch1.S4.SS2"/> and shown in
Fig. <xref ref-type="fig" rid="Ch1.F2"/> could be responsible for this high sensitivity,
due to an overestimated cloud lifetime effect. This is a common problem in
coarse-resolution global models, which are not able to resolve the enhanced
entrainment of dry air in clouds with higher CDNC, which would lead to droplet
evaporation and thus partly offset the CDNC-induced increase in cloud lifetime
<xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx128 bib1.bibx45 bib1.bibx5 bib1.bibx92" id="paren.177"/>. Other studies
show that the choice of the tuning parameters can also determine the resulting
aerosol ERF: <xref ref-type="bibr" rid="bib1.bibx43" id="text.178"/> and <xref ref-type="bibr" rid="bib1.bibx95" id="text.179"/> found
a smaller (i.e., less negative) aerosol ERF when increasing CDNC<inline-formula><mml:math id="M265" display="inline"><mml:msub><mml:mi/><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:math></inline-formula>
from 10 cm<inline-formula><mml:math id="M266" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M267" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.7</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M268" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) to 40 cm<inline-formula><mml:math id="M269" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.0</mml:mn></mml:mrow></mml:math></inline-formula> W m<inline-formula><mml:math id="M271" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) in
the ECHAM6 model, while <xref ref-type="bibr" rid="bib1.bibx35" id="text.180"/> reported a linear dependency of
the aerosol radiative flux perturbation on the autoconversion threshold radius
in the GFDL AM3 model.</p>
      <p id="d1e6289">The relatively large aerosol ERF simulated by EMAC-MADE3 needs to be
kept in mind when applying the model to calculate the climate impacts of
specific emission sectors, as it is planned. Another aspect, which will also be
covered by upcoming application studies, is the role of cirrus clouds in the
estimates of the climate impact of anthropogenic aerosol. As mentioned in the
introduction, most of the CMIP5 models do not include aerosol interactions with
ice clouds as EMAC-MADE3 is now able to do, which could also explain the larger
sensitivity of our model to aerosol perturbations. The quantification of the
cirrus effect under different assumptions on the ice-nucleating properties of
BC from various sources and other relevant ice nuclei is intended to be part of
a follow-up study.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <label>6</label><title>Conclusions</title>
      <p id="d1e6300">In this paper, a new version of the EMAC-MADE3 global aerosol model coupled
with a new microphysical cloud scheme has been presented and evaluated. The new
cloud scheme features a detailed parameterization for aerosol-driven ice
formation within cirrus clouds. The new configuration has been tuned by varying
three cloud microphysical parameters (rate of rain formation by
autoconversion, of snow formation by aggregation, and the minimum allowed cloud
droplet number concentration) and one aerosol parameter (the size of newly
formed aerosol particles by the nucleation process). The optimal values for
these four parameters have been chosen by analyzing the normalized root mean
square error between simulated and observed key cloud and radiation
variables. The evaluation of these model variables was performed
using a comprehensive set of observations from satellite retrievals and in situ
measurements, including data from aircraft-based field campaigns.</p>
      <p id="d1e6303">The main conclusions on the performance of the coupled version of EMAC-MADE3
can be summarized as follows:
<list list-type="order"><list-item>
      <p id="d1e6308">EMAC-MADE3 is able to reproduce the global pattern of the main cloud and
radiation variables in comparison with satellite and in situ data.</p></list-item><list-item>
      <p id="d1e6312">Specific deviations, in particular in the representation of liquid water
path which could point to an overestimated cloud lifetime, mostly confirm
known biases of the ECHAM5 model and can therefore not be attributed to the
new cloud scheme introduced in this work.</p></list-item><list-item>
      <p id="d1e6316">A more detailed evaluation of cloud variables in the cirrus regime
against an aircraft-based climatology of in situ measurements demonstrates
the ability of EMAC-MADE3 to adequately represent ice water content and ice
crystal number concentration in cirrus<?pagebreak page1654?> clouds over a wide range of
temperatures, albeit with a positive bias for the ice crystal number at
higher temperatures.</p></list-item><list-item>
      <p id="d1e6320">The overall performance of EMAC-MADE3 in simulating global cloud and
radiation variables is in line with the results of the CMIP5 models.</p></list-item><list-item>
      <p id="d1e6324">Model biases in the representation of cirrus clouds are common to other
models, such has ECHAM5-HAM, EMAC-GMXe, and NCAR-CAM3.5, using various
parameterizations for aerosol-induced ice formation in cirrus clouds.</p></list-item></list></p>
      <p id="d1e6327">As a first application of the new model system, the anthropogenic aerosol
effective radiative forcing has been calculated and found to be within the
range reported by the IPCC AR5 based on an expert judgment, demonstrating
the capabilities of the model to adequately simulate aerosol-induced  impacts
on the climate system. More targeted applications will include the simulation
of the impact of individual emission sectors, such as aviation, on aerosol and
clouds, with a specific focus on cirrus clouds, and are intended to be the
subject of follow-up studies.</p>
      <p id="d1e6330">Despite the encouraging performance of this new model configuration, several
uncertainties remain and have to be addressed in the future by targeted
applications of EMAC-MADE3. This includes, for instance, the tendency of the
model to simulate a relatively large anthropogenic aerosol radiative forcing,
which is a common feature in coarse-resolution global models and may affect the
estimates of the climate impacts of specific sectors, such as aviation. The
model biases in CDNC and ICNC could also influence the model's ability to
reproduce observed cloud radiative properties. This deficiency needs to be
further reduced in future studies. Another limitation is related to
the uncertain properties of ice-nucleating particles, which, in the case of
black carbon, still lack a sufficient level of understanding. Furthermore, the
cirrus parameterization implemented here is based on a supersaturation
threshold for ice nucleation, but it is not able to follow the ice formation
process in detail by means of, e.g., a nucleation spectrum. This means that
a single critical value is provided for each ice-nucleating particle type, but
this does not fully represent the complexity of the actual physical
process. Finally, in this study, we focused on ice formation in cirrus clouds
from the perspective of aerosol particles driving this process, but it should
not be forgotten that mesoscale and large-scale atmospheric dynamics play an
equally (or even more) important role in the microphysics of cirrus clouds.</p>
</sec>

      
      </body>
    <back><notes notes-type="codeavailability"><title>Code availability</title>

      <p id="d1e6337">MESSy is continuously developed and applied by a consortium of
institutions. The usage of MESSy, including MADE3, and access to the source
code is licensed to all affiliates of institutions which are members of the
MESSy Consortium.  Institutions can become members of the MESSy Consortium by
signing the MESSy Memorandum of Understanding. More information can be found on
the MESSy Consortium website (<uri>http://www.messy-interface.org</uri>, last
access: 24 February 2020). The model configuration discussed in this paper has
been developed based on version 2.54 and will be part of the next EMAC release
(version 2.55).</p>

      <p id="d1e6343">The Earth System Model Evaluation Tool (ESMValTool) v1.1.0, used to produce
Figs. <xref ref-type="fig" rid="Ch1.F2"/>, <xref ref-type="fig" rid="Ch1.F4"/>, <xref ref-type="fig" rid="Ch1.F7"/>,
and <xref ref-type="fig" rid="Ch1.F8"/>, is available at
<ext-link xlink:href="https://github.com/ESMValGroup/ESMValTool/releases/tag/v1.1.0">https://github.com/ESMValGroup/ESMValTool/releases/tag/v1.1.0</ext-link> (last access: 24 February 2020).</p>
  </notes><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e6360">The model simulation data analyzed in this work are available at
<uri>https://doi.org/10.5281/zenodo.3630106</uri> <xref ref-type="bibr" rid="bib1.bibx103" id="paren.181"/>.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e6369">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/gmd-13-1635-2020-supplement" xlink:title="pdf">https://doi.org/10.5194/gmd-13-1635-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e6378">MR conceived the study, implemented the new cloud scheme in
EMAC, designed and performed the simulations, analyzed the data, evaluated
and interpreted the results, and wrote the paper. JH conceived the study,
contributed to the interpretation of the results and to the text. UL provided
the new cloud scheme, contributed to designing the simulations and interpreting
the results; CB, with the help of BH and IT, developed and implemented the
method for filtering online dust emissions at low model resolutions in EMAC;
MK and CR provided the in situ data for the evaluation of the cirrus
properties and contributed to the interpretation of the results; MP
contributed to the design and the interpretation of the tuning experiments;
VH, RH, and CV provided the DACCIWA and ML-CIRRUS data for the evaluation of
cloud droplet number concentrations and of cirrus properties, and contributed
to the interpretation of the results and to the text.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e6384">The authors declare that they have no conflict of
interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e6390">The EMAC simulations
were preformed at the German Climate Computing Center (DKRZ, Hamburg,
Germany). The contribution of cloud sonde data from ML-CIRRUS by
Stephan Borrmann and Ralf Weigel (University of Mainz and MPI-C, Germany) is
kindly acknowledged. We are grateful to Yvonne Boose (DLR, Germany) for her
comments and suggestions on an earlier version of the manuscript, and to Klaus
Gierens, Patrick Jöckel, Axel Lauer, Matthias Nützel (DLR, Germany), Corinna Hoose (KIT, Germany),
Holger Tost (University of Mainz, Germany), Sara Bacer (MPI-C, Germany), and
Miriam Kuebbeler for helpful discussions. The development work presented in
this paper has greatly benefited from the support of the whole MESSy team of
developers and maintainers.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <?pagebreak page1655?><p id="d1e6395">This study was supported by the DLR transport program (projects
“Transport and the Environment – VEU2” and “Transport and Climate –
TraK”) by the DLR space research program (project “Climate relevant
trace gases, aerosols and clouds – KliSAW”), by the DLR aviation research
program (project “Ecological and Economical Flying – Eco2Fly”), and by the
Initiative and Networking Fund of the Helmholtz Association through the project
“Advanced Earth System Modelling Capacity (ESM)”. The ML-CIRRUS campaign was supported by DFG SPP HALO1294 contract
no. VO1504/4-1, and Romy Heller by the EU ICE-GENESIS project within H2020 grant
agreement no. 824310.
<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>The article processing charges for this open-access <?xmltex \hack{\newline}?> publication  were covered by a Research <?xmltex \hack{\newline}?> Centre of the Helmholtz Association.</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e6409">This paper was edited by Samuel Remy and reviewed by three anonymous referees.</p>
  </notes><ref-list>
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<abstract-html><p>A new cloud microphysical scheme including a detailed parameterization for
aerosol-driven ice formation in cirrus clouds is implemented in the global
ECHAM/MESSy Atmospheric Chemistry (EMAC) chemistry–climate model and
coupled to the third generation of the Modal Aerosol Dynamics model for Europe adapted for global applications (MADE3) aerosol submodel. The new
scheme is able to consistently simulate three regimes of stratiform clouds –
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aerosol particles to form cloud droplets and the nucleation of ice
crystals. In the cirrus regime, it allows for the competition between
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vapor, taking into account different types of ice-nucleating particles, whose
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setup. The new model configuration is tuned to find the optimal set of
parameters that minimizes the model deviations with respect to
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results for standard cloud and radiation variables with a comprehensive set of
observations from satellite retrievals and in situ measurements. The
performance of EMAC-MADE3 in this new coupled configuration is in line with
similar global coupled models and with other global aerosol models featuring
ice cloud parameterizations. Some remaining discrepancies, namely a high
positive bias in liquid water path in the Northern Hemisphere and
overestimated (underestimated) cloud droplet number concentrations over the
tropical oceans (in the extratropical regions), which are both
a common problem in these kinds of models, need to be taken into account in
future applications of the model. To further demonstrate the readiness of the
new model system for application studies, an estimate of the anthropogenic
aerosol effective radiative forcing (ERF) is provided, showing that EMAC-MADE3
simulates a relatively strong aerosol-induced cooling but within the range
reported in the Intergovernmental Panel on Climate Change (IPCC) assessments.</p></abstract-html>
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