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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">GMD</journal-id>
<journal-title-group>
<journal-title>Geoscientific Model Development</journal-title>
<abbrev-journal-title abbrev-type="publisher">GMD</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Geosci. Model Dev.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1991-9603</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/gmd-10-571-2017</article-id><title-group><article-title>Half a degree additional warming, prognosis and projected impacts (HAPPI): background and experimental design</article-title>
      </title-group><?xmltex \runningtitle{Half a degree additional warming, prognosis and projected
impacts}?><?xmltex \runningauthor{D. Mitchell et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff19">
          <name><surname>Mitchell</surname><given-names>Daniel</given-names></name>
          <email>mitchell@atm.ox.ac.uk</email>
        <ext-link>https://orcid.org/0000-0002-0117-3486</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>AchutaRao</surname><given-names>Krishna</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff3">
          <name><surname>Allen</surname><given-names>Myles</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Bethke</surname><given-names>Ingo</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6836-9838</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Beyerle</surname><given-names>Urs</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6464-0838</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Ciavarella</surname><given-names>Andrew</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff7">
          <name><surname>Forster</surname><given-names>Piers M.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6078-0171</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff8">
          <name><surname>Fuglestvedt</surname><given-names>Jan</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Gillett</surname><given-names>Nathan</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2957-0002</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Haustein</surname><given-names>Karsten</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-3126-7851</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3 aff6">
          <name><surname>Ingram</surname><given-names>William</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff10">
          <name><surname>Iversen</surname><given-names>Trond</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6875-2979</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Kharin</surname><given-names>Viatcheslav</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3439-9609</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff11">
          <name><surname>Klingaman</surname><given-names>Nicholas</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2927-9303</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Massey</surname><given-names>Neil</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Fischer</surname><given-names>Erich</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1931-6737</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff12 aff13">
          <name><surname>Schleussner</surname><given-names>Carl-Friedrich</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8471-848X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Scinocca</surname><given-names>John</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff10">
          <name><surname>Seland</surname><given-names>Øyvind</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff14">
          <name><surname>Shiogama</surname><given-names>Hideo</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff15">
          <name><surname>Shuckburgh</surname><given-names>Emily</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff16">
          <name><surname>Sparrow</surname><given-names>Sarah</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-1802-6909</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff17">
          <name><surname>Stone</surname><given-names>Dáithí</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2518-100X</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff16 aff1">
          <name><surname>Uhe</surname><given-names>Peter</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff16">
          <name><surname>Wallom</surname><given-names>David</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-7527-3407</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff17">
          <name><surname>Wehner</surname><given-names>Michael</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-5991-0082</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff18">
          <name><surname>Zaaboul</surname><given-names>Rashyd</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Environmental Change Institute, School of Geography and the Environment, Oxford University, Oxford, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Centre for Atmospheric Sciences, Indian Institute of Technology Delhi, New Delhi 110016, India</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Atmospheric, Oceanic and Planetary Physics (AOPP), Oxford University, Oxford, UK</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Uni Research Climate, Bjerknes Centre for Climate Research, Bergen, Norway</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>ETH Zurich, Institute for Atmospheric and Climate Science, Zurich, Switzerland</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Met Office Hadley Centre for Climate Science and Services, Exeter, UK</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>School of Earth and Environment, University of Leeds, Leeds, UK</institution>
        </aff>
        <aff id="aff8"><label>8</label><institution>Center for International Climate and Environmental Research – Oslo (CICERO),
PO Box 1129 Blindern, 0318 Oslo, Norway</institution>
        </aff>
        <aff id="aff9"><label>9</label><institution>Canadian Centre for Climate Modelling and Analysis, Environment and
Climate Change Canada, <?xmltex \hack{\break}?>University of Victoria, Victoria, V8W 2Y2, Canada</institution>
        </aff>
        <aff id="aff10"><label>10</label><institution>Norwegian Meteorological Institute, Oslo, Norway</institution>
        </aff>
        <aff id="aff11"><label>11</label><institution>National Centre for Atmospheric Science – Climate,
Department of Meteorology, University of Reading, Reading, UK</institution>
        </aff>
        <aff id="aff12"><label>12</label><institution>Climate Analytics, Berlin, Germany</institution>
        </aff>
        <aff id="aff13"><label>13</label><institution>Potsdam Institute for Climate Impact Research, Potsdam, Germany</institution>
        </aff>
        <aff id="aff14"><label>14</label><institution>Center for Global Environmental Research, National Institute for
Environmental Studies, 16-2 Onogawa, <?xmltex \hack{\break}?>Tsukuba, Ibaraki 305-8506, Japan</institution>
        </aff>
        <aff id="aff15"><label>15</label><institution>British Antarctic Survey (BAS), High Cross, Madingley Road, Cambridge, UK</institution>
        </aff>
        <aff id="aff16"><label>16</label><institution>Oxford e-Research Centre (OeRC), University of Oxford, Oxford, UK</institution>
        </aff>
        <aff id="aff17"><label>17</label><institution>Lawrence Berkeley National Laboratory, Berkeley, CA, USA</institution>
        </aff>
        <aff id="aff18"><label>18</label><institution>International Center for Biosaline Agriculture, P.O. Box 14660 Dubai, UAE</institution>
        </aff>
        <aff id="aff19"><label>a</label><institution>now at: School of Geographical Sciences, University of Bristol, Bristol, UK</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Daniel Mitchell (mitchell@atm.ox.ac.uk)</corresp></author-notes><pub-date><day>8</day><month>February</month><year>2017</year></pub-date>
      
      <volume>10</volume>
      <issue>2</issue>
      <fpage>571</fpage><lpage>583</lpage>
      <history>
        <date date-type="received"><day>28</day><month>July</month><year>2016</year></date>
           <date date-type="rev-request"><day>24</day><month>August</month><year>2016</year></date>
           <date date-type="rev-recd"><day>16</day><month>December</month><year>2016</year></date>
           <date date-type="accepted"><day>4</day><month>January</month><year>2017</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://gmd.copernicus.org/articles/.html">This article is available from https://gmd.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://gmd.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://gmd.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>The Intergovernmental Panel on Climate Change (IPCC) has accepted the
invitation from the UNFCCC to provide a special report on the impacts of
global warming of 1.5 <inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above pre-industrial levels and on related
global greenhouse-gas emission pathways. Many current experiments in, for
example, the Coupled Model Inter-comparison Project (CMIP), are not
specifically designed for informing this report. Here, we document the design
of the half a degree additional warming, projections, prognosis and impacts
(HAPPI) experiment. HAPPI provides a framework for the generation of climate
data describing how the climate, and in particular extreme weather, might
differ from the present day in worlds that are 1.5 and
2.0 <inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warmer than pre-industrial conditions. Output from
participating climate models includes variables frequently used by a range of
impact models. The key challenge is to separate the impact of an additional
approximately half degree of warming from uncertainty in climate model
responses and internal climate variability that dominate CMIP-style
experiments under low-emission scenarios.</p>
    <p>Large ensembles of simulations (<inline-formula><mml:math id="M3" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 50 members) of atmosphere-only models for
three time slices are proposed, each a decade in length: the first being the
most recent observed 10-year period (2006–2015), the second two being
estimates of a similar decade but under 1.5 and 2 <inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C conditions
a century in the future. We use the representative concentration pathway 2.6
(RCP2.6) to provide the model boundary conditions for the 1.5 <inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
scenario, and a weighted combination of RCP2.6 and RCP4.5 for the
2 <inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C scenario.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>A schematic comparing the emission-scenario-based approaches (top),
such as CMIP, with the HAPPI approach (bottom). The HAPPI approach flows from
the constraint on global temperatures to the comparison of extremes using the
large-ensemble approach to impact models. The histogram depicts an
illustrative example of distributions for extreme-event indicators (such as
maximum daily temperature) for the present day (green), 1.5 <inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
(blue) and 2 <inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C (red) above pre-industrial levels.</p></caption>
      <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f01.png"/>

    </fig>

<table-wrap id="Ch1.T1" specific-use="star"><caption><p>Table of models that will likely contribute to HAPPI, with
specifications and expected number of simulated model years per experiment
tier. Regional climate models (RCMs) are also listed. In addition to the
simulations detailed here, modelling centres will run five ensemble members
of 1959 to 2015 conditions for bias-correction purposes.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1">Model</oasis:entry>  
         <oasis:entry colname="col2">Horizontal</oasis:entry>  
         <oasis:entry colname="col3">Tier 1</oasis:entry>  
         <oasis:entry colname="col4">Tier 2</oasis:entry>  
         <oasis:entry colname="col5">RCM</oasis:entry>  
         <oasis:entry colname="col6">References</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">resolution</oasis:entry>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">CAM4</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">15 000</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx24" id="text.1"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">CAM5.1.2–0.25degree</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:mn>25</mml:mn><mml:mo>×</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula> km</oasis:entry>  
         <oasis:entry colname="col3">150</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx44" id="text.2"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">CAM5.1–1degree</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mn>1.25</mml:mn><mml:mo>×</mml:mo><mml:mn>0.94</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">3000</oasis:entry>  
         <oasis:entry colname="col4">6000</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx23" id="text.3"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">CanAM4</oasis:entry>  
         <oasis:entry colname="col2">T63</oasis:entry>  
         <oasis:entry colname="col3">1500</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx40" id="text.4"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">HadAM3P</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:mn>1.88</mml:mn><mml:mo>×</mml:mo><mml:mn>1.25</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">30 000</oasis:entry>  
         <oasis:entry colname="col4">30 000</oasis:entry>  
         <oasis:entry colname="col5">Y</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx19" id="text.5"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">HadGEM3</oasis:entry>  
         <oasis:entry colname="col2">N216</oasis:entry>  
         <oasis:entry colname="col3">1500</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx41" id="text.6"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">MetUM-GOML2</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:mn>1.875</mml:mn><mml:mo>×</mml:mo><mml:mn>1.25</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">0</oasis:entry>  
         <oasis:entry colname="col4">450</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx13" id="text.7"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx41" id="text.8"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">MIROC5</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mn>150</mml:mn><mml:mo>×</mml:mo><mml:mn>150</mml:mn></mml:mrow></mml:math></inline-formula> km</oasis:entry>  
         <oasis:entry colname="col3">3000</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx32" id="text.9"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">MPI-ECHAM6.3</oasis:entry>  
         <oasis:entry colname="col2">T63</oasis:entry>  
         <oasis:entry colname="col3">3000</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">Y</oasis:entry>  
         <oasis:entry colname="col6">–</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">NorESM1_Happi</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:mn>1.25</mml:mn><mml:mo>×</mml:mo><mml:mn>0.94</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">3750</oasis:entry>  
         <oasis:entry colname="col4">2000</oasis:entry>  
         <oasis:entry colname="col5">N</oasis:entry>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx3" id="text.10"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx17" id="text.11"/>
              </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6">
                <xref ref-type="bibr" rid="bib1.bibx15" id="text.12"/>
              </oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>In its Paris Agreement, the parties of the United Nations Framework
Convention on Climate Change (UNFCCC) have established a long-term temperature
goal for climate protection of “holding the increase in the global average
temperature to well below 2 <inline-formula><mml:math id="M21" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above pre-industrial levels and
pursuing efforts to limit the temperature increase to 1.5 <inline-formula><mml:math id="M22" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above
pre-industrial levels, recognising that this would significantly reduce the
risks and impacts of climate change” <xref ref-type="bibr" rid="bib1.bibx38" id="paren.13"/>. Such an agreement has
naturally received interest from the academic community, with numerous
authors commenting on this outcome <xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx25 bib1.bibx27 bib1.bibx21 bib1.bibx1 bib1.bibx4 bib1.bibx31" id="paren.14"><named-content content-type="pre">e.g.</named-content></xref>.
However, the body of research assessing impacts under a 1.5 <inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C world
is small compared to higher emission scenario studies <xref ref-type="bibr" rid="bib1.bibx16" id="paren.15"/>,
though there are notable exceptions <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx30" id="paren.16"/>. It
has been argued that current coordinated international climate modelling
experiments, such as the Coupled Model Intercomparison Project (CMIP5)
<xref ref-type="bibr" rid="bib1.bibx36" id="paren.17"/>, may not be best suited to address this question, and so
we need dedicated climate experiments <xref ref-type="bibr" rid="bib1.bibx21" id="paren.18"/>.</p>
      <p>HAPPI is proposed to provide a framework to assess the impacts of a
1.5 <inline-formula><mml:math id="M24" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C world, and the impacts avoided from higher degree worlds,
such as 2 <inline-formula><mml:math id="M25" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. As argued in <xref ref-type="bibr" rid="bib1.bibx21" id="text.19"/>, assessment of the
impacts of a 1.5 <inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C world requires large sets of simulations in
order to adequately sample the extreme weather that often is associated with
the highest climate-related impacts and risks, and it also requires
simulations under steady forcing conditions in order to address the
1.5 <inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C target. Figure <xref ref-type="fig" rid="Ch1.F1"/> shows a schematic of how HAPPI
differs from scenario-based approaches, such as CMIP. The more traditional
scenario-based approach (top panel) starts with either an emission scenario,
such as those used in CMIP3 (Special Report on Emissions Scenarios;
SRES) <xref ref-type="bibr" rid="bib1.bibx22" id="paren.20"/>, or a pathway to reach a certain radiative
forcing by 2100, such as those used in CMIP5 (representative concentration
pathway; RCP) <xref ref-type="bibr" rid="bib1.bibx39" id="paren.21"/>. As uncertainty increases with time, and is
dominated by responses and variability in CMIP-style experiments, as
illustrated in Fig. <xref ref-type="fig" rid="Ch1.F1"/> (upper panel), such experiments are not
ideal to inform assessments of impacts at specific levels of warming such as
1.5 or 2 <inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, let alone the difference between two such
warming levels. For example, the lowest CMIP5 scenario, the RCP2.6, shows a
median global-mean temperature increase of 1 <inline-formula><mml:math id="M29" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above 1986–2005
levels, with a likely range between 0.3 and 1.7 <inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C over the CMIP5
model ensemble (Collins et al., 2013). This range includes 1.5 and
2 <inline-formula><mml:math id="M31" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warming above pre-industrial levels, which introduces some
issues into the assessment of differences in impacts of these warming levels
based on such a model ensemble. Some studies have used methodologies with
CMIP5 models that partially address this issue, for instance
<xref ref-type="bibr" rid="bib1.bibx8" id="text.22"/> pick 20 year periods from transient simulations centred
on a specific global-mean temperature threshold. Such a method has advantages
over the HAPPI method in that it taps into the wealth of model integrations
already performed in CMIP, but also that it samples SST variability across
the board (the atmospheric models are coupled to interactive
oceans)<fn id="Ch1.Footn1"><p>This is explicitly addressed in Sect. 2 as a sensitivity
test to the HAPPI design.</p></fn>. However, it also adds an extra level of
complexity in that there is a large spread in timing for when transient CMIP
models cross 1.5 <inline-formula><mml:math id="M32" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, and different forcings will be at play during different
times. One example is ozone-hole recovery and the implications for Southern
Hemisphere circulation patterns, which are likely to be different if, for
example, a model crosses 1.5 <inline-formula><mml:math id="M33" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C in 2030 rather than 2050 <xref ref-type="bibr" rid="bib1.bibx34" id="paren.23"><named-content content-type="pre">e.g.</named-content></xref>.
It is also harder to calculate a robust return period from transient
simulations, because contiguous data will only be consistent with a global-mean temperature threshold for a short period of time.</p>
      <p>The parties of the UNFCCC have chosen to frame their goals for climate
protection in terms of a global temperature response, rather than an emission
scenario. As such, the UNFCCC is not asking for the risks associated with
emission scenarios that is “likely” to maintain temperatures below
1.5 <inline-formula><mml:math id="M34" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C (or some other criterion): it is asking about the risks
associated with 1.5 <inline-formula><mml:math id="M35" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warming per se, irrespective of what emission
path is followed to achieve it (emission paths being addressed in the second
challenge). As such, the global response is where the HAPPI design starts,
tracing through to regional extreme weather and potential impacts.</p>
</sec>
<sec id="Ch1.S2">
  <title>Experimental design</title>
      <p>The experiments under HAPPI are designed to be as similar as possible in
experimental design as current (or proposed) climate experiments, notably the
International CLIVAR Climate of the 20th Century Plus Detection and
Attribution (C20C<inline-formula><mml:math id="M36" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> D&amp;A) project <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx9" id="paren.24"/>. Synergies
between the experiments allow to minimise the additional computational time
required from modelling centres. The core experiments will be driven with a
spectrum of different leading atmosphere-only Global Circulation Models
(GCMs), the initial participants of which are listed in Table <xref ref-type="table" rid="Ch1.T1"/>. By
using atmosphere-only models instead of fully coupled models, we are able to
generate larger ensemble sizes (due to decreased computational cost) while
providing more accurate regional climate projections <xref ref-type="bibr" rid="bib1.bibx12" id="paren.25"/>. Boundary
conditions for the models are taken from the CMIP5 experimental design and
from models that participated in that initiative.</p>
      <p>There are two tiers of experiments, intended to characterise various climate
scenarios, as well as uncertainties in the specifications of the
temperature-based scenarios.</p>
<sec id="Ch1.S2.SS1">
  <title>Tier 1 experiments</title>
      <p>Three core experiments are proposed:</p>
      <p><list list-type="order">
            <list-item>
              <p>Current decade (2006–2015) conditions (50- to 100-member ensembles).</p>
            </list-item>
            <list-item>
              <p>1.5 <inline-formula><mml:math id="M37" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warmer than pre-industrial (1861–1880) conditions
(50- to 100-member ensembles) relevant for the 2106–2115 period.</p>
            </list-item>
            <list-item>
              <p>2.0 <inline-formula><mml:math id="M38" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warmer than pre-industrial (1861–1880) conditions
(50- to 100-member ensembles) relevant for the 2106–2115 period.</p>
            </list-item>
          </list></p>
      <p>Each simulation within an experiment differs from the others in its initial
weather state. The use of 50–100 10 year time slices provides 500–1000 years
of data per experiment. Simulations are limited to 10 years in length because
the observed ocean temperatures, upon which all HAPPI experiments are based,
have been approximately constant during this period (at least within the
context of the anthropogenic warming scales considered by HAPPI). However,
10 year periods should provide material for some analysis of multi-year
events, such as droughts. The degree to which the output of the simulations
can be used to estimate unbiased return values for a specific return period
will depend on various aspects of the event, such as region and climate
variables. In the extratropical summer, for instance, the 500–1000 years may
be considered an unbiased sample, whereas in the tropics it may be important
to acknowledge the major El Niño and La Niña events during the 2006–2015
period.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Time series of global annual mean surface-air temperature anomalies
(relative to 1861–1880) from CMIP5 RCP2.6 and RCP4.5 experiments. Solid
lines show the multi-model mean and shaded regions show the 5–95 % range
across all 26 models. Only one simulation is used for each model. All models
where the data were available for both scenarios were used, leading to 26
models in total.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f02.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p>Left: SST warming pattern added to the current decade to produce
the (top) 1.5<inline-formula><mml:math id="M39" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and (bottom) 2<inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> scenarios. Right: the standard deviation
of annual mean delta SSTs across the 23 models. Units are in
<inline-formula><mml:math id="M41" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f03.jpg"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>Polar stereographic projections of decadal-mean (top) sea ice
concentration from the 1.5<inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> experiment and (bottom) the difference in
sea ice concentration between the 1.5<inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> experiment and OSTIA. The OSTIA
data cover the decade 2006–2015. Left panels show the Northern Hemisphere, right panels show
the Southern Hemisphere.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f04.png"/>

        </fig>

      <p><def-list>
            <def-item><term>Current decade experiment:</term><def>

              <p>Modelling centres will use observed
forcing conditions as in the DECK AMIP design, including Sea Surface
Temperatures (SSTs) and sea ice <xref ref-type="bibr" rid="bib1.bibx36" id="paren.26"/>. The 2006–2015 decade is
chosen because it is our most recently observed period, but also because it
contains a range of different SST patterns over the decade, allowing for an
assessment of how the ocean conditions vary on inter-annual timescales. From
2017 onward, modelling centres will also have the option of simulating
observed 2016 climate, thereby capturing the large El Niño event in
2015–2016. Note that the C20C project will also perform these experiments.</p>
            </def></def-item>
            <def-item><term>The 1.5 <inline-formula><mml:math id="M44" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment:</term><def>

              <p>It is difficult (without many
climate-model-specific iterations) to explicitly design an emissions scenario
that would lead to a world exactly 1.5 <inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warmer than pre-industrial
conditions. This is because the CMIP community are set up to use particular
emission scenarios or RCP scenarios, rather than a scenario that leads to
some chosen amount of warming. Here, we take 1.5 <inline-formula><mml:math id="M46" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C to mean
“1.5 <inline-formula><mml:math id="M47" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C as measured as the near-surface air temperature”, as is the
formal definition of the transient climate response, rather than some mix of
measuring systems (for instance surface ocean) that may have implications for
the energy budget <xref ref-type="bibr" rid="bib1.bibx26" id="paren.27"/>.</p>
              <p>By chance, the multi-model average across climate model simulations submitted to CMIP5
under the RCP2.6 forcing scenario results in a global average temperature
response at 1.55 <inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C relative to pre-industrial levels (2091–2100 relative to
1861–1880). Figure <xref ref-type="fig" rid="Ch1.F2"/> shows the average and 5–95 % spread in
global-mean temperature anomaly for all available CMIP5 models for the RCP2.6
scenario (dark blue). Within HAPPI, we assume that this amount of warming is
sufficiently close to inform the call of the UNFCCC on a special report on
the “impacts of global warming of 1.5 <inline-formula><mml:math id="M49" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above pre-industrial
levels” <xref ref-type="bibr" rid="bib1.bibx38" id="paren.28"/>, and thus HAPPI adopts the end-of-century
anthropogenic radiative forcing conditions from the RCP2.6 emissions
scenario. Specifically, forcing values for the year 2095 for greenhouse gases, aerosol, land-use, and land-cover changes are repeated for each of the years within the 1.5 <inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
decade. Natural radiative forcings, however, are set to the same values as in
the current-decade experiment.</p>
              <p>Projected SSTs are calculated by adding to the observed 2006–2015 SSTs a
change in SST (<inline-formula><mml:math id="M51" display="inline"><mml:mi mathvariant="normal">Δ</mml:mi></mml:math></inline-formula>SST) between the decadal average of the modelled
2006–2015 period and the decadal average of the modelled 1.5 <inline-formula><mml:math id="M52" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
world over 2091–2100. Hence the SST patterns are still time-varying because
they are based on the 2006–2015 observations, but they have an additional
warming added to them. As CMIP5 historical simulations stopped in 2005, the
decadal average of the 2005–2015 SSTs is estimated from RCP8.5 simulations,
as this is the scenario that is closest to observations over this period. The
decadal average of the 2091–2100 SSTs is estimated from CMIP5 RCP2.6
simulations. The spread of these models is shown in Fig. <xref ref-type="fig" rid="Ch1.F2"/>, of
which 23 models have the required data (see Sect. <xref ref-type="sec" rid="Ch1.S2.SS2"/> for more details
on the individual patterns). The resulting multi-model average <inline-formula><mml:math id="M53" display="inline"><mml:mi mathvariant="normal">Δ</mml:mi></mml:math></inline-formula>SST,
used in the 1.5 <inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment, is shown in Fig. <xref ref-type="fig" rid="Ch1.F3"/>. The
global-mean SST response is 1.02 <inline-formula><mml:math id="M55" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C relative to the pre-industrial
period, with larger warming over land providing the global 1.55 <inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
total. Because of the time period we use as our baseline (2006–2015) some of
the so-called hiatus effect may bias our results cold, and this will be partially
compensated for by the fact that our global-mean temperature is 0.05 <inline-formula><mml:math id="M57" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
higher than desired, but we also note that it is the difference between the
0.5 <inline-formula><mml:math id="M58" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warming in these relatively low emission scenarios that is
important, rather than the exact magnitude.</p>
              <p>Estimated sea ice is more problematic than estimated SSTs, because the
CMIP-projected Arctic and Antarctic sea ice extents vary dramatically between
models <xref ref-type="bibr" rid="bib1.bibx5" id="paren.29"/>. In the Arctic, most climate models show a
decrease at all longitudes in sea ice. In the Antarctic, the overall model
responses show a similar decrease with equally variable projections. The
CMIP5 climate models are also unable to capture the observed increases in
Antarctic sea ice over the satellite era <xref ref-type="bibr" rid="bib1.bibx37" id="paren.30"/>, leading to low
confidence in their ability to predict future changes. As such, we use a
different method to estimate sea ice under 1.5 <inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C and higher
scenarios, which is an adaptation of <xref ref-type="bibr" rid="bib1.bibx18" id="text.31"/>. In short, we
calculate an anomaly (from 1996 to 2015) for every month from 1996 to 2015 in both
SSTs and sea ice from the operational sea surface temperature and sea ice
analysis (OSTIA) data set <xref ref-type="bibr" rid="bib1.bibx35" id="paren.32"/> and fit a linear
relationship between SSTs and sea ice as a function of month and grid box. We
use as the regressor the meridional average of SST grid boxes, within a
hemisphere, at grid points where there is ice present at some point in time
between 1996 and 2015 (i.e. the climatological monthly mean ice concentration
for the grid box is non-zero). This represents temperature at that longitude
under and near the ice edge, thereby minimising poorly observed values in
ice-covered regions. We use ice cover in an index grid box as the regressand,
and smooth the resultant field with a 500 km smoother. We then apply the sea
ice–SST relationship to the 1.5 <inline-formula><mml:math id="M60" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment SST anomalies, to give
a projected sea ice concentration anomaly. These anomalies are added on to
the observed OSTIA data spanning the most recent decade. The absolute sea ice
concentration fields and anomalies from observations are given in Fig. <xref ref-type="fig" rid="Ch1.F4"/>.
This methodology has the added benefit that the SSTs and sea ice
are consistent with each other in the HAPPI experiments.</p>
            </def></def-item>
            <def-item><term>The 2 <inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment:</term><def>

              <p>For the 2 <inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment, no
analogous CMIP5 simulations are available. The RCP scenario resulting in the
second coolest temperatures by the end of the 21st century is RCP4.5, which
reaches <inline-formula><mml:math id="M63" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 2.5 <inline-formula><mml:math id="M64" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C relative to pre-industrial levels by the end of the
21st century (Fig. <xref ref-type="fig" rid="Ch1.F2"/>). Both RCP2.6 and RCP4.5 have 5–95 % ranges
that overlap a global mean temperature of 2 <inline-formula><mml:math id="M65" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, and the mean of both scenarios are a
similar distance from this threshold.</p>
              <p>To calculate the future SST and sea ice conditions of a 2 <inline-formula><mml:math id="M66" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C world
we therefore take a weighted sum of the two RCP scenarios,
W<inline-formula><mml:math id="M67" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M68" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> RCP2.6 <inline-formula><mml:math id="M69" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> W<inline-formula><mml:math id="M70" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M71" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> RCP4.5. The weights are calculated such that the global-mean
temperature response is 2.05 <inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C (i.e. exactly half a degree above
the 1.55 <inline-formula><mml:math id="M73" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C response from the 1.5 <inline-formula><mml:math id="M74" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment), and
results in W<inline-formula><mml:math id="M75" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M76" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn>0.41</mml:mn></mml:mrow></mml:math></inline-formula> and W<inline-formula><mml:math id="M77" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn>0.59</mml:mn></mml:mrow></mml:math></inline-formula>. These weights are used to calculate the
SSTs and sea ice coverage using the same methodology as in the
1.5 <inline-formula><mml:math id="M79" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment.</p>
              <p>The same weightings are applied to the radiative forcing of each well-mixed
greenhouse gas (e.g. CO<inline-formula><mml:math id="M80" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>, CH<inline-formula><mml:math id="M81" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:math></inline-formula>, N<inline-formula><mml:math id="M82" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>O, CFCs etc). Some concentrations do not
scale linearly with radiative forcing, for instance CO<inline-formula><mml:math id="M83" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> concentrations
following a logarithm, and the CH<inline-formula><mml:math id="M84" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:math></inline-formula> and N<inline-formula><mml:math id="M85" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>O concentrations follow a square
root. All other concentrations are linearly related to the radiative forcing.
A full list of these relationships is given by the IPCC <xref ref-type="bibr" rid="bib1.bibx2" id="paren.33"/>.
Natural forcings remain at the 1.5 <inline-formula><mml:math id="M86" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment (and current-decade
experiment) values. Land cover and land use are represented in a discretised form in
the climate models, and so cannot be interpolated. Meanwhile, the climate
responses to anthropogenic aerosols and ozone concentrations (or, for some
models, emissions of their precursors) do not follow a simple functional
form, and in the case of aerosols this is further complicated by major
differences in the spatial distributions of concentrations between the two
RCPs. Considering that the parties of the UNFCCC are most concerned about a
CO<inline-formula><mml:math id="M87" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>-dominated warming, and CO<inline-formula><mml:math id="M88" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> is the dominant contributor to changes in the
radiative budget by 2100 <xref ref-type="bibr" rid="bib1.bibx5" id="paren.34"><named-content content-type="pre">e.g. see Fig. 12.3 of </named-content></xref>, we
chose to set the remaining (i.e. other than CO<inline-formula><mml:math id="M89" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula>, SST, sea ice, and
natural forcings) 2 <inline-formula><mml:math id="M90" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment forcings to their 1.5 <inline-formula><mml:math id="M91" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
experiment values.</p>
            </def></def-item>
          </def-list></p>
      <p>In addition to the three core experiments, modelling centres will also run at
least five ensemble members spanning the period 1959–2015, thereby allowing
for a range of biases in the climate models to be assessed (see Sect. <xref ref-type="sec" rid="Ch1.S5"/>).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Tier 2 experiments</title>
      <p>The Tier 2 experiments will replicate the Tier 1 1.5 and 2 <inline-formula><mml:math id="M92" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C
experiments, but also take into account SST and sea ice uncertainty at the
expense of ensemble size. Individual estimates of SST response patterns from
the 23 different CMIP5 models will be used, the annual means of which are
presented in Appendix A for both scenarios. Each individual model pattern
will be scaled to have the same SST mean response as the multi-model mean
(MMM) response (1.02 <inline-formula><mml:math id="M93" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C for the 1.5 <inline-formula><mml:math id="M94" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C experiment); this
will give a measure of the impact of uncertainty in the pattern of
large-scale warming, conditioned on a specific global temperature change,
consistent with research demanded by the UNFCCC call.</p>
      <p>Additional Tier 2 experiments will determine the sensitivity of the response
to 1.5 and 2.0 <inline-formula><mml:math id="M95" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C of warming to the inclusion of
atmosphere–ocean interactions in models, and hence to the choice of an
AMIP-type approach for the Tier 1 HAPPI experiments. This is an important
question, given that air–sea feedbacks have been shown to affect the fidelity
of model representations of key phenomena that control weather and climate
extremes <xref ref-type="bibr" rid="bib1.bibx6" id="paren.35"><named-content content-type="pre">e.g. the Madden–Julian oscillation;</named-content></xref>. These
Tier 2 experiments use atmospheric GCMs coupled to either one-dimensional
mixed-layer oceans (i.e. with vertical resolution) or zero-dimensional slab
oceans. These models require bias corrections to either the full vertical
profile of temperature and salinity (for mixed-layer oceans) or to SST (for
slab oceans) to represent missing ocean dynamics and to correct for biases in
atmospheric surface fluxes <xref ref-type="bibr" rid="bib1.bibx13" id="paren.36"><named-content content-type="pre">e.g.</named-content></xref>. A key advantage of
these models is that they can maintain a given global-mean temperature
effectively indefinitely. They do not include modes of coupled
atmosphere–ocean variability that rely on ocean dynamics (e.g. the El
Niño–Southern Oscillation or the Indian Ocean Dipole), which can be an
advantage as it avoids issues of under-sampling natural variability. These
models are also much less computationally expensive than coupled models with
full ocean GCMs.</p>
      <p>Here, we describe the experiment design for Tier 2 experiments with the
MetUM-GOML2 model, which comprises the Global Atmosphere 6.0 configuration of
the Met Office Unified Model <xref ref-type="bibr" rid="bib1.bibx41" id="paren.37"/> coupled to the Multi-Column
K Profile Parameterisation mixed-layer ocean (MC-KPP), as described in
<xref ref-type="bibr" rid="bib1.bibx13" id="paren.38"/>. First, we perform a present-day ensemble using forcing
for the 1976–2005 period: greenhouse gases and aerosols are set to the
average values of the period 1976–2005; temperature and salinity corrections
constrain MC-KPP to the ocean climatology from <xref ref-type="bibr" rid="bib1.bibx33" id="text.39"/>; and
climatological sea ice extent and concentrations are prescribed.
Climatological SSTs are also prescribed in regions of seasonal sea ice cover
in the high latitudes, where the model is not coupled
<xref ref-type="bibr" rid="bib1.bibx13" id="paren.40"><named-content content-type="pre">see</named-content></xref>. 1976–2005 differs from the 2006–2015 period
chosen for the Tier 1 experiments, but the objective is to understand the
effect of air–sea coupling on the response to warming, not to compare the
MetUM-GOML2 present-day simulation to any other model.</p>
      <p>Secondly, we adjust the CO<inline-formula><mml:math id="M96" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> in MetUM-GOML2 to achieve target global-mean
warming levels, relative to the present-day ensemble, consistent with 1.5 and
2.0 <inline-formula><mml:math id="M97" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C above pre-industrial levels, measured by near-surface air
temperature. The target levels are computed by first finding the observed
global-mean surface temperature difference between 1976–2005 and
pre-industrial values, which is 0.52 <inline-formula><mml:math id="M98" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C in HadCRUT4. The target levels are
set to 1.5 and 2.0 <inline-formula><mml:math id="M99" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C minus this difference, or 0.98 and
1.48 <inline-formula><mml:math id="M100" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, respectively. This is equivalent to projecting the change
between a 1.5 or 2.0 <inline-formula><mml:math id="M101" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C warmer world and the 1976–2005 period.
Finding the correct CO<inline-formula><mml:math id="M102" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> concentrations involves a trial-and-error
approach, but the effort is mitigated by the fact that warming is a roughly
linear function of CO<inline-formula><mml:math id="M103" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> (for small amounts of warming) and the model
reaches steady state in 5–10 years. There are no changes to the temperature
or salinity corrections, which assumes that the mean ocean heat and salt
transports do not change for relatively small warming. However, we impose
changes to sea ice and the prescribed SSTs in uncoupled (seasonally
ice-covered) regions. We compute these using a transient simulation of the
fully coupled MetUM-GC2 <xref ref-type="bibr" rid="bib1.bibx45" id="paren.41"/> with a 1 % yr<inline-formula><mml:math id="M104" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>
CO<inline-formula><mml:math id="M105" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> increase, by averaging 20 year periods with global-mean warming
closest to our 0.98 and 1.48 <inline-formula><mml:math id="M106" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C target levels and taking the
difference between these periods and the climatology of the MetUM-GC2
present-day control simulation. We apply these differences to the 1976–2005
observed climatologies.</p>
      <p>Thirdly, we perform initial condition perturbation ensembles of MetUM-GOML2
simulations at the target warming levels, using the CO<inline-formula><mml:math id="M107" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> concentrations and
sea ice and high-latitude SST boundary conditions determined above. Finally,
we perform AMIP-type experiments with the same atmospheric model, in which we
prescribe the daily SSTs and sea ice from the MetUM-GOML2 ensembles.
MetUM-GOML2 uses a 3 h coupling frequency; converting to daily SSTs
introduces sufficient noise to cause the coupled and atmosphere-only
experiments to diverge.</p>
      <p>Comparing the coupled and AMIP-type experiments at the same level of warming
allows one to determine the sensitivity of the response to the presence of
atmosphere–ocean interactions, in a framework in which the mean and
inter-annual variability of SST and sea ice are consistent between the
simulations. Similarly, comparing the relative difference between the 1.5 and
2.0 <inline-formula><mml:math id="M108" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C simulations in the coupled and AMIP-type experiments allows
one to determine whether the response to an additional half-degree of warming
is sensitive to inclusion of air–sea coupled feedbacks. We expect that
analysis of these experiments will focus mainly on sub-seasonal variability
and extremes (e.g. heatwaves, intense precipitation events), but it is
possible that air–sea coupling will also affect the mean response.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Toward understanding impacts</title>
      <p>Assessing potential impacts of 1.5 and 2 <inline-formula><mml:math id="M109" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C of warming goes beyond
climate scenarios and requires integrated impact model projections. HAPPI
therefore cooperates with the Inter-Sectoral Impact Model Intercomparison
Project <xref ref-type="bibr" rid="bib1.bibx43" id="paren.42"><named-content content-type="pre">ISIMIP,</named-content></xref> range of sectors including
agriculture and agro-economic modelling <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx7" id="paren.43"/>,
water <xref ref-type="bibr" rid="bib1.bibx29" id="paren.44"/>, biomes and forestry <xref ref-type="bibr" rid="bib1.bibx42" id="paren.45"/>,
permafrost, and human health <xref ref-type="bibr" rid="bib1.bibx20" id="paren.46"/>. To allow for the HAPPI
modelling effort to be most useful for the impact community, the HAPPI
diagnostics provided resemble the climate model input required for the ISIMIP
modelling protocol.</p>
      <p>Specifically, a priority subset of HAPPI AGCM output will be provided in
bias-corrected format following the ISIMIP2b bias correction approach
<xref ref-type="bibr" rid="bib1.bibx10" id="paren.47"/>. A sector-specific modelling protocol will be available
following the ISIMIP2b simulation protocol including socio-economic and
management options.</p>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <title>Summary</title>
      <p>HAPPI has been developed to explicitly inform one of the primary aims of the
Paris Agreement, which seeks to understand impacts of a world limiting global-averaged warming to 1.5 <inline-formula><mml:math id="M110" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. It provides climate data for analysis of
a range of impacts under current, 1.5 and 2 <inline-formula><mml:math id="M111" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C climate scenarios.
The high number of ensemble members (<inline-formula><mml:math id="M112" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 50) allow for information on
policy-relevant timescales to be assessed, while the 10 year length of the
simulations also allows for long-lived extremes, such as droughts, to be
characterized. The two tiers of experiments provide an assessment of not only
the desired climate change scenario, but also the uncertainties in how we
developed the scenario, most notably through sensitivity tests in the SSTs
and sea ice conditions. The data are available in bias-corrected or raw
formats, and are ready for direct input to a range of common climate-impact
models. <?xmltex \hack{\newpage}?></p>
</sec>
<sec id="Ch1.S5">
  <title>Data availability</title>
      <p>Data published on the portal will be compliant with a modified version of the
C20C<inline-formula><mml:math id="M113" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> D&amp;A conventions. All raw data will be available, as well as a bias-corrected ISIMIP subset using the <xref ref-type="bibr" rid="bib1.bibx10" id="text.48"/> methodology.</p>
      <p>Output from all HAPPI and associated experiments are to be published through
the joint C20C<inline-formula><mml:math id="M114" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>D&amp;A project-HAPPI portal, hosted by the National Energy
Research Scientific Computing center (NERSC) at
<uri>http://portal.nersc.gov/c20c/data.html</uri>. The HAPPI data policy uses the
same principles as the Coupled Chemistry Model Validation (<?xmltex \hack{\mbox\bgroup}?>CCMVal<?xmltex \hack{\egroup}?>)
policy. The HAPPI data are therefore made available to all researchers
outside the HAPPI community, provided that they become official HAPPI
collaborators. All collaborators are asked to respect the interests of the
HAPPI community, and are therefore encouraged to keep lines of communication
open throughout any
analysis. Publications of HAPPI data and corresponding scientific analysis
are encouraged, and the data policy involves two phases in line with CCMVal.
Phase 1 runs up to the cut-off date for publications to be included in the
IPCC Special Report (in April 2018). During this phase users are obligated to
offer co-authorship to the HAPPI core team, and to acknowledge NERSC for data
storage. Phase 2 follows publication of the IPCC Special Report, and requires
acknowledgment of the HAPPI core team and NERSC. During the latter phase it
is intended that HAPPI data will be used to inform AR6 among other
initiatives, and may well include high-temperature scenarios, such as
3 <inline-formula><mml:math id="M115" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C.</p>
      <p><bold>HAPPI website:</bold> The project is kept up-to-date with news,
collaborations, publications and experiments at <uri>http://happimip.org</uri>.</p><?xmltex \hack{\clearpage}?>
</sec>

      
      </body>
    <back><app-group>

<app id="App1.Ch1.S1">
  <title/>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.F1"><caption><p>As in the 1.5<inline-formula><mml:math id="M116" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> experiment delta SST pattern in
Fig. <xref ref-type="fig" rid="Ch1.F3"/> but for the first set of 12 individual
models.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f05.jpg"/>

      </fig>

<?xmltex \hack{\clearpage}?><?xmltex \floatpos{h!}?><fig id="App1.Ch1.F2"><caption><p>As previous but for the second set of 12 individual
models.</p></caption>
        <?xmltex \hack{\hsize\textwidth}?>
        <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://gmd.copernicus.org/articles/10/571/2017/gmd-10-571-2017-f06.jpg"/>

      </fig>

<?xmltex \hack{\clearpage}?>
</app>
  </app-group><ack><title>Acknowledgements</title><p>We would like to thank Ben Sanderson, Reto Knutti and Annette Hirsch for
their in-depth reviews of our paper. Daniel Mitchell received support from
the NERC ACE Africa and a NERC Independent Research Fellowship
(NE/N014057/1). Jan Fuglestvedt, Ingo Bethke, Trond Iversen and
Øyvind Seland received support from the Research Council of Norway,
project no. 261821. This material involved work supported by the US
Department of Energy, Office of Science, Office of Biological and
Environmental Research, under contract number DE-AC02-05CH11231.
Hideo Shiogama was supported by the Program for Risk Information on Climate
Change from the Ministry of Education, Culture, Sports, Science and
Technology of Japan, and by the Environment Research and Technology
Development Fund (S-10) of the Ministry of the Environment of Japan.
Carl-Friedrich Schleussner was supported by the German Federal Ministry for
the Environment, Nature Conservation and Nuclear Safety
(11_II_093_Global_A_SIDS and LDCs). Nicholas Klingaman was funded by an
Independent Research Fellowship from the UK Natural Environment Research
Council (NE/L010976/1).<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by:
D. Lawrence<?xmltex \hack{\newline}?> Reviewed by: B. Sanderson and R. Knutti</p></ack><ref-list>
    <title>References</title>

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    <!--<article-title-html>Half a degree additional warming, prognosis and projected impacts (HAPPI): background and experimental design</article-title-html>
<abstract-html><p class="p">The Intergovernmental Panel on Climate Change (IPCC) has accepted the
invitation from the UNFCCC to provide a special report on the impacts of
global warming of 1.5 °C above pre-industrial levels and on related
global greenhouse-gas emission pathways. Many current experiments in, for
example, the Coupled Model Inter-comparison Project (CMIP), are not
specifically designed for informing this report. Here, we document the design
of the half a degree additional warming, projections, prognosis and impacts
(HAPPI) experiment. HAPPI provides a framework for the generation of climate
data describing how the climate, and in particular extreme weather, might
differ from the present day in worlds that are 1.5 and
2.0 °C warmer than pre-industrial conditions. Output from
participating climate models includes variables frequently used by a range of
impact models. The key challenge is to separate the impact of an additional
approximately half degree of warming from uncertainty in climate model
responses and internal climate variability that dominate CMIP-style
experiments under low-emission scenarios.</p><p class="p">Large ensembles of simulations ( &gt;  50 members) of atmosphere-only models for
three time slices are proposed, each a decade in length: the first being the
most recent observed 10-year period (2006–2015), the second two being
estimates of a similar decade but under 1.5 and 2 °C conditions
a century in the future. We use the representative concentration pathway 2.6
(RCP2.6) to provide the model boundary conditions for the 1.5 °C
scenario, and a weighted combination of RCP2.6 and RCP4.5 for the
2 °C scenario.</p></abstract-html>
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